道CDCS培训考试试题SAMPLE

Documentnumber【AA80KGB-AA98YT-AAT8CB-2A6UT-A18GG】道CDCS考试SAMPLEPart1单项选择AmongthekindsofdocumentarycreditssubjecttoUCP600,fromwhichcanthebeneficiarygettwobanksirrevocableundertakingtopayifcomplyingdocumentsarepresented.IrrevocablecreditTransferablecreditConfirmedcreditWhichtransportdocumentofthefollowingisnotagoodstitleBillofladingMultimodaltransportdocumentsAirwaybillUnderanirrevocablecredit,whomustundertakeprimaryliabilityforpaymentTheapplicantTheissuingbankThenominatedbankWithreferenceto(),theexpression“transshipmentnotallowed”isnotabindingtermundercredittransaction.AirtransportationMarinetransportationInsurancepolicySilentconfirmationisanarrangementmadebetween()BeneficiaryandadvisingbankIssuingbankandadvisingbankBeneficiaryandapplicantAcreditcanbetransferred()FromthefirstbeneficiarytothesecondbeneficiaryFromthesecondbeneficiarytothethirdbeneficiaryFromtheapplicanttothebeneficiaryAsforafreelynegotiablecredit,whichbankactsasatransferringbanktheadvisingbankthespecificallyauthorizedbankanynegotiatingbankOfdocumentarycreditanddocumentarycollectionininternationaltrade,()isbetterforthesellerasitmeansabank’sirrevocableundertakingtopay.TheformerThelatterNeitherWhichabbreviationofthefollowingisforuniformcustomsandpracticefordocumentarycreditsUCPURCURDG()means“freeonboardavessel”attheloadingport,forwhichthesellerdoesnotsupplyinsurancedocuments.FOBCFRFCAAccordingtoIncoterms2000,whichoneofthebelowtradetermisrecommendedwhenthecreditrequiresanairwaybillmarkedfreightprepaidtotheairportofdestinationCFRCPTFCAIfanexporteriswillingtoreleasetheshippingdocumentsdirectlytothebuyer,butwishestoretainsomeguaranteeofpaymentshouldthebuyerfailtopayontheduedate,whichofthefollowingdocumentarycreditbestsuitstheexporter’sneeds.TransferableStandbyRevolvingHowmanyworkingdaysdoesanissuingbankhavetoascertainwhetherthedocumentsareincomplianceunderacreditsubjecttoUCP600567Besidesinsurancecompanyoritsagent,thepartywhoisalsoqualifiedtosigninsurancedocumentis()UnderwriterBrokerProxyUnderCUP600whatistheminimuminsuranceamountacceptablewhenthecreditrequirestheinvoiceamountbeCIFUSD1000USD1000USD1100USD1200Collectionsshouldnotcontainbillsofexchangepayableatafuturedatewithinstructionsthatcommercialdocumentsaretobedeliveredagainstpayment.Ifcollectionscontainsuchabillwithsuchinstructions,documentswillbereleasedtothedraweeupon()andthepresentingbankisnotresponsibleforanyconsequencesarisingoutofanydelayofpayment.(A,522Art.7c)Thedrawee’spaymentThedrawee’sacceptanceAguaranteetopayInthecaseofdocumentspayableatsightthepresentingbankmustbankmustmakepresentationforpayment()WithinsevenworkingdaysWithin3workingdaysWithoutdelayInthecasethattheL/Cacceptsondeckbilloflading,asetofbillofladingwiththenotation“shippedondeck”insteadof“shippedonboard”appearingthereonisacceptable.RightWrongIt’sarguable()incollectiontransactions,whendocumentspresentedlackbillsofexchange,theremittingbank,uponrequestofthedrawer,mayinstructeitherthecollectingbankorthedraweetocreatethebillsofexchangeinsteadwithproperrequirementsastotheirformandwording.(C,of522)UnlesstheremittingbankagreesUnlessthepresentingbankagreesNoconditionsneededAnL/CstipulatedthattheexpirydatefornegotiationwasMay1,2003InthelightofUCP600,theL/Cwasproperissued.ButsuchadatewillbedeemedastheexpirydateforpresentationofdocumentsInthelightofUCP600,theL/CwasbadlyissuedThisstipulationcanbedisregarded.Theperiodofpresentationofdocumentswouldbe21daysafterdateofshipmentAnL/Crequires:invoice/billofladingin1photocopy.WhatshouldthebeneficiarypresentInvoicein1photocopyorBLin1photocopyAdocumenttitled“invoice/billoflading”in1photocopyTheL/Cisnotclear,butit’sbettertopresentaninvoiceandaBLeachinphotocopyThetransportationdocumentcalledforwasanairwaybillissuedtoorderoftheapplicant.Theairwaybillpresentedwasissuedtotheapplicantinsteadoftohisorder.Theairwaybillwasdiscrepant.TheairwaybillwasOKbecausetheL/CdidnotprohibitthealterativeoftheconsigneeTheairwaybillwasOKbecausethisalternativewasallowedbytheISPBWhichofthefollowingclausesornotationsappearingonthefaceofthetransportdocumentwouldprecludeitfrombeingacceptedOildrumsareleakingHighlyflammablematerialorpotentiallyexplosivematerialRefrigeratedseafood,mayspoilduringvoyageAbeneficiaryreceivesanirrevocabledocumentarycreditforwhichUSD22,maybedrawnduringeachmonthofthedocumentarycredit’sone-yearvalidity.Thedocumentarycreditalsoindicatesthatreinstatementisonacumulativebasis.Fullmonthlydrawingsweremadeduringthefirst,second,fourth,fifthandseventhmonthsandtherehavebeennootherdrawings.Inthelastmonthofthedocumentarycredit’svalidity,thebeneficiaryexpectstomakeafinalshipment.WhatisthemaximumvalueavailableforthisfinaldrawingUSD112,USD135,USD157,Adocumentarycreditstatesthatshipmentdateswouldbeacceptable20June27June02July03July1and2only1and4only2and3onlyWhenanadvisingbankhasacceptedatime/usancedraftunderanadviseddocumentarycredit,theyareresponsibleforeffectingpaymentatmaturitywhen()theyhavereceivedfundsfromtheissuingbank]theyhavereceivedfundsfromthereimbursingbankthedraftispresentedbythebeneficiaryInaccordancewithUCPallthefollowingstatementsrelatingtocommercialinvoicesunderanon-transferabledocumentarycreditarecorrectEXCEPTthecommercialinvoicesmust()BemanuallysignedbythebeneficiaryBemadeoutitthenameoftheapplicantAppeartohavebeenissuedbythenamedbeneficiaryandindicatethedescriptionofgoodscorrespondingwiththedocumentarycredit.WhichofthefollowingIncotermsiscorrectlydescribedIncotermInsurancerequiredTransportdocumentA.CFRYesFreightCollectB.FOBNoFreightPaidC.FCANoFreightCollectWhichpartyhasthemostresponsibilitytoexaminethetermsandconditionsofadocumentarycreditagainstthesalesagreementApplicantBeneficiaryIssuingbankInthecaseofanon-cumulativerevolvingdocumentarycreditavailableforUSD10,permonthandvalidforsixmonths,whichofthefollowingstatementsiscorrectThefacevalueofthecreditisUSD10,ThefacevalueofthecreditisUSD60,Theamount(s)notutilizedinonemonthmaybecarriedovertothenextThetotalundertakingoftheissuingbankisUSD60,1and3only1and4only2,3and4onlyPARTTWO多项选择AnL/CcallsforacertificateoforiginissuedbytheICC,whichofthefollowingsamplesareacceptableA.B.C.ICCCERTIFICATEOFORIGINXxxxSignedbySmithCERTIFICATEOFORIGINXXXXXXXXSignedbySmithDirectorofICCCERTIFICATEOFORIGINXXXXXXXXSignedbySmithWhichofthefollowingdocumentsmustbedatedPackinglistDraftsTransportdocumentsInsurancedocumentsL/C:apackinglistandaweightlist.ArethefollowingpackinglistsacceptableundertheaboveL/CA.B.C.PACKINGLIST“Packingandweightdetailsshown”“Packingandweightdetailsshown”PACKING&WEIGHTLIST“Packingandweightdetailsshown”Whatdoes“exportingcountry”meansCountrywherethebeneficiaryisdomiciledCountrywheretheL/CisadvisedCountryofreceiptofthegoodsbythecarrierCountryoforiginofthegoodsorcountryfromwhichshipment/dispatchismadeWhatdocumentsmustbesignedundertheUCP600CertificateoforiginInvoiceTransportdocumentsandinsurancedocumentsDraftsanddeclarationWhichofthefollowingdocumentsareoriginaldocumentsAphotocopywithmanuallysignatureAninvoiceproducedonbeneficiary’sletter-headedpaperwithoutsignatureand/ornotindicating“original”Asigneddocumenttransmittedthroughafaxmachine,thoughabsentanoriginalsignatureAdocumentwith“original”onitWhichofthefollowingL/CissuitabletoaskforadraftAvailablebynegotiationAvailablebydeferredpaymentAvailablebyacceptanceAvailablebypaymentWeissuedtheL/Casfollows:L/Cexpired:Dec27,2005atbeneficiary’scountryLatestshipmentdate:Dec06,2005Periodofpresentation:documentstobepresentedwithin21daysafterdateofshipmentbutwithinthevalidityofcredit,statedocumentsacceptable.WhichofthefollowingisacceptableB/Lonboarddate:Dec01,2005,alldocumentspresentedonDec25,2005B/Lonboarddate:Dec01,2005,alldocumentspresentedonDec31,2005B/Lonboarddate:Dec10,2005,alldocumentspresentedonDec25,2005B/Lonboarddate:Dec01,2005,alldocumentspresentedonDec15,2005WhichofthefollowingdocumentsarenotconsideredastransportdocumentsunderUCP600Deliveryorderandmate’sreceiptForwarder’scertificateofreceiptandforwarder’scargoreceiptAirwaybillandbillofladingWarehousenotes/receiptForthecorrectionandalternationcontainedinthefollowingdocuments,whichneednotbeauthenticatedCorrectionandalternationincommercialinvoicevisaedbyXXXconsulateCorrectionandalternationinpackinglistissuedbythemanufacturerCorrectionandalternationdraftsissuedbybeneficiaryCorrectionandalternationincertificateoforiginissuedbybeneficiaryIfanactualdateofdispatch,thoughnotrequiredbytheL/CsubjecttoUCP600,tobeshownontheairwaybill,whichdatebelowisdeemedtobetheshipmentdateFlightdate:June12,2006shownintheboxfor“carrier’suseonly”Flightdate:June15,2006Actualdateofdispatch:june17,2006madebyastampAorBSelectthestatementsthatcorrectlyexpressthemeaningoftheUCPAnL/CisindependentofrelativecontractevenifitisexpresslyreferredtobytheL/CIftheL/Copeningapplicationbearsanyambiguityinitsinstruction,theissuingbankshouldbeartherisktoissueoramendtheL/CIftheapplicanthasacceptedthediscrepancies,theissuingbankcanstillrefusethedocumentsOnceabeneficiaryacceptsanL/Chemustexecuteit.UnderanL/Cindicatingthegoodsdescriptionas“frozenbeef”andreqiringinvoice,B/L,packinglist,certificateoforigin,pleasedeterminethedocumentswhichareacceptable.Invoiceindicatingrhegoodsdescriptionas“beef”B/Lindicatingthegoodsdescriptionas“beef”B/Lindicatingthegoodsdescriptionas“goodsshippedasperinvoicepresented”Certificateoforiginindicatingthegoodsdescriptionas“goodsshippedasperinvoicepresented”Acreditavailablewith()isalsoavailablewith()anominatedbank,theissuingbanktheissuingbank,anominatedbankadvisingbank,transferringbankconfirmingbank,theissuingbankhowwouldtheissuingbankexercisecontroloverthegoodsbyairinsistuponholdingtheconsignor’scopyoftheairwaybillinsistuponholdingoriginalairwaybillfortheconsigneeinsistuponbeingnamedasconsigneeofthegoodsontheairwaybillinsistuponfullsetofairwaybillstobepresentedAdocumentarycreditcallsforpresentationofaninsurancecertificate.WhichofthefollowinginsurancedocumentswouldbeacceptableforCIFshipmentwheretheinvoicevalueisUSD75,000insurancecertificateforUSD82,500insurancepolicyforUSD85,000insurancedeclarationforUSD75,000insurancecertificateforUSD75,000theletterofcreditrequires“threecopiesofinspectioncertificateissuedbyCCIC”.Thedocumentspresentedasfollows.Whichisacceptablein3originalsin3copiesin1originaland2copiesin2originalsand1copyanissuingbankhasissuedasightdocumentarycredittoabeneficiaryauthorizinganominatedbanktopaythebeneficiaryforalldocumentarypresentedinaccordancewiththedocumentarycredittermsandconditions.Uponreceiptofcomplyingdocumentsdrawnunderthedocumentarycreditdirectlyfromthebeneficiary,theissuingbankshould:examinethedocumentsandpaythebeneficiaryverifythedocumentsandpaythenominatedbankreturnthedocumentstothebeneficiaryforpresentationtothenominatedbankremitthedocumentstothenominatedbankforexaminationunderwhichofthefollowingsituation,theonboardnotationonB/LshouldalsoindicatetheactualportofloadingwhenB/Lcontainstheindicating“intendedvessel”orsimilarqualificationinrelationtothevesselwhenB/Lindicatestheportofloadingofthecreditinthecolumn“placeofreceipt”ratherthaninthecolumnof“portofloading”whenB/Lcontainstheindicating“intendedportofloading”orsimilarqualificationinrelatingtotheportofloadingwhenB/Lindicatesthat“goodshavebeenreceivedinappearancegoodcondition”whichofthefollowingstatementsabouttransferableL/CiscorrectincaseoffreelynegotiableL/C,theissuingbankshouldspecificallynominateinthecreditabankasthetransferringbankthetransferableL/CcouldbetransferredmorethanoncethetransferableL/Ccouldbetransferredtomorethanonesecondbeneficiaryifpartialshipment/drawingisnotprohibitedrefusalofanamendmentbyonesecondbeneficiarywillinvalidatetheacceptance(s)bytheothersecondbeneficiary(ies).PartThree是非判断wouldcharterpartyB/LbeacceptablewhentheL/CcallsforanoceanB/LanL/CcallsforCFRshipment.TheB/Lismarked“freightpaid”and“freeout”,wouldthisbeacceptableanL/CcallsforFOBshipmentandB/Lmarked“freightcollect”,theB/Lismarked“freightcollect”and“freein”,wouldthisbeacceptableanL/CcallsforanoceanB/LanddeliveryonFOBterms.WouldaB/Lbeacceptableifmarked“freightpayableaspercharterparty”anL/CcallsforanAWBshowing“actualflightdate”.Whenreceived,theAWBshowsthisinformationbutinaboxmarked“forcarrier’sinformationonly”.Wouldthisbeacceptableunder“documentsrequired”andL/Clistsboth“certificateoforigin”and“GSPformA”.onlythelatterdocumentispresentedbythebeneficiary.WouldthisbeacceptableanL/Ccallsforacertificateregardingthevessel“tobeissuedbythecarriers”.TheB/LhasbeenissuedbyBorneoShippingPteLtdasagentsforthecarrier,NykLine.BorneoShippinghasalsoissuedthecertificateasagentsforNykLine.WouldthisbeacceptableanL/Ccallsforpresentationofacopytelex/faxtotheapplicantsgivingcertaininformation.Thedocumentpresentedisthebeneficiary’ssignedcertificatethattheyhavesentsuchatelextotheapplicant(thecertificatealsoliststheinformationsentwhichisaccurateandcomplete).WouldthisbeacceptableanL/Ccallsfor“commercialinvoice”,whenpresented,theinvoice,whichhasbeencomputer-generated,isnotmarked“original”,itdoeshoweverbearanoriginalmanualsignature.WouldthisbeacceptableAbeneficiarypresentsdocumentswithintheexpirydateoftheL/Cbuttheycontaindiscrepancies.Thebeneficiarycollectstheoffendingdocumentsforcorrection(leavingtherestwiththebank)andinduecoursepresentscorrectdocuments,however,intheinterimtheL/Chasexpired.Shouldthebanknowrejectthedocumentsfor“creditexpired”anL/C(whichallowstransshipment)callsforshipmentfromaUKairport.TheAWBshowsgoodsonaflightfromParistoLondonthentransshipmenttoanotherflightfromLondontotheultimatedestinationasspecifiedintheL/C.wouldthisbeacceptableanL/CissuedinfavourofabeneficiaryinGalle,Srilankacallsforacertificateoforiginissuedbythe“localchamberofcommerce”,whenpresentedithasbeenissuedbythechamberofcommerceinColombo,srilanka.WouldthisbeacceptableanL/Ccallsforoceanshipmentfrom“westernEuropetosouthkorea”.InfullutilizationoftheL/C,thedocumentspresentedinclude3setsofoceanB/Lallshowingthesamevessel/voyagebut3differentportsofloading(allwithinwesterneurope)and3differentportsofdischarge(allinsouthkorea).DoesthisconstituteevidenceofpartialshipmentanL/CsubjecttoUCP600specifiedthattheL/Cnumbermustbequotedinalldocumentspresented.ThecommercialinvoicedidnotquotetheL/Cno.andissuingbankrefusedpayment.IstheissuingbankcorrectinitsrefusalisthefollowinginvoiceacceptableornotDescriptionofthegoodsinanL/Cis:1000piecesoftowelsL/Camount:USD1000Invoicepresentedshows:Towels:1000piecesTotalvalue:USD1000Samplesofcap:20freeofchargePartFour判断正误Havingtransferredthefullshipment/expirydatesandpresentationperiodandmadetheL/Cavailableinthetransferee’scountry,thefirstbeneficiarycannotnowsubstitutedocumentsaftertheL/Chasexpiredorlatepresentationoccurred.partshipments/drawingsareprohibitedunlessotherwisestatedintheL/C.unlessotherwisestatedintheL/C,transportdocumentsmustshowtheL/Cbeneficiaryasshipper/consignor.anL/Ccallsforinvoicesintriplicate.Whenpresented,theyareidenticalcomputer-generateddocumentsnoneofwhichismarkedoriginal.However,thisisacceptableastheL/Conlystatedtriplicate,notoriginalandtwocopies.aninsurancepolicyisacceptableinlieuofaninsurancecertificateandviceversa.accordingtoarticle13ofUCP600,ifthecreditstipulatesthataclaimingbankmustsupplyacertificateofcompliancewiththetermsandconditionsofthecreditwhenmakingreimbursementclaim,thereimbursingbankcandisregardsuchastipulation.abillofladingwithpre-printedwordingtoshowthatthegoodshavebeenloadedonboardcansimultaneouslybearadatedon-boardnotation.Insuchacasethedateoftheon-boardnotationwillbedeemedtobethedateofshipmentwhetheritisearlierorlaterthantheissuancedateorthetwoarethesame.ifthebillofladingindicatesaplaceofreceiptortakinginchargedifferentfromtheportofloading,theonboardnotationmustalsoincludetheportofloadingstipulatedinthecreditandthenameofthevesselonwhichthegoodshavebeenloaded,eveniftheyhavebeenloadedonthevesselnamedinthebilloflading.Thisprovisiondoesnotapplywhenloadingonboardthevesselisindicatedbypre-printedwordingonthebilloflading.termssuchas“firstclass”,“well-known”,“independent”,“local”,“official”,“qualified”,“competent”andthelikeareambiguouswordsinlightoftheUCP.Ifsuchtermsareincorporatedinthecredit,bankswillaccepttherelativedocument(s)aspresented,providedthatitappearsonitsfacetobeincompliancewiththeothertermsandconditionsofthecredit.asforacharterpartybilloflading,bankswillnotexaminethecharterpartycontracttowhichthebillofladingissubject.Butifthecreditrequiresbeneficiary(ies)topresentthecontractalongwithotherdocumentsbankshavetodeterminewhetheritisincompliancewiththetermsandconditionsofthecredit.underafreelynegotiableandtransferablecreditanybankexcepttheissuingbankisanominatedbank.NowthattherelativearticleofUCP600setsarulethatonlythenominatedbankhastherighttomakethetransfer,thereofanybankexclusiveoftheissuingbankcantransfersuchacreditunlessotherwisestipulated.withouttheagreementorauthorizationoftheapplicant,anissuingbankmustissueacreditstrictlyaswhattheapplicationsaysandcannotmakeanyalterationeveniftosupplementordevelopthetermsinamannernecessaryordesirabletopermittheuseofthecredit.ifasignatureand/orendorsementisrequiredtobeonadocumentconsistingofmorethanonepage,thesignatureisnormallyplacedonthefirstorlastpageofthedocument,butunlessthecreditorthedocumentitselfindicateswhereasignatureorendorsementistoappear,thesignatureorendorsementmayappearanywhereonthedocumentifanL/Crequires“invoice”or“oneinvoice”itwillbeunderstoodtobearequirementforanoriginalinvoice.IfanL/Crequires“invoicein1copy”,itwillbeunderstoodtobearequirementforacopyofaninvoice.anL/Ccalledforonecopyofinsurancecertificate,theoriginaltobesenttotheapplicantbythebeneficiaryoutsidetheL/C.thebeneficiarypresentedoneoriginalinplaceofonecopy.Theoriginalindicatedonitsfaceincolumn:NUMBEROFORIGINAL:ONE.Thepresentationisvalid.descriptionofgoods:100tables,unitprice:USD100FOBshenzhen,totalvalue:USD10000partialshipmentalloweddescriptionofgoodsinpresentedinvoice:100tables,unitprice:USD100FOBShenZhen10tablesfirstshipmenttotalvalue:USD1000thedescriptionofgoodsinpresentedinvoiceisnotacceptable.thesignatureofthebelowbillofladingiscomplianceL/Crequirement:oceanbillofladingBILLOFLADINGBLNO,XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXZHANGXINXINXYZFREIGHTFORWARDERASCARRIERUCP600isquiteclearinstatingthatforthepurposeofthearticlesinUCP,branchesofabankinadifferentcountryisconsideredtobesepearatebank.Itfollowsthatabranchofabankinthesamecountryisconsideredtobethesamebank.acreditrequiresthebillofladingtoshowonboardnotationwhichshouldbedated,stampedandcountersigned.Inthisrespectifthebillofladingissignedbythecarrier,thenotationshouldnotbecountersignedbythecarrier.acreditsubjecttoUCP600callsfor“internationalconsignmentnot-copyforshipper”.Aninternationalconsignmentnoteispresentedwithoutthewordsormarking“copyforshipper”,neitherdoesitshowforwhomthedocumenthasbeenprepared.Thedocumentwithoutthewordsormaking“copyforshipper”createsadiscrepancy.SELFCHECKINGANSWERLISTPart1单项选择1C2C3B4A5A6A7B8A9A10A11B12B13A14AC15B16A17C18B19C20A21C22C23A24C25C26C27A28C29B30BPART2多项选择1AB2BCD3C4ACD5ACD6ABD7ACD8AD9ABD10D11C12AC13BD14AD15BC16AB17ABCD18A19BC20ACPART3判断是非1W2R3R4W5W6W7R8W9R10R11W12R13R14R15WPART4判断正误1F2F3F4F5F6F7T8F9F10F11F12F13T14F15T16F17T18T19F20F