Date of origin: 2010
ACR Appropriateness Criteria® 1 Retreatment Head & Neck after Prior Definitive Radiation
American College of Radiology
ACR Appropriateness Criteria®
RETREATMENT OF RECURRENT HEAD AND NECK CANCER
AFTER PRIOR DEFINITIVE RADIATION
Expert Panel on Radiation Oncology–Head & Neck
Cancer: Mark W. McDonald, MD1; Joshua Lawson,
MD2; Jonathan J. Beitler, MD3; Madhur Kumar Garg,
MD4; Harry Quon, MD, MS5; John A. Ridge, MD, PhD6;
Nabil Saba, MD7; Joseph Salama, MD8;
Richard V. Smith, MD9; Anamaria Reyna Yeung, MD10;
Sue S. Yom, MD.11
Summary of Literature Review
Despite treatment intensification for patients with head
and neck squamous cell carcinoma (HNSCC), including
altered radiation fractionation and the addition of
chemotherapy to radiation, physicians and patients still
face the significant challenge of recurrent or second
tumors arising within or in close proximity to previously
irradiated tissues. Locoregional recurrences develop in
18%-20% of patients treated with definitive
chemoradiation for larynx preservation [1] or with
postoperative chemoradiation for high risk HNSCC [2-3]
and 17%-33% of patients treated with definitive
chemoradiation for locally advanced unresectable disease
[4-5]. Locally recurrent tumors may arise from residual
neoplastic cells that survive initial treatment, perhaps
because of biological parameters that confer radio
resistance [6] or insufficiencies in initial treatment
parameters such as radiation dose, volume, fractionation,
and treatment duration. Second cancers may arise from
underlying field cancerization [7], as a radiation-induced
malignancy, or as a de novo process. A second HNSCC
arising in the vicinity of the prior tumor may be
indistinguishable from a local recurrence of the primary
tumor [8]. In the experience of the Radiation Therapy
Oncology Group® (RTOG®), the rate of second head and
neck primary tumors was 1% per year in patients
previously treated with radiation alone for HNSCC [9].
1Principal Author, Indiana University School of Medicine, Indianapolis, Indiana.
2Co-Author, University of California San Diego, La Jolla, California.
3Panel Chair, Emory University School of Medicine, Atlanta, Georgia.
4Montefiore Medical Center, Bronx, New York.
5University of Pennsylvania, Philadelphia, Pennsylvania.
6Fox Chase Cancer Center, Philadelphia, Pennsylvania, American College of
Surgeons.
7Emory University, Atlanta, Georgia, American Society of Clinical Oncology.
8University of Chicago, Chicago, Illinois.
9Montefiore Medical Center, Bronx, New York, American College of Surgeons.
10University of Florida, Gainesville, Florida.
11University of California San Francisco, San Francisco, California.
The American College of Radiology seeks and encourages collaboration
with other organizations on the development of the ACR Appropriateness Criteria
through society representation on expert panels. Participation by representatives
from collaborating societies on the expert panel does not necessarily imply society
endorsement of the final document.
Reprint requests to: Department of Quality & Safety, American College of
Radiology, 1891 Preston White Drive, Reston, VA 20191-4397.
Rationale for Retreatment
In patients with recurrent or second primary tumors of the
head and neck, local tumor growth is a potential source of
great morbidity, with pain, disfigurement, bleeding,
infection, and alteration of speech and swallowing.
Because locoregional tumor progression is the
predominant cause of death in patients with head and
neck cancer [10], achieving local control in patients with
recurrent disease may impact survival. Indeed, results of a
randomized trial in patients with recurrent HNSCC
undergoing macroscopic complete salvage surgery found
improved local control and disease-free survival in those
receiving postoperative reirradiation with chemotherapy
compared with observation [11], and retrospective
analysis of a single institution experience found improved
overall survival when local tumor control was achieved in
patients reirradiated for recurrent head and neck cancer
[12].
Patient Evaluation and Selection for Retreatment
Patients presenting with recurrent or second primary
tumors should undergo careful restaging evaluation prior
to committing the patient to radical salvage surgery or
aggressive reirradiation. In addition to a computed
tomography (CT) or magnetic resonance imaging (MRI)
scan to evaluate the extent of the recurrent tumor, a
positron emission tomography (PET)/CT should be
strongly considered to evaluate for metastatic disease, or,
at a minimum, a CT of the chest. In addition to
documenting the extent of recurrent disease, the history
and physical should include an assessment of patient’s
comorbidities and life expectancy, performance status,
speech and swallowing function, nutritional status,
severity of current symptoms, expectations, and
documentation of sequelae of prior treatment, such as
fibrosis, carotid stenosis, dysphagia, xerostomia, or
osteoradionecrosis. Patients with metastatic disease, poor
performance status, or severe toxicity from prior radiation
have typically been excluded from reported experiences
with reirradiation. In addition to careful patient selection,
the panel strongly recommends evaluation and treatment
at tertiary-care centers with a head and neck oncology
team equipped with the resources and experience to
manage the complexities and toxicities of retreatment.
ACR Appropriateness Criteria® 2 Retreatment Head & Neck after Prior Definitive Radiation
Variant 1: 68-year-old male with T3N2bM0 pyriform sinus squamous cell carcinoma status
post concurrent chemoradiation (70 Gy gross disease/54 Gy uninvolved neck + three
cycles of cisplatin 100mg/m2 q 21 days). Post-treatment follow-up is sparse, and one
year after treatment, his family brings him for evaluation because of pain and
significant weight loss. He has bulky, biopsy-proven recurrent disease in the
hypopharynx with extensive prevertebral fascia involvement on imaging, in addition
to bilateral neck lymphadenopathy. There is no evidence of distant disease on
restaging. KPS is 50% (requires considerable assistance and frequent care).
Treatment Rating Comments
Best supportive care / hospice 9
Chemotherapy (including biologic agents) alone 5
Reirradiation with palliative intent 5
Reirradiation alone to the recurrent disease
(primary and necks) with curative intent 1
Reirradiation with chemotherapy with curative
intent 1
Rating Scale: 1,2,3 Usually not appropriate; 4,5,6 May be appropriate; 7,8,9 Usually appropriate
Resectable Disease Recurrence
For patients with operable disease recurrence, surgical
resection is considered the standard of care and may
provide long-term disease control in 25%-45% of patients
[13-14], and upwards of 80% in patients with small
recurrent laryngeal tumors [15]. However, even patients
who undergo complete resection of recurrent disease with
negative margins have a risk of local failure as high as
59% [16]. Single-institution series have demonstrated the
feasibility and efficacy of postoperative reirradiation
alone [17] or with concurrent chemotherapy [18] in
patients at significant risk of further local recurrence,
including those with gross residual disease, positive
margins, or extracapsular extension. A phase III
multicenter trial conducted by the Groupe d’Etude des
Tumeurs de la Tête et du Cou and the Groupe
d’Oncologie et de Radiothérapie Tête et Cou randomized
patients with recurrent HNSCC in previously irradiated
tissue post macroscopic complete surgical resection to
observation or reirradiation with chemotherapy [11]. Both
local control and disease-free survival (the primary
endpoint) were improved in patients receiving
postoperative reirradiation and chemotherapy, with a
hazard ratio of 1.68, although there was no apparent
difference in overall survival compared with those
observed after surgery. Grade 3 or 4 acute toxicity was
seen in 28% of those reirradiated, and at two years, grade
3 or 4 toxicity was as high as 40%, compared with 10% in
those randomized to postoperative observation. Nearly
half of the patients randomized to observation had a
subsequent local recurrence and half of those received
salvage reirradiation with chemotherapy.
ACR Appropriateness Criteria® 3 Retreatment Head & Neck after Prior Definitive Radiation
Variant 2: 60-year-old male with T3N2aM0 supraglottic squamous cell carcinoma status post
concurrent chemoradiation (70 Gy gross disease/54 Gy uninvolved neck + three
cycles of cisplatin 100mg/m2 q 21 days). One year after treatment, he has biopsy-
proven squamous cell carcinoma in the base of tongue, clinical T2, without evidence
of distant or regional disease on restaging. Conservative resection at the base of
tongue is performed with positive margins. There are no major complications in
postoperative healing. KPS is 70% (cares for self, unable to carry on normal
activity). Further surgical resection would require a total glossectomy, which the
patient declines.
Treatment Rating Comments
Reirradiation (using preferred technique) with
chemotherapy with curative intent 8
Reirradiation alone (using preferred technique)
curative intent 5
Close observation 4
Chemotherapy (including biologic agents) alone 3
Reirradiation Technique
External beam radiation 6
Brachytherapy 6
Combined external beam and brachytherapy 6
Rating Scale: 1,2,3 Usually not appropriate; 4,5,6 May be appropriate; 7,8,9 Usually appropriate
Unresectable Disease Recurrence
A significant proportion of patients with recurrent disease
are technically unresectable, medically unfit for surgery,
or refuse radical surgery [19]. In these patients, palliative
chemotherapy has been considered the standard of care.
Multiagent chemotherapy regimens may have a response
rate near 35%, but results are rarely durable and long-term
survival is rare [20]. Incorporation of newer biological
agents may improve outcomes [21]. Results from the
phase III multicenter EXTREME trial in patients with
recurrent or metastatic HNSCC found that the addition of
cetuximab to platinum-based chemotherapy improved
median survival to 10.1 months compared with 7.4
months for those receiving chemotherapy without
cetuximab [22]. All patients included in the trial had been
deemed ineligible for further local therapy with surgery or
radiation, and approximately half of the patients had only
locoregional disease without evidence of distant
metastatic spread.
For patients with unresectable disease, reirradiation is the
only potentially curative treatment. The RTOG® has
completed two phase II studies using reirradiation and
chemotherapy in this population. RTOG® 96-10 [23] used
concurrent hydroxyurea and 5-fluorouracil and achieved a
median survival of 8.5 months and a 2-year survival rate
of 15.2%, while RTOG® 99-11 [24] employed concurrent
cisplatin and paclitaxel, with a median survival of 12.1
months and a 2-year survival rate of 25.9%. Acute
toxicity in both studies was high. In RTOG® 99-11, nearly
half developed grade 3 toxicity, 23% grade 4, and an
additional 5%, grade 5 toxicity (death). While these two-
year survival outcomes appear superior to series of
patients treated with chemotherapy alone, whether this
apparent improvement is the result of selection bias is
uncertain. A phase III trial randomizing patients with
locally recurrent previously irradiated HNSCC to
reirradiation with chemotherapy or chemotherapy alone
was opened by the RTOG® but closed secondary to poor
accrual.
Nodal Disease Relapse
The prognosis for patients with recurrent neck disease
after previous nodal irradiation is notoriously poor
[19,25]. However, patients with cervical lymph node
recurrence, alone or in combination with primary site
recurrence, were included in the RTOG® phase II studies
[23-24], in institutional series of reirradiation [26-27], and
in the randomized trial of reirradiation with chemotherapy
following macroscopic complete resection [11]. Initial
experience with CT-guided interstitial high-dose rate
brachytherapy also reported favorable rates of local
control and survival outcomes comparable to the RTOG®
trials of reirradiation and chemotherapy [28].
ACR Appropriateness Criteria® 4 Retreatment Head & Neck after Prior Definitive Radiation
Variant 3: 55-year-old male with pT4apN2bM0 glottic squamous cell carcinoma status post
total laryngectomy and postoperative concurrent chemoradiation (60 Gy
postoperative bed and bilateral neck + three cycles of cisplatin 100mg/m2 q 21 days).
One year after treatment, he has a 4 cm level III mass in his initially involved neck,
which is squamous cell carcinoma on fine-needle aspiration. There is no evidence of
distant disease on restaging. An ipsilateral salvage neck dissection was performed.
There was extracapsular extension at the nodal mass; 16 additional lymph nodes
were negative. There are no major complications in postoperative healing. KPS is
70%.
Treatment Rating Comments
Reirradiation (using preferred technique) with
chemotherapy with curative intent 8
Close observation 5
Reirradiation alone (using preferred technique)
curative intent 5
Chemotherapy (including biologic agents) alone 3
Reirradiation Technique
External beam radiation 8
Brachytherapy (assumes catheters placed at
surgery) 8
External beam plus brachytherapy or
intraoperative 8
Intraoperative radiation 7
Rating Scale: 1,2,3 Usually not appropriate; 4,5,6 May be appropriate; 7,8,9 Usually appropriate
Nasopharynx
Local failure, with or without recurrent nodal disease,
may develop in 8%-10% of patients treated with
chemoradiation for nasopharyngeal carcinoma [29-30]. A
large, retrospective analysis suggests patients undergoing
reirradiation or nasopharyngectomy for recurrent disease
have improved overall survival compared with those who
receive chemotherapy alone or no salvage treatment,
although selection bias exists, and in one series, the
benefit appeared confined to patients with T1-T2
recurrence [31]. Patients with local-only recurrence have
improved outcomes compared with those with local and
nodal recurrence [32]. Experience with nasopharyngeal
retreatment has included combinations of
nasopharyngectomy, chemotherapy, external beam
radiation therapy (EBRT), brachytherapy, intraoperative
radiotherapy, hyperthermia, radiosurgery, and proton
therapy [33]. Across these modalities, mortality with
retreatment is <5% [31]. Advances in skull-base surgery
have increased the feasibility of salvage
nasopharyngectomy. Long-term local control after
salvage nasopharyngectomy has been reported in 58% of
patients with recurrent T1 disease, and 28% in patients
with recurrent T2 disease, with approximately 40% of
patients receiving postoperative reirradiation as well,
usually for positive margins [33]. Superior results were
seen in a series of patients in whom endoscopic en-bloc
resections were achieved [34]. Brachytherapy alone
appears to be very successful in salvaging limited-volume
recurrent disease (recurrent T1 or minimal T2) with long-
term local control approaching 90% [35].
A small, institutional study of reirradiation with
chemotherapy for recurrent T1–T4 nasopharynx disease
found no difference in local control or survival for
patients treated with EBRT or those treated with
combined EBRT and brachytherapy, but grade 3 or worse
late toxicity was 8% when treatment incorporated
brachytherapy versus 73% with EBRT alone, although
there were more advanced recurrent T-stage patients
among those treated with EBRT alone [36]. Multivariate
analysis in a larger series found that only the recurrent T
stage predicted central nervous system complications
[37]. When EBRT alone is used, disease control appears
superior when reirradiation doses of ≥60 Gy are employed
[32,37-38]. In addition to the published experience with
IMRT for primary treatment of nasopharyngeal
carcinoma, this technique has been demonstrated feasible
for retreatment of locally recurrent disease as well [12,39-
40].
ACR Appropriateness Criteria® 5 Retreatment Head & Neck after Prior Definitive Radiation
Variant 4: 53-year-old female with T3N2 WHO grade 3 nasopharyngeal carcinoma treated 26
months ago with definitive chemoradiation (69.96 Gy to gross disease, 59.4 Gy
elective volumes plus three cycles cisplatin 100mg/m2 q 21 days and adjuvant
cisplatin/5FU) presents with imaging consistent with T2 recurrence extending into
the parapharyngeal space, which is confirmed on endoscopy and biopsy.
Examination and imaging find no evidence of regional or distant disease. She
tolerated initial treatment well, has chronic xerostomia but no evidence of CNS late
toxicities, and has a KPS of 80% (normal activity with effort, some symptoms).
Treatment Rating Comments
Reirradiation (using preferred technique) with
chemotherapy with curative intent 7
Reirradiation alone (using preferred technique)
curative intent 6
Chemotherapy (including biologic agents) alone 3
Nasopharyngectomy 3
May be more appropriate for smaller volume
recurrence. Parapharyngeal extension is not
generally amenable to complete surgical resection.
Best supportive care / hospice 1
Reirradiation Technique
External beam alone to dose ≥60 Gy 7
External beam plus stereotactic radiation
boost 6
External beam plus brachytherapy boost 4
May be more appropriate for smaller volume
recurrence. Intracavitary brachytherapy cannot
adequately cover parapharyngeal extension.
Stereotactic radiation therapy alone 4
Brachytherapy alone 2
May be more appropriate for smaller volume
recurrence. Intracavitary brachytherapy cannot
adequately cover parapharyngeal extension.
Rating Scale: 1,2,3 Usually not appropriate; 4,5,6 May be appropriate; 7,8,9 Usually appropriate
Radiation Volume, Fractionation, Dose, and
Constraints
Patients with recurrent HNSCC following prior radiation
are a heterogeneous group. Differences in the location and
extent of recurrent tumor, initial radiation treatment
parameters, elapsed time since prior treatment, extent of
normal tissue sequelae, and relatively sparse data on acute
and late normal tissue recovery from prior treatment and
tolerance to reirradiation [41] pose a significant challenge
to the formulation of widely applicable schemata for
reirradiation.
The optimal treatment volume for reirradiation is
uncertain. In an effort to limit the toxicity of retreatment,
many reported experiences with reirradiation have
targeted the recurrent gross disease with limited margin
and not added elective nodal reirradiation. In a series of
patients undergoing salvage surgery for local recurrence
after initially irradiated clinically node-negative HNSCC,
29 of 30 patients undergoing elective node dissection
were free of lymph node metastases [42]. In patients who
presented with initial neck disease or who have larger,
inoperable local recurrences, the risk of recurrent nodal
disease is unclear. Pattern of failure analysis in a series of
66 patients with unresectable recurrent HNSCC
reirradiated with curative intent using a 0.5 cm margin
around recurrent gross disease found that 45 of 47
patients (96%) who suffered a second local failure
experienced recurrence within the retreatment volume
[43].
In terms of the dose delivered in the second treatment
course, institutional data suggest a greater likelihood of
local control with administration of at least 50-60 Gy in
reirradiation [12,27,32,37-38,44-45]. Both RTOG® phase
II studies used an accelerated hyperfractiona