理财英语词汇

（一）理财：WealthManagementorfinancialplanning理财规划：financialplanning理财公司：financialplanningfirm独立第三方理财顾问公司：IndependentFinancialAdvisor外汇投资：foreigncurrencyinvestment股票投资：equityinvestmentorstockinvestment投资组合：portfoliomanagement风险和回报：risk&return基金：managedfund(英国）muturalfund(美国）（二）Accruedinterest应得利息All-OrdinariesIndex所有普通股指数Arbitrage套戥AskPrice买价Asset-BackedSecurities具资产保证的证券At-the-money刚到价AutomaticOrderMatchingAndExecutionSystem自动对盘及成交系统BasisPoint基点BearMarkets熊市BidPrice卖价Bid-askSpread买卖差价BlueChips蓝筹股Bond债券BookValue账面值Broker经纪BrokerageFee经纪佣金BullMarkets牛市CallOption好仓期权/买入（认购）期权CallableBonds可赎回债券CapitalGain资本增值CapitalMarkets资本市场CentralClearingandSettlementSystem中央结算系统CentralMoneyMarketUnits债务工具中央结算系统CertificateofDeposits存款证ChinaConceptsStock中国概念股Closed-end闭端基金Collateral抵押品CommercialPaper商业票据CommonStock普通股CompoundInterest复息ContractNote成交单ControllingShareholder控制股东ConvertibleBond可换股债券CorporateBond公司债券Coupon票息CouponFrequency派息次数CouponRate票面息率Coveredwarrants备兑认股权证CreditRating信用评级CurrencyBoard货币发行局CurrentYield现价息率CustodyofSecurities证券托管DefaultRisk不能收回本金的风险DerivativeCall衍生认购（认沽）认股权证DerivativeInstrument衍生产品DirectBusiness直接成交DiscountBond折扣债券Diversification分散风险Duration期限Earnings收益EarningsperShare每股盈利EarningsYield盈利率Equity股本EquityCallWarrants股本认购认股权证Ex-dividend除息FaceValue/NominalValue面值FixedRateBonds定息债券Fixed-incomesecurities定息证券FloatingRateBonds浮息债券FundamentalAnalysis基本分析FutureValue未来值FutureValueofanAnnuity定期供款之未来值Futurescontract期货合约HangSengChinaEnterprisesindex恒生香港中资企业指数HangSengIndex香港恒生指数HangSengLondonReferenceIndex恒生伦敦参考指数Hedge对冲HongKongInter-BankOfferedRate香港银行同业拆息HongKongMonetaryAuthority香港金融管理局HongKongSecuritiesClearingCompanyLtd.香港中央结算有限公司H-Share股HSIFuturesContract恒生指数期货合约Income收入IndexFund指数基金InitialPublicOffering首次公开招股InsideInformation内幕消息InsiderTrading内幕交易IntrinsicValue内在价值Investment投资InvestmentAdviser投资顾问IPOprice首次公开招股价JunkBond垃圾债券LeverageRatio杠杆比率LimitOrder限价指示LimitedCompany有限公司Liquidity变现能力Listing挂牌ListingDate上市日期MarginCall补仓MarketCapitalisation市价总值MarketMaker庄家MarketOrder市场指示MoneyMarket货币市场MutualFund互惠基金NetAssetValue资产净值OfferForSale公开发售OfferForSubscription公开认购OpenOffer公开供股Open-end开放基金Option期权Oversubscribed超额认购ParBond平价债券ParValue票面值PerpetualBonds永久债券Placing配售Portfolio投资组合PreferenceShares优先股Premium溢价（认股证）PremiumBond溢价债券PresentValue现时值PresentValueofAnAnnuity定期供款之现时值Price/EarningsRatio市盈率Privatisation私有化ProfessionalConductRegulations专业操守规例Prospectus招股书PutOption淡仓期权/卖出（认沽）期权RateofReturn收期率RealInterestRate实质利率RedChip红筹股RedemptionValue赎回价值ReinvestmentValue再投资利率RelativeStrengthIndex/RSI相对强弱指数RepurchaseAgreement回购协议ResistanceLevel阻力价位Return回报RightsIssue供股发行Risk-Averse,Risk-Neutral,Risk-Taking风险厌恶，风险中立，追求风险SecuritiesAndFuturesCommission证券及期货事务监察委员会SecuritiesDealers'Representatives证券交易商SEHK联交所SeniorBond优先债券Settlement结算ShortHedge空头对冲ShortPosition空仓ShortSelling抛空/沽空Speculation投机StockSplits股票分拆SubordinatedBond后偿债券SubstantialShareholder大股东SupportLevel支持价位TechnicalAnalysis技术分析TheStockExchangeofHongKongLtd.香港联合交易所有限公司TimeHorizon投资期TradingHoursofSEHK联合交易所的交易时间TradingRules交易规则TrustDeed信托契约UnderlyingSecurity认股权证相关的股份UnifiedExchangeCompensationFundScheme联合交易所赔偿基金Valuation估价Warrant认股权证WindowDressing粉饰橱窗Yield盈利率YieldToMaturity到期孳息率ZeroCouponBond无息债券（三）AllOrdinariesIndex(澳大利亚)股市指数Amex(AmericanStockExchange)美国股票交易所amortize摊提，分期偿还债务annuity年金享受权askingprice卖主的开叫价assess对(财产等)进行估价，确定(款项)的金额back拖欠的badloan呆账，坏账bailout帮助……摆脱困境balloon(分期付款中)最后数目特大的一笔barometer晴雨表，[喻]标记，指标basispoint基点(一个百分点的百分之一)bearmarkets熊市blue-chip(股票等)热门的，(在同行中)最赚钱的forexforeignexchangebond债券，公债bourse交易所，证券交易所bullmarkets牛市bullish牛市的bunji-change快速的大幅度变化CAC-40Index(法国)股市指数CD(certificate-of-deposit)大额存款单ChicagoMercantileExchange芝加哥商业交易所ConsumerPriceIndex消费者价格指数contagion蔓延correction调整couponrate券根利率CTA(CommoditiesTradingAdvisor)农矿产品交易顾问Currencyboard货币委员会DAXindex(法兰克福)德国股市指数deadloan死帐delist从上市证券表中除名derivatives衍生金融商品(由利率或债券、外汇或汇率以及股票或股价指数等现货市场衍生出来，主要有期货futures、期权optiontrading与掉期swap三种类型，品种多达100余种。)discount贴现discountrate贴现率DJIADow-JonesIndustrialAverage道?琼斯公用事业股价平均数。通常简称Dow(道)，是30个主要工业公司股票价格的组合。Dow-JonesCompositeAverageof65representativestocks65种有代表性的股票的道?琼斯公用事业股价平均数Dow-JonesTranspositionsAverage道?琼斯运输业股价平均数Dow-JonesUtilitiesAverage道?琼斯公用事业股价平均数down付现款equity(押款金额以外的)财产价值，证券，股票escrow由第三者保存、等条件完成后即交受让人的契据(或证书等)facevalue面值FederalAgencyIssues联邦机构债券fluctuation起伏fluctuate起伏fraud欺骗，欺诈fraudulence欺骗(欺诈)行为fraudulent欺诈的FTSIFinancialTimes100ShareIndex(英国)金融时报100种股票指数good有效的HangSengIndex(香港)恒生指数holdings占有的财产，股票IbbotsonSmallCompanyIndexIbbotsonCompanyIndex中包括近2700家公司：即在纽约股市上交易的最后的20%股票imburse赔偿initialshare原始股IRAIndividualRetirementAccount个人退休账号junkbond假债券junkbonds垃圾债券lien扣押权，留置权liquidate清算，破产list(交易所)上市证券;把(证券)列人上市证券表longposition多头margin差额，保险金mutualfund公共基金NASD=NationalAssociationofSecuritiesDealers全美证券交易者协会NASDAQ(NationalAssociationofSecuritiesDealersAutomatedQuotations)纳斯达克(全美证券交易者协会自动化摘要)NAV(NetAssetValue)净资产值newissue(IPOInitialPublicOffering)新上市股票NikkeiStockAverage日经股票平均指数nosedive(价格等)暴跌NYSE’Volume纽约股票交易量NYSE’scompositeindex纽约股票交易综合指数NYSE(NewYorkStockExchange)纽约股票交易所(也称或BigBoard)obligation契约，债券outstanding拖欠的parvalue票面价值plummet骤然跌落policy保险单pool集合基金portfolio有价证券preferredstock优先股票premium奖金，佣金，担保费premium溢价proceeds收入，收益rally(股票价格等)止跌，上扬rebound反弹recoup偿还，补偿recovery恢复red-chipshare红筹股refund偿还rescuepackage一揽子救援计划resilience回弹，复原力resilient有回弹力的，恢复活力的risk保险项目run挤提存款,挤兑,争购Russell2000Russell2000种小资本股票S&P500(Standard&Poor’s500CompositeStockPriceIndex)标准普尔股价指数SEC(FederalSecuritiesandExchangeCommission)联邦证券与交易委员会securities证券，债券shares(英)股票=(美)stockshoreup支撑slash(大幅度)削减(工资等)slump暴跌，不景气SMIindex(苏黎士市)瑞士股票指数solvent有偿还能力的speculate投机speculation投机speculator投机者T-Bill(TreasuryBill)美国短期国债(每星期发行一次)T-bond(TreasuryBond)美国长期国债(期限为20年或30年)T-note(TreasuryNote)美国中期国债(期限为2年到10年)Technology-heavyNasdaq以技术为主的NasdaqTechnology-ladenNasdaq以技术为主的Nasdaqterm年限tech-heavyNASDAQ以技术股票为主的NASDAQtechnology-richstocks技术股票technology-weightedindex(NASDAQ)反映技术股票的指数(NASDAQ)share,equity,stock 　股票、股权bond,debenture,debts 债券negotiableshare  　可流通股份convertiblebond  　可转换债券treasury/governmentbond　国库券/政府债券corporatebond   企业债券closed-endsecuritiesinvestmentfund封闭式证券投资基金open-endsecuritiesinvestmentfund开放式证券投资基金fundmanager   　基金经理/管理公司fundcustodianbank 　基金托管银行marketcapitalization 市值p/eratio    市盈率(price/earning)mark-to-market   逐日盯市paymentversusdelivery　银券交付clearingandsettlement　清算/结算commodity/financialderivatives商品/金融衍生产品put/calloption  看跌/看涨期权margins,collateral 　保证金rightsissue/offering 配股bonusshare   　红股dividend    　红利/股息ADR 美国存托凭证/存股证(AmericanDepositoryReceipt)GDR 全球存托凭证/存股证(GlobalDepositoryReceipt)retail/privateinvestor　个人投资者/散户institutionalinvestor 机构投资者broker/dealer   券商proprietarytrading 　自营insidertrading/dealing　内幕交易marketmanipulation 　市场操纵prospectus    招股说明书IPO   新股/初始公开发行(InitialPublicOffering)mergerandacquisition 收购兼并