Institute of Peace and Conflict Studies, New Delhi
developing an alternative framework for peace and security in the region
MAY 2009
NO 101
Chinese Aircraft Carrier Program
Blue water navy on the way
On 17 November 2008, the latest round of
discussions were held on China’s aircraft carrier.
Major General Qian Lihua, Director of the Foreign
Affairs Office in the Chinese Ministry of Defense
told Financial Times that, “The world should not
be surprised if China builds an aircraft carrier.”
One month later, on 24 December 2008, the
Ministry of Defense announced that China is
“seriously considering” building an aircraft carrier
to protect its national interests.
According to a CRS Report to Congress issued on
18 November 2005: “If China is to shift to a
broader “sea control” strategy, the primary
indicators would be the development of an
aircraft carrier, and robust anti-submarine warfare
capabilities...” If China builds its own aircraft
carrier, its geopolitical and military implications
would bring about a major change in the Asian
strategic balance, causing a host of new
anxieties.
I
BLUE WATER NAVY
THE CHINESE SEARCH
Much has been written by Western academics on
whether and when China would build an aircraft
carrier. Chinese academics tend to play down
this development, while the Navy and military are
eager to play it up. China is keenly interested in
building an aircraft carrier, but is reluctant to
admit this since it could affect the regional and
global geo-strategic balance.
According to an article published in a Russian
newspaper - the Independence, Chinese leaders
decided to start building an aircraft carrier in
1992 and complete it by 2000. These plans,
however, had to be postponed due to the lack
of technology. The Chinese aircraft carrier
program was given the number 9935, and was
divided into two phases. The first stage was to
acquire technology. The second stage was to build
its own aircraft carrier of 40,000 to 60.000 tons. In
the first phase, China acquired several aircraft
carriers for studying them.
In 1985, China purchased Australian carrier HMAS
Melbourne, from which it learned several
engineering principles. China purchased the Minsk
and Varyag in 1998 and Kiev in 2000 from the
former Soviet Union. In 1995, the Spanish shipbuilder
Empresa Nacional Bazan had offered to build a
conventional-takeoff-and landing (CTOL) carrier for
China. France is also reported to have offered to
give a carrier to China, but could not due to the
EU’s arms embargo on China.
According to a representative of Bazan, the
Chinese side seemed more interested in obtaining
the blueprints of the carrier than in buying the
vessel. Among these aircraft carriers, the most
important was Varyag, the Admiral Kuznetsov-class
carrier of 67,500 tonnage. With the collapse of the
Soviet Union, its ownership was transferred to
Ukraine and it remained unfinished until 1998. When
the Chinese Chong Lot Travel Agency bought it for
USD 20million, it was only 70 percent completed.
The purchase of the Varyag has been seen as proof
of China’s interest in building its own Kuznetsov-class
carrier. Beijing first denied speculation about its
purchase and that the representative of the Chong
Lot Travel Agency was supported by Beijing. Unlike
previous purchases, Cheng Zhenshu, chairman of
the Chong Lot Travel Agency said that this aircraft
carrier would be called Ocean Entertainment
Center with a 600 room hotel, casino and other
facilities. It is now stationed in Dalian, where the
Chinese Navy Academy is located, and is known as
the ‘training carrier’ for cadets.
China is negotiating with Russia for the Su-33, which
Hayoun Ryou
Former IPCS Visiting Fellow
IPCS ISSUE BRIEF
can operate from an aircraft carrier and is
capable of aerial refueling. Its first batch of 50 pilot
cadets is being trained in the Dalian Naval
Academy. The arrest of a Russian couple offering
secret documents about the Admiral Kuznetsov
class carriers for USD 300,000 and news about
Ukraine helping China with training naval pilots are
viewed as evidence of China’s decision to build
an aircraft carrier. Nine Chinese naval pilots who
graduated in the 1980s from the Guangzhou
Warship Institute are believed to have become
commanders of destroyers; some of them are
believed to be groomed to command the future
carrier.
According to the Japanese Asahi newspaper,
China will begin construction of the country’s first
domestically produced aircraft carrier next year. It
said that two 50,000 to 60,000 ton carriers, similar
size as Varyag, will rely on conventional propulsion
systems, and will be tasked with patrolling the
South China Sea. On 14 February 2009, an Asahi
report stated that Beijing planned to build two
nuclear-powered aircraft carriers of about 60,000
tons in displacement, besides two conventional
aircraft carriers, which was decided in a meeting
held in Beijing on 30 December 2008 between
military officials. These aircraft carriers would
permit Beijing to extend its first defensive line
linking Okinawa, Taiwan and the Philippines,
ultimately creating China’s blue water navy.
II
FROM ‘BORDER SECURITY’ TO ‘SECURITY TERRITORY’?
SAFE GUARDING NATIONAL INTEREST
Chinese necessity to have an enlarged maritime
boundary stems from its desire to protect its visible
assets and to seek great power status. China’s
previous ‘border security’ has transformed into a
‘security boundary” which means that its security
concerns have gone beyond safeguarding its
territorial boundaries to include territories beyond
its borders. As its economy and global influence
grows, China gives more importance to the
maritime domain. The recent sending of Chinese
warships to the Somalia coast suggests Chinese
willingness and readiness to protect its interests far
beyond the mother land.
Visible National Interest
China has become the world’s second largest oil
consumer since 2003, and is the third largest
importer of oil since 2004. Chinese leaders find it
imperative to protect its Sea Lines of
Communication (SLOC). Eight Chinese owned or
operated vessels were attacked in 2008 by pirates
off the Somalia coast. According to its Ministry of
Defense, between January and December of
2008, about 20 percent of 1,265 Chinese ships
used this vital shipping route. The necessity of a
strong navy to protect its interest has gained
attention in China.
A survey conducted between 19 and 20
November 2008 by Global Times, run by the
Chinese Communist party’s mouthpiece People’s
Daily, revealed that out of 2200 respondents, 86
per cent favored sending warships to the Somalia
coast. On 29 December 2008, in a People’s Daily
article, ‘Strong China Forum’, Professor Li Daguang
at the Chinese Military Academy, laid stress on
having a strong navy, its mission being to protect
national interests by protecting maritime routes
and contributing to world peace. According to
him, the reason why no US vessels were attacked
was the fear, among pirates, of US naval
intervention.
Invisible National Interest
On 12 May 2007, Admiral Timothy J. Keating,
commander of the US Pacific Command,
suggested that the US would be willing to help (an
aircraft carrier program) if that is what China
decides upon. Nearly a month later on 8 June
2007, People’s Daily published an article titled,
“Military observation: Why the US wants to help
China in building an aircraft carrier?” suggesting
the perspective China has on this issue. It said that
the US’s benign suggestion stems from the fact
that it cannot stop China and therefore the best
course of action is to help China in building an
aircraft carrier. In the process, the US would get to
know details of the aircraft carrier and its
operational value. Second, the US can sell aircraft
carrier related products to China in the garb of
assistance and can influence the whole process
of construction. The article revealed another
interesting point. It said that the US’s suggestion
cannot come out of a pure heart since the US is
preventing the EU from selling its arms to China.
Hence the US proposal must stem from strategic
China has become the world’s second largest oil
consumer since 2003, and is the third largest
importer of oil since 2004. Beijing leaders find it
imperative therefore to protect its Sea Lines of
Communication (SLOC).
PAGE 2 CHINESE AIRCRAFT CARRIER PROGRAM
motivations, and derives from the US strategy of
“technology blockade” and “technology
infiltration.” While the former applies to the US
opposition to EU’s efforts to lift their arms embargo
on China, the latter applies to the US suggestion to
help build the Chinese aircraft carrier.
By deploying an aircraft carrier China would
project its national interests better within Asia. On
1 August 2007, Chinese Navy expert, Li Yaqiang,
addressed the question whether a country without
an aircraft carrier can prevail in a conflict with the
US. He confirmed that though there are other
elements to decide victory or defeat in a conflict,
but a non-aircraft carrier state would be defeated
by being in a weaker position. Zhang Chengmao,
Director, Operational Command and Control
Department, PLA Navy Arms Command College,
in an interview to China Youth Online, said that
the aircraft carrier is not directly linked to victory or
defeat in a war, but reflects a country’s striking
power. For a long time the US had no rivals to
match its strength, which is closely related to the
US’s possession of aircraft carriers, he added.
III
SEEKING GREAT POWERSTATUS
GETTING READY TO MEET GLOBAL EXPECTATIONS?
Several nations currently own aircraft carriers.
There are 22 aircraft carriers in active service
across the world. The US has 11 carriers; France,
Brazil, Russia, Britain, India, Spain, Italy and
Thailand have one or two aircraft carriers.
Deploying an aircraft carrier conveys a great
power nation image. Among UN Security Council
Permanent members, China is the only country
without an aircraft carrier. As Chinese media and
experts have expressed, the possession of an
aircraft carrier conveys a symbolic message.
According to Global Times (7 January 2009)
except Japan and India, other countries
welcomed Chinese participation in the Somalia
mission, and appreciated that sending warships to
Somalia indicated Chinese willingness to play a
bigger role in the international arena. China is the
fourth largest economic power (now third) and its
military capability has to be improved to match
that. Ma Xiaolin, Chinese international affairs
expert, said that the Chinese military has already
set foot on the global stage and sending warships
to Somalia is a good opportunity for China, that
has so far only focused on coastal waters,
suggesting a new role for its navy. In an interview
with Xinhua News, Yuan Ciyou, senior analyst from
the Hong Kong Phoenix, said that the Chinese
have a responsibility to the international
community, but their lack of finance and the
foreign policy of Taoguangyanghui (hide one’s
capability and bide one’s time) made China not
expose its capability to the world. However, it is
time now for China to start participating in
international affairs as a great power country.
Chinese interlocutors often tell Westerners that “a
nation cannot become a great power without
having an aircraft carrier.”
In a commentary, Major-General Yang Yi, of the
Institute of Strategic Studies, remarked that, “the
significance goes beyond military. It sends a
strong political message to the international
community that China with its improved
economic and military strength is willing to play a
large role in maintaining world peace and
security, ” Li Jie of the Institute of Naval Military
Academy indicated that “to build an aircraft
carrier is not merely an “aircraft carrier” issue but
poses an image of a nation, apart from producing
a tremendous deterrent.”
The reason why China does not want to simply
buy an aircraft carrier from other countries is also
linked to it seeking for great power status; it wants
to show the world that it is a powerful
independent country. China News published an
article in November 2008 which said that foreign
countries cannot interfere [in china’s decisions]
but also that there was no way they could
interfere. An aircraft carrier is part of Chinese
weapon systems just like nuclear submarines.
China has to work for its own salvation by its own
efforts. Although Russia is willing to help China
through technology transfers, China would build
its aircraft carrier indigenously to the extent
possible. The chief designer at the Russian
Nevskoye Design Bureau noted that China had
not asked for assistance in designing its aircraft
carrier. Chinese willingness to cooperate with
Russia but its unwillingness to share design reveals
that China, as best as it can, wants to develop its
own aircraft carrier. Certainly, in the process,
China will build it with Chinese characteristics,
while avoiding the scrutiny of its potential rivals.
One more reason why China wants to build an
indigenous aircraft carrier is its economic aspects.
PAGE 3 NO 101
The reason why China does not want to simply
buy an aircraft carrier from other countries is
also linked to it seeking for great power status; it
wants to show the world that it is a powerful
independent country
2007
“Wangyoudiaocha: Meichengyuanfangjianhangmu
zhongguoyinggaijieshoubanzhuma?”(“Internet poll: the
US willing to help China with building an aircraft carrier,
does China have to accept the proposal?”), People’s
Daily, 2 July 2007
“Zhongguohaijunzhuanjia:
fazhanzhongguojiayexuyaohangmu” (“PLA Navy
expert: developing countries also need an aircraft
carrier”), China Review News, 1 August 2007
“Zhongguohaijunzhuanjia:
meiyouhangmujiumeiyouzigegenmeiguoduikang” (“PL
A Navy expert: without an aircraft carrier, it has no right
to fight against the US”), 24 August 2007, China Youth
on Line,
“Xiangmei: Chubing dahaidao biaozhongguozixin
buzaikuaiyu zhanshijunli” (“Hongkong Media: Sending
off Warships express Chinese confidence, not scared to
express its military capability”), Huanqiu (Global Times),
7 January 2009
“Zhuanjia:baohaishangliyi,
zhongguoyingzaiguowaishelihaijunjidi” (“Expert: for
protecting maritime interest, China should have foreign
maritime base”), Dajunshi (Great. Military), 14
December 2008,
“Zhuanjia:yinduduizhongguojunhanghuhangfanyingzhui
buyouhao” (“Expert: India is the most unfriendly country
for Chinese warships sending”), Huanqiu (Global Times),
9 January 2009 (this translation is weird!)
Tham Choy Lin, “China plans first aircraft carrier as navy
heads for Somalia”, Bernama, 23 December 2008
Rahul K Bhonsle, “ Seeing Through China’s Aircraft
Carrier?”, News Blaze, 09 May 2007
Shijiejinluxinde dongdangshiqi,
zhongguojianzaohangmushuidaoqicheng” (“The world
is already entered into new chaotic period, Chinese
building an aircraft carrier have to be done”), China
News, 27 November 2008
Eruosibiaotai:
ekaoluyuzhongguohezuozaohangmu” (“Russia
expressed: Russia considers cooperation with China in
building an aircraft carrier”), Xinjiang Daily, 1 January
2009
“Russia helps China build new aircraft carrier”, 16
December 2008, UPI
“Aircraft carrier orders ensure boost for shipbuilding in
the Northwest”, Northwest, 25 July 2007
“Aircraft carrier orders ensure boost for shipbuilding in
the Northwest”, Northwest, 25 July 2007
When the British government planned to build two
aircraft carriers, the HMS Queen Elizabeth, 65,000
tons and HMS Prince of Wales, 65,000 tons, it was
estimated that more than 1,000 people will be
employed on the construction in the shipyards.
Apart from more jobs in the ship building sector,
an increase in associated jobs linked to the supply
of materials and infrastructure is ensured. If China
is to build aircraft carriers as Asahi has predicted, it
would give a fillip to the Chinese shipbuilding
industry and employment, and boost Chinese
economy.
IV
CONCLUSIONS
China deploying an aircraft carrier would increase
the geopolitical imbalance in Asia. A counter
response is possible from other countries. The
Straits of Malacca are strategically important
since around 80 per cent of China’s energy needs
are supplied by Indonesia and Malaysia.
On 12 December 2008 they pledged to increase
their security cooperation and expand joint patrols
in the Straits of Malacca, and signed an
agreement to allow limited use of each other’s air
space without prior permission to prevent any
misunderstandings during joint air patrols. This
agreement is a first of its kind and was arrived at a
month after Major General Qian Lihua’s statement
on China’s aircraft carrier. It now depends on
China to either maintain Asian security status quo
or fuel stronger counter responses.
REFERENCES
Andrew S. Erickson, Andrew R. Wilson, “China’s aircraft
carrier dilemma”, Naval War College Review, Autumn
2006
Ian Storey and You Ji, “China’s aircraft carrier ambitions:
seeking truth from rumors.”, Naval War College Review,
Vol. LVII No. 1, Winter 2004, 77-84
“China to start construction of 1st aircraft carriers next
year”, Asahi Shimbun, 31 December 2008
“Zhuanjia tixing: Wubahaijun
fusuhuhangwuxianfangdawuxianjiedu (“Experts:
sending warships off the Somalian Coast does not need
over interpretation”), Huanqiu(Global Times), 30
December 2008
“Junqingguancha: Meiguo
weiheyaobangzhongguozaohangmu”(“Military
observation: Why the US wants to help China with
building an aircraft carrier?”), People’s Daily, 8 June
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CHINESE AIRCRAFT CARRIER PROGRAM PAGE 4