Vascular Smooth Muscle Growth:
Autocrine Growth Mechanisms
BRADFORD C. BERK
Center for Cardiovascular Research, University of Rochester, Rochester, New York
I. Introduction 999
II. Physiological Processes That Require Vascular Smooth Muscle Cell Growth 1000
A. Development 1000
B. Injury 1001
C. Remodeling 1001
III. Different Types of Vascular Smooth Muscle Cell Growth 1002
A. VSMC heterogeneity 1002
B. Hyperplasia 1004
C. Hypertrophy 1004
D. Antiapoptotic effects 1005
IV. Autocrine Growth Factors and Receptors 1005
A. Secreted factors coupled to tyrosine kinase receptors 1005
B. Secreted factors coupled to G protein-coupled receptors 1009
C. Secreted factors coupled to other receptors 1012
D. Other proteins involved in autocrine growth mechanisms 1015
E. Nonprotein stimuli that activate VSMC autocrine growth mechanisms 1017
V. Conclusions: Angiotensin II-Mediated Events as a Paradigm for Autocrine Growth Mechanisms 1020
Berk, Bradford C. Vascular Smooth Muscle Growth: Autocrine Growth Mechanisms. Physiol Rev 81: 999–1030,
2001.—Vascular smooth muscle cells (VSMC) exhibit several growth responses to agonists that regulate their
function including proliferation (hyperplasia with an increase in cell number), hypertrophy (an increase in cell size
without change in DNA content), endoreduplication (an increase in DNA content and usually size), and apoptosis.
Both autocrine growth mechanisms (in which the individual cell synthesizes and/or secretes a substance that
stimulates that same cell type to undergo a growth response) and paracrine growth mechanisms (in which the
individual cells responding to the growth factor synthesize and/or secrete a substance that stimulates neighboring
cells of another cell type) are important in VSMC growth. In this review I discuss the autocrine and paracrine growth
factors important for VSMC growth in culture and in vessels. Four mechanisms by which individual agonists signal
are described: direct effects of agonists on their receptors, transactivation of tyrosine kinase-coupled receptors,
generation of reactive oxygen species, and induction/secretion of other growth and survival factors. Additional
growth effects mediated by changes in cell matrix are discussed. The temporal and spatial coordination of these
events are shown to modulate the environment in which other growth factors initiate cell cycle events. Finally, the
heterogeneous nature of VSMC developmental origin provides another level of complexity in VSMC growth
mechanisms.
I. INTRODUCTION
Vascular smooth muscle cells (VSMC) are among the
most plastic of all cells in their ability to respond to
different growth factors. Specifically, VSMC may prolifer-
ate (hyperplasia with an increase in cell number), hyper-
trophy (an increase in cell size without change in DNA
content), endoreduplicate (an increase in DNA content
and usually size), and undergo apoptosis. Among the
mechanisms utilized by VSMC to mediate these varying
cellular responses are autocrine and paracrine growth
pathways. An autocrine growth mechanism is one in
which the individual cell, in response to a growth factor,
synthesizes and/or secretes a substance that stimulates
that same cell type to undergo a growth response. A
paracrine growth mechanism is one in which the individ-
ual cells responding to the growth factor synthesize
and/or secrete a substance that stimulates neighboring
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cells of another cell type. In many situations, autocrine
and paracrine growth mechanisms occur simultaneously.
It is very difficult to separate these pathways in vivo, so in
this review the focus is on VSMC autocrine growth mech-
anisms. When there is solid evidence for interactions
between autocrine and paracrine mechanisms, an effort
will be made to delineate the separate and specific roles.
The concept of VSMC auto/paracrine growth was
first proposed in the late 1970s as a result of work in the
laboratories of Gospodarowicz et al. (101), Harker and
Ross (120), Karnovsky and co-workers (41), and Chamley-
Campbell et al. (43). Dzau (70) and Nilsson et al. (230)
were the first to use the term autocrine growth to de-
scribe increased expression of VSMC growth factors by
VSMC. It has now become clear that almost all VSMC
growth factors elicit auto/paracrine growth pathways.
However, recent data indicate that many other stimuli
that modulate VSMC function including extracellular ma-
trix, biomechanical forces, reactive oxygen species
(ROS), lipids, and other proteins alter VSMC growth by
inducing auto/paracrine growth mechanisms. The major
questions that will be addressed in this review are as
follows: 1) Why do VSMC utilize auto/paracrine growth
mechanisms? 2) Why are so many growth factors induced
by a single stimulus (in other words, what is the reason
for redundant growth mechanisms)? To answer these
questions the following issues are addressed below. First,
the physiological processes that require VSMC growth are
discussed to provide insight into how these differing sit-
uations may have influenced the development of auto/
paracrine growth. The concept to be advanced is that
temporal, spatial, and pathophysiological specific situa-
tions have mandated a coordinated and complex series of
growth responses. Second, the “plastic” nature of VSMC
growth is presented to illustrate the diversity of these
responses. The concept to be discussed is that there is a
correlation between the multiple auto/paracrine growth
mechanisms, the presence of VSMC heterogeneity, and
the varied nature of VSMC growth responses. Third, the
individual growth factors that have been identified as
mediating auto/paracrine growth are discussed. Fourth,
the stimuli that elicit the synthesis and/or release of these
factors are presented. Finally, an integrated analysis of
the autocrine mechanisms utilized by angiotensin II are
discussed as a model that places the relative roles of
different factors into a pathophysiologically important
context.
II. PHYSIOLOGICAL PROCESSES THAT
REQUIRE VASCULAR SMOOTH MUSCLE
CELL GROWTH
The concept to be developed in this section is that
temporal, spatial, and pathophysiologically specific situa-
tions have mandated a coordinated and complex series of
VSMC growth responses. The ability of VSMC to be plastic
in their growth responses is a key mechanism by which
the vasculature responds to hemodynamic, developmen-
tal, and injurious stimuli. Fundamental to our understand-
ing of the role of auto/paracrine growth mechanisms in
VSMC growth is relating VSMC growth to important bio-
logical functions of the blood vessel. Examples of biolog-
ical processes during which VMSC would be expected to
grow include vessel development, the vascular response
to tissue injury, and vessel remodeling in response to
changes in tissue demand. Pathological examples include
atherosclerosis, hypertension, restenosis postangioplasty,
and vasculitis. In all situations it is clear that interactions
between endothelial cells and VSMC as well as between
VSMC and other cells (e.g., fibroblasts, dendritic cells, and
inflammatory cells) within the vessel wall determine the
nature of the growth response.
A. Development
The process of vessel development, growth, and re-
modeling provides important insights into mechanisms
that regulate vessel function and VSMC growth in the
adult. The process of blood vessel formation in the em-
bryo is termed angiogenesis, which involves the differen-
tiation of angioblasts into endothelial cells (EC) that as-
semble into a primitive vascular network. Subsequently,
growth and remodeling of the network occurs, a process
termed angiogenesis. In the adult, three processes can be
used to form new vessels: vasculogenesis (rarely), angio-
genesis, and arteriogenesis. Arteriogenesis has frequently
been termed collateral vessel growth and refers to en-
largement of small arterioles into larger vessels. Because
these processes have been extensively reviewed (40), this
section focuses primarily on VSMC developmental fea-
tures.
The first cell responsible for the formation of the
primordial blood vessel tube is the EC (130). Once the
primitive EC tubes are formed, the endothelium secretes
factors that lead to the recruitment and/or induction of
primordial smooth muscle, a process termed vascular
myogenesis. Several recent reviews have carefully docu-
mented the current state of knowledge regarding the dif-
ferentiation and growth of VSMC to form the tunica media
(40, 130). This may occur by 1) angiopoietin-1-mediated
production of VSMC inducing factor(s) by EC that causes
differentiation from the mesoderm; 2) an autocrine mech-
anism in which angiopoietin-1 causes EC to differentiate
into VSMC (transdifferentiation) (61) as well as transdif-
ferentiation from bone marrow precursors or macro-
phages; 3) transformation of epicardial cells to form the
coronary VSMC (130, 328); and 4) differentiation of the
mesectoderm of the neural crest into VSMC (18, 264). It is
1000 BRADFORD C. BERK Volume 81
important to note that VSMC have a complex origin de-
pending on their location. For example, VSMC of coro-
nary veins are derived from atrial myocardium while
VSMC of coronary arteries are derived from epicardium
(62). This suggests that individual growth factors and
their receptors will have different effects on VSMC
growth and differentiation in specific vascular beds. This
is an important caveat for many of the discussions of
autocrine VSMC growth below.
The process by which VSMC contribute to vessel
formation may be divided into three components: differ-
entiation, recruitment and growth, and remodeling. Dif-
ferentiation of VSMC involves transcriptional events me-
diated by the serum response factor, Prx-1 and Prx-2,
CRP2/SmLIM, and members of the HOX, MEF2, and
GATA family. Factors that stimulate VSMC from meso-
derm have been best studied, and candidate mediators
include platelet-derived growth factor (PDGF) and trans-
forming growth factor (TGF)-b (98, 130). Factors that act
as chemoattractants for VSMC include PDGF-BB and epi-
dermal growth factor (EGF). Studies in mice lacking
PDGF-BB and PDGFR-b (124) suggest that PDGFR-b ex-
pressing VSMC progenitors form around certain vessels
by a process independent of PDGF-BB. These cells then
undergo angiogenic sprouting and vessel enlargement in a
process that is both PDGF-BB dependent and indepen-
dent depending on tissue context. The nature of the
growth factors secreted by embryonic EC that stimulate
VSMC proliferation remain to be identified. In addition, it
is possible that VSMC themselves, upon interacting with
embryonic EC, activate auto/paracrine pathways that lead
to VSMC hyperplasia. Important roles for TGF-b1 and
endoglin (an endothelial TGF-b binding protein) have
been established in that they stimulate VSMC differentia-
tion and extracellular matrix deposition and strengthen
EC-VSMC interactions (63, 177). Endothelin (ET)-1 ap-
pears to have an important role in migration and differ-
entiation of VSMC from neural crest cells (342). Other
growth factors with important roles in differentiation and
growth include tissue factor, heparin binding EGF-like
factor (HBEGF), and the Eph-Ephrin system. Remodeling
during development involves transcription, growth fac-
tors, and physical forces. Aortic arch abnormalities as an
example of defective remodeling have been demonstrated
in knockout mice that include MFH-1, dHand or Msx1,
pax-3, Prx1, retinoic receptors, the neurofibromatosis
type-p1 gene product, Wnt-1, connexin 43, and ET-1. Fi-
nally, physical forces, notably the initiation of blood flow,
may have important effects to stimulate the primitive
vessel to remodel especially via regulation of nitric oxide
production. In summary, it is clear that multiple transcrip-
tional and growth factor-related events participate in the
process by which VSMC create the vascular media; many
of these same processes occur in the adult during arte-
riogenesis and angiogenesis.
B. Injury
Perhaps the best studied situation in which VSMC
growth occurs is after injury to the blood vessel. While the
rat carotid balloon injury model has been investigated
extensively for many years (49), the pattern of events that
leads to vessel repair and intimal thickening appears sim-
ilar in other species (pig, mouse, nonhuman primate, and
human) and other arteries (aorta, iliac, femoral, and bra-
chial). Many candidate molecules that regulate VSMC
growth have been studied in the rat carotid injury model
by use of pharmacological and gene therapy approaches.
Results suggest important roles for the renin-angiotensin
system, catecholamines, ET-1, natriuretic peptides,
thrombin, PDGF, TGF-b and other activins (242), fibro-
blast growth factor (FGF), and oxidative stress among
other stimuli (100, 163). Recent results with transgenic
knockout mice provide further support for these mole-
cules as regulators of VSMC growth after injury as well as
nitric oxide (269) and the estrogen receptor (134). Despite
this long history, the exact origin of the cell type that
leads to formation of the neointima (dedifferentiated
VSMC, VSMC progenitor cell, or myofibroblast) remains
unknown. The mechanisms by which VSMC growth is
halted and cell number regulated remain unclear. Much
progress has been made in mechanisms of VSMC apopto-
sis, but how the size of blood vessels and the media in
particular are regulated remains to be defined. Finally, it
is important to note that both autocrine and paracrine
growth mechanisms are essential for formation of the
neointima. In this review emphasis is on autocrine VSMC
growth mechanisms, acknowledging important paracrine
contributions from endothelial cells, monocyte/macro-
phages, fibroblasts, dendritic cells, and polymorphonu-
clear leukocytes.
C. Remodeling
Vascular remodeling (Fig. 1) is a physiological re-
sponse to alterations in flow, pressure, and atherosclero-
sis. Remodeling involves changes in VSMC growth and
migration as well as alterations in vessel matrix (214).
Remodeling may be classified as proposed by Mulvany
based on the nature of changes in vessel diameter (inward
or outward) and by changes in mass (increased 5 hyper-
trophic, decreased 5 atrophic, no change 5 eutrophic)
(214). As an example “eutrophic outward” remodeling
would be an increase in lumen diameter without change
in amount or characteristics of the vessel such as may
occur with increased flow and atherosclerosis. In con-
trast, “hypertrophic inward” remodeling would be defined
as a decrease in lumen diameter with increased wall
thickness such as may occur with increased pressure. It
has been best studied in resistance vessels during hyper-
July 2001 VASCULAR SMOOTH MUSCLE GROWTH 1001
tension. During chronic hypertension, there is an increase
in vessel wall thickness hypothesized to normalize wall
stress. Physical forces (wall stress and cell stretch), au-
tocrine growth mechanisms, and paracrine growth mech-
anisms (EC actions on VSMC) stimulated by the hyper-
tensive environment appear causative.
In response to changes in blood flow, remodeling
appears to be fundamentally dependent on the presence
of an intact endothelium as shown by Langille and co-
workers (173, 174) and by Kohler et al. (155). Because
flow-induced remodeling would be expected teleologi-
cally to be mediated by changes in vessel tone and hence
diameter, candidate mediators are vasoactive molecules.
Among these, nitric oxide [produced by endothelial nitric
oxide synthase (eNOS)] appears to play a predominant
role. Recent studies show that ;70% of flow-dependent
outward remodeling is due to EC nitric oxide production
as determined by inhibiting production of nitric oxide
with eNOS inhibitors (317). During inward remodeling in
response to decreased flow, there is a coordination of in-
creased VSMC apoptosis and decreased VSMC proliferation
to effect the decrease in vessel wall mass that occurs (47).
An important role for monocytes has been elucidated in
remodeling, especially in response to ischemia such as oc-
curs after occlusion of a supply artery (277). In response to
increases in flow, EC express monocyte chemotactic pep-
tide-1 (MCP-1) and monocyte adhesion molecules such as
intracellular adhesion molecule-1 (ICAM-1). The monocytes
are recruited to the vessel and infiltrate and digest the me-
dia. The EC are activated by monocytes and express basic
FGF (bFGF), PDGF-BB, and TGF-b. These growth factors
then lead to VSMC growth and vessel enlargement.
In response to increased pressure, remodeling ap-
pears to be due to activation of autocrine mechanisms
that stimulate VSMC growth and changes in vessel wall
matrix (123, 213, 215). As discussed in greater detail in
section IV, many VSMC growth factors have been impli-
cated in the growth and remodeling of hypertensive ves-
sels including PDGF (227, 274), TGF-b, insulin-like
growth factor I (IGF-I) and the IGF-I binding proteins (7),
and hepatocyte growth factor (221). Paracrine mecha-
nisms that are important in hypertension include in-
creased production of ET-1 and angiotensin II by the
endothelium.
III. DIFFERENT TYPES OF VASCULAR SMOOTH
MUSCLE CELL GROWTH
The concept to be discussed is that there is a corre-
lation between the multiple autocrine growth mecha-
nisms, the presence of VSMC heterogeneity, and the di-
verse nature of VSMC growth responses. VSMC, like other
mesenchymal cells, differentiate and then exist in a G0
growth-arrested state. In general, VSMC have resembled
most other cell types in the mechanisms for cell cycle
entry, progression, and arrest. Several recent reviews
have discussed the mechanisms by which VSMC exit the
G0 state and enter the cell cycle (33). The reader is
referred to these reviews for further information.
A. VSMC Heterogeneity
Although many investigators assume that smooth
muscle cells in the vessel wall are morphologically simi-
lar, it has become clear that they are phenotypically and
functionally heterogeneous, which has obvious conse-
FIG. 1. Vascular remodeling.
1002 BRADFORD C. BERK Volume 81
quences for responses to various growth factors. A basic
question is whether this is due to differences in origin or
to spatiotemporal heterogeneity in expression of differ-
entiation markers due to local environmental and hor-
monal factors. As discussed below, both developmental
and environmental factors influence VSMC heterogeneity.
It is important to note that while the medial layer of
the vessel is highly enriched in VSMC, other cell types
may coexist in this layer. This has important implications
since migration and growth of medial cells to form a
neointima is an important pathological process in athero-
sclerosis and restenosis. By implication, not all cells that
are present in the neointima may be VSMC. For example,
Frid et al. (84) were able to isolate at least four pheno-
typically unique cell subpopulations from the inner, mid-
dle, and outer compartments of the arterial media. Differ-
ences in cell phenotype were demonstrated by
morphological appearance and by differential expression
of muscle-specific proteins. The isolated cell subpopula-
tions exhibited markedly different growth capabilities.
Two SMC subpopulations grew slowly in 10% serum and
were quiescent in plasma-based medium. The other two
cell subpopulations, exhibiting nonmuscle characteris-
tics, grew rapidly in 10% serum and proliferated in plas-
ma-based medium. These differences in growth were sub-
sequently related to production of autocrine growth
factors (85). Similar VSMC heterogeneity was observed
for human VSMC (17). Two morphological phenotypes of
VSMC are usually defined, namely, the epithelioid and the
spindle-shaped cell (29). Functionally these phenotypes
have been suggested to correlate with the synthetic and
contractile cell