Regional Anesthesia in the Anticoagulated
Patient: Defining the Risks (The Second ASRA
Consensus Conference on Neuraxial Anesthesia
and Anticoagulation)
Terese T. Horlocker, M.D., Denise J. Wedel, M.D., Honorio Benzon, M.D.,
David L. Brown, M.D., F. Kayser Enneking, M.D., John A. Heit, M.D.,
Michael F. Mulroy, M.D., Richard W. Rosenquist, M.D., John Rowlingson, M.D.,
Michael Tryba, M.D., and Chun-Su Yuan, M.D., Ph.D.
Neuraxial anesthesia and analgesia provide sev-eral advantages over systemic opioids, includ-
ing superior analgesia, reduced blood loss and need
for transfusion, decreased incidence of graft occlu-
sion, and improved joint mobility following major
knee surgery.1-4 New challenges in the manage-
ment of patients undergoing neuraxial block have
arisen over the last 2 decades, as medical standards
for the prevention of perioperative venous throm-
boembolism were established.5,6 Concern for pa-
tient safety in the presence of potent antithrombotic
drugs has resulted in avoidance of regional anesthe-
sia. Indeed, perioperative anesthesia and analgesia
are often determined by the antithrombotic agent.7
Conversely, although the anesthesia community is
well aware of the potential for spinal bleeding,
other specialties have only recently become cogni-
zant of the risk, as documented by case reports
published in the cardiology and neurology litera-
ture.8,9
In response to these patient safety issues, the Amer-
ican Society of Regional Anesthesia and Pain Medi-
cine (ASRA) convened its Second Consensus Confer-
ence on Neuraxial Anesthesia and Anticoagulation.
Portions of the material presented here were pub-
lished as the proceedings of the 1998 ASRA Consen-
sus Conference.10-14 The information has been up-
dated to incorporate additional data available since
the time of its publication. It is important to note that
although the consensus statements are based on a
thorough evaluation of the available information, in
some cases data are sparse. Numerous studies have
documented the safety of neuraxial anesthesia and
analgesia in the anticoagulated patient. Unfortu-
nately, with a complication as rare as spinal hema-
toma, no clinical study to date has sufficient power to
definitively determine patient management. Conse-
quently, the pharmacology of hemostasis-altering
drugs and case reports of spinal hematoma are also
essential to regional anesthetic management. Vari-
ances from recommendations contained in this docu-
ment may be acceptable based on the judgment of the
responsible anesthesiologist. The consensus state-
ments are designed to encourage safe and quality
patient care, but cannot guarantee a specific outcome.
They are also subject to timely revision as justified by
evolution of information and practice. Finally, the
current information focuses on neuraxial blocks and
anticoagulants; the risk following plexus and periph-
eral techniques remains undefined. Although sev-
eral case reports of vascular injury with (or without)
resultant nerve dysfunction have been described,15,16
additional experience is needed to allow statements
for non-neuraxial blocks. The current literature in-
volving hemorrhagic complications of plexus and pe-
ripheral block is included for completeness.
See Editorial page 163
From the Department of Anesthesiology, Mayo Clinic (T.T.H.,
D.J.W., J.A.H.), Rochester, Minnesota; Northwestern University
(H.B.), Chicago, Illinois; University of Iowa (D.L.B., R.W.R.), Iowa
City, Iowa; University of Florida (F.K.E.), Gainesville, Florida; Vir-
ginia Mason Medical Center (M.F.M.), Seattle, Washington; Uni-
versity of Virginia Health Science Center (J.R.), Charlottesville,
Virginia; Department of Anesthesiology, Intensive Care and Pain
Medicine (M.T.), Kassel, Germany; and Tang Center for Herbal
Medicine Research, Department of Anesthesia and Critical Care,
University of Chicago (C-S.Y.), Chicago, Illinois.
Accepted for publication January 29, 2003.
Reprint requests: Terese T. Horlocker, M.D., Department of
Anesthesiology, Mayo Clinic, Rochester, MN, 55905. E-mail:
horlocker.terese@mayo.edu
© 2003 by the American Society of Regional Anesthesia and
Pain Medicine.
1098-7339/03/2803-0004$30.00/0
doi:10.1053/rapm.2003.50046
172 Regional Anesthesia and Pain Medicine, Vol 28, No 3 (May–June), 2003: pp 172–197
Current Recommendations for the
Prevention and Treatment of Venous
Thromboembolism
Thromboprophylaxis is based upon identification
of risk factors. Guidelines for antithrombotic ther-
apy including appropriate pharmacologic agent, de-
gree of anticoagulation desired, and duration of
therapy continue to evolve.5,6 Recommendations
from the Sixth American College of Chest Physi-
cians (ACCP) Consensus Conference in 2001 are
based upon prospective randomized studies that as-
sess the efficacy of therapy using contrast venogra-
phy or fibrinogen leg scanning to diagnose asymp-
tomatic thrombi (Table 1). Clinical outcomes, such
as fatal pulmonary embolism (PE) and symptomatic
deep venous thrombosis (DVT) are not primary
endpoints.17 Despite the successful reduction of
asymptomatic thromboembolic events with routine
use of antithrombotic therapy, an actual reduction
of clinically relevant events has been more difficult
to demonstrate.18,19 This is in contrast to the docu-
mented improvement in perioperative outcomes
in selected patient populations that undergo
neuraxial anesthesia and analgesia.1-4 Thus, estab-
lishment of overall risks and benefits of antithrom-
botic therapy in the patient undergoing neuraxial
block is difficult.
Compared with thromboprophylaxis, the pres-
ence of acute thromboembolism or unstable angina
necessitates more aggressive antithrombotic (and
potentially thrombolytic) therapy. For example,
acute DVT/PE is treated with therapeutic anticoag-
ulation with unfractionated or low molecular
weight heparin (LMWH); thrombolytic therapy
may also be utilized alone or concomitantly (Table
1). Likewise, the American College of Cardiology
and American Heart Association Task Force on
Practice Guidelines for the Management of Patients
with Acute Myocardial Infarction recommends a
combination therapy of (1) aspirin or (2) ticlopi-
dine/clopidogrel for patients with aspirin intoler-
ance, (3) therapeutic anticoagulation with unfrac-
tionated heparin or LMWH, and (4) administration
of a platelet glycoprotein (GP) IIb/IIIa receptor an-
tagonist. Intravenous (IV) thrombolytic therapy is
recommended in patients with acute (less than 6
hours) symptoms.20 These treatment modalities
have a dramatic impact on the patient’s ability to
maintain hemostasis. Major bleeding complications
may occur spontaneously or at the site of previous
trauma, such as vascular access, surgery, or regional
block.
Risk of Bleeding Associated With
Antithrombotic and Thrombolytic
Therapy
Bleeding is the major complication of anticoagu-
lant and thrombolytic therapy. Bleeding is typically
Table 1. Pharmacological Venous Thromboembolism Prophylaxis and Treatment Regimens and
Treatment Regimens for Acute Coronary Syndromes
Total Hip or Knee Replacement
Thromboprophylaxis
Adjusted-dose unfractionated heparin 3,500 U SC q 8 hours, started 2 hours before surgery; after surgery, the
dose is adjusted to maintain the aPTT within the upper normal range
Low molecular weight heparin
Ardeparin sodium (Normiflow®) 50 U/kg SC q 12 h, started 12-24 hours after surgery
Dalteparin sodium (Fragmin®) 5,000 U SC qd, started 12 hours before surgery, or 2,500 U SC given 7
hours after surgery, then 5,000 U SC daily
Danaparoid sodium (Orgaran®) 750 U SC q 12 h, started 2 hours before surgery
Enoxaparin sodium (Lovenox®) 30 mg SC q 12 h, started 12-24 hours after surgery, or 40 mg SC qd,
started 10-12 hours before surgery
Tinzaparin (Innohep®) 75 U/kg SC qd, started 10-12 hours before surgery
Warfarin sodium 5 mg orally, started the night before or immediately after surgery and
adjusted to prolong the INR � 2.0-3.0
General Surgery Thromboprophylaxis
Unfractionated heparin 5,000 U SC q 8-12 hours, started 2 hours before surgery
Low molecular weight heparin
Dalteparin sodium 2,500 U SC qd, started 1-2 hours before surgery
Enoxaparin sodium 40 mg SC qd, started 2 hours before surgery
Acute Coronary Syndrome and Venous
Thromboembolism Therapy
Enoxaparin sodium 1 mg/kg SC q12 hours (outpatient DVT or non q-wave MI)
1 mg/kg SC q12 hours, or 1.5 mg/kg SC qd (inpatient treatment of DVT
or PE)
Dalteparin 120 U/kg q 12 hours or 200 U/kg qd (non q-wave MI)
Tinzaparin 175 U/kg qd
NOTE. Dosing recommendations from Beerts et al.6
Abbreviations: SC, subcutaneous; MI, myocardial infarction; aPTT, activated partial thromboplastin time; INR, international normalized
ratio.
Neuraxial Anesthesia and Anticoagulation • Horlocker et al. 173
classified as major if it is intracranial, intraspinal,
intraocular, mediastinal or retroperitoneal, leads
directly to death, or results in hospitalization or
transfusion. Risk factors for major bleeding during
anticoagulation include the intensity of the anti-
coagulant effect, increased age, female gender, his-
tory of gastrointestinal bleeding, concomitant aspi-
rin use, and length of therapy.21 During warfarin
therapy, an international normalized ratio (INR) of
2.0 to 3.0 is associated with a low risk of bleeding:
� 3% during a 3-month treatment period. Higher
intensity regimens (INR � 4) are associated with a
significantly greater risk of bleeding (7%). The in-
cidence of hemorrhagic complications during ther-
apeutic anticoagulation with IV or subcutaneous
(SC) heparin, as well as LMWH is � 3%.21 Throm-
bolytic therapy represents the greatest risk of bleed-
ing; between 6% and 30% of patients were treated
with thrombolytic therapy for DVT.22 Therefore,
although thromboembolism remains a source of
significant perioperative morbidity and mortality,
its prevention and treatment are also associated
with risk.
Incidence, Risk Factors, and Neurologic
Outcome of Spinal Hematoma
Spinal hematoma, defined as symptomatic bleed-
ing within the spinal neuraxis, is a rare and poten-
tially catastrophic complication of spinal or epidural
anesthesia. The actual incidence of neurologic dys-
function resulting from hemorrhagic complications
associated with central neural block is unknown. In
an extensive review of the literature, Tryba23 iden-
tified 13 cases of spinal hematoma following
850,000 epidural anesthetics and 7 cases among
650,000 spinal techniques. Based on these observa-
tions, the calculated incidence is approximated to
be less than 1 in 150,000 epidurals and less than 1
in 220,000 spinal anesthetics.23 Because these esti-
mates represent the upper limit of the 95% confi-
dence interval, the actual frequency may be much
less. Hemorrhage into the spinal canal most com-
monly occurs in the epidural space, most likely
because of the prominent epidural venous plexus,
although anesthetic variables, such as needle size
and catheter placement, may also affect the site of
clinically significant bleeding.24,25
In a review of the literature between 1906 and
1994, Vandermeulen et al.26 reported 61 cases of
spinal hematoma associated with epidural or spinal
anesthesia. In 42 of the 61 patients (68%), the
spinal hematomas associated with central neural
block occurred in patients with evidence of hemo-
static abnormality. Twenty-five of the patients had
received IV or SC (unfractionated or LMWH), while
an additional 5 patients were presumably adminis-
tered heparin as they were undergoing a vascular
surgical procedure. In addition, 12 patients had ev-
idence of coagulopathy or thrombocytopenia or
were treated with antiplatelet medications (aspirin,
indomethacin, ticlopidine), oral anticoagulants
(phenprocoumone), thrombolytics (urokinase), or
dextran 70 immediately before or after the spinal or
epidural anesthetic. Needle and catheter placement
was reported to be difficult in 15 (25%), or bloody
in 15 (25%) patients. Overall, in 53 of the 61 cases
(87%), either a clotting abnormality or needle
placement difficulty was present. A spinal anes-
thetic was performed in 15 patients. The remaining
46 patients received an epidural anesthetic, includ-
ing 32 patients with an indwelling catheter. In 15 of
these 32 patients, the spinal hematoma occurred
immediately after the removal of the epidural cath-
eter. Nine of these catheters were removed during
therapeutic levels of heparinization. Neurologic
compromise presented as progression of sensory or
motor block (68% of patients) or bowel/bladder
dysfunction (8% of patients), not severe radicular
back pain. Importantly, although only 38% of pa-
tients had partial or good neurologic recovery, spi-
nal cord ischemia tended to be reversible in patients
who underwent laminectomy within 8 hours of
onset of neurologic dysfunction26 (Table 2).
The need for prompt diagnosis and intervention
in the event of a spinal hematoma was also dem-
onstrated in a recent review of the American Soci-
ety of Anesthesiologists (ASA) Closed Claims data-
base, which noted that spinal cord injuries were the
Table 2. Neurologic Outcome in Patients With Spinal Hematoma Following Neuraxial Block
Interval Between Onset
of Paraplegia and Surgery
Good
N � 15
Partial
N � 11
Poor
N � 29
Less than 8 hours (N � 13) 6 4 3
Between 8 and 24 hours (N � 7) 1 2 4
Greater than 24 hours (N � 12) 2 0 10
No surgical intervention (N � 13) 4 1 8
Unknown (N � 10) 2 4 4
NOTE. Neurologic outcome was reported for 55 of 61 cases of spinal hematoma following neuraxial block.
Adapted and reprinted with permission.26
174 Regional Anesthesia and Pain Medicine Vol. 28 No. 3 May–June 2003
leading cause of claims in the 1990s.27 Spinal he-
matomas accounted for nearly half of the spinal
cord injuries. Risk factors for spinal hematoma in-
cluded epidural anesthesia in the presence of IV
heparin during a vascular surgical or diagnostic pro-
cedure. Importantly, the presence of postoperative
numbness or weakness was typically attributed to
local anesthetic effect rather than spinal cord ische-
mia, which delayed the diagnosis. Patient care was
rarely judged to have met standards (1 of 13 cases)
and the median payment was very high.
Fibrinolytic and Thrombolytic Therapy
Pharmacology of Fibrinolytics/Thrombolytics
The fibrinolytic system dissolves intravascular
clots as a result of the action of plasmin. Plasmin is
produced by the cleavage of a single peptide bond of
the inactive precursor, plasminogen. The resulting
compound is a nonspecific protease capable of dis-
solving fibrin clots and other plasma proteins, in-
cluding several coagulation factors. Exogenous
plasminogen activators, such as streptokinase and
urokinase, not only dissolve thrombus, but also
affect circulating plasminogen as well. Endogenous
t-PA formulations (alteplase and tenecteplase) are
more fibrin-selective and have less effect on circu-
lating plasminogen. Clot lysis leads to elevation of
fibrin degradation products, which themselves have
an anticoagulant effect by inhibiting platelet aggre-
gation. In addition to the fibrinolytic agent, these
patients frequently receive IV heparin to maintain
an activated partial thromboplastin time (aPTT) of
1.5 to 2 times normal, and often an antiplatelet
agent, such as aspirin or clopidogrel. While the
plasma half-life of thrombolytic drugs is only hours,
it may take days for the thrombolytic effect to re-
solve; fibrinogen and plasminogen are maximally
depressed at 5 hours after thrombolytic therapy and
remain significantly depressed at 27 hours. The de-
crease in coagulation factor levels is greater with
streptokinase compared with t-PA therapy. How-
ever, the frequency of hemorrhagic events is simi-
lar.28 Importantly, original contraindications to
thrombolytic therapy included surgery or puncture
of noncompressible vessels within 10 days.28
Case Reports of Spontaneous and Regional
Anesthesia-Related Spinal Hematomas Related
to Thrombolytic Therapy
There are no published studies addressing spinal,
epidural, or regional anesthesia in the patient re-
ceiving fibrinolytic/thrombolytic therapy. However,
there is limited information about these settings
available in the form of case reports of spinal he-
matoma. The majority of published reports involve
spontaneous spinal or epidural hematomas after
thrombolytic therapy.29-35 To date, there are 5 cases
of spinal hematoma involving the concomitant use
of neuraxial anesthesia and fibrinolytic/thrombo-
lytic therapy. Four cases appeared in the litera-
ture8,36-38; 1 additional case was reported through
the MedWatch1 system. An epidural technique had
been performed in 3 patients, a continuous spinal
anesthetic in 1 patient, and an epidural steroid in-
jection in the remaining patient. In 3 of the cases,
the patients presented with lower extremity ische-
mia, and a neuraxial anesthetic was performed to
allow surgical revascularization. However, 2 of the
recent spinal hematomas (including the MedWatch
case) occurred in patients who underwent a
neuraxial technique (epidural anesthesia for litho-
tripsy, epidural steroid injection2) and subsequently
complained of myocardial ischemia and were
treated with a thrombolytic.8 The potential for sig-
nificant spinal bleeding was not appreciated despite
recent neuraxial needle placement in these 2 pa-
tients.
Anesthetic Management of the Patient Receiving
Thrombolytic Therapy
Patients receiving fibrinolytic/thrombolytic med-
ications are at risk of serious hemorrhagic events,
particularly those who have undergone an invasive
procedure. Consensus statements are based on the
profound effect on hemostasis, the use of concom-
itant heparin and/or antiplatelet agents (which fur-
ther increase the risk of bleeding), and the potential
for spontaneous neuraxial bleeding with these
medications.
Advances in fibrinolytic/thrombolytic therapy
have been associated with an increased use of these
drugs, which will require further increases in vigi-
lance. Ideally, the patient should be queried prior to
the thrombolytic therapy for a recent history of
lumbar puncture, spinal or epidural anesthesia, or
epidural steroid injection to allow appropriate mon-
itoring. Guidelines detailing original contraindica-
1 The MedWatch program was initiated in 1993. Reporting of
serious adverse events by health care professionals and hospitals
is voluntary. Confidentiality is maintained. However, manufac-
turers and distributors of FDA-approved pharmaceuticals have
mandatory reporting requirements. The FDA estimates that less
than 1% of serious adverse drug reactions are reported (Gold-
man, 1996).
2 An 84-year-old male received an uncomplicated epidural
steroid injection in the morning. He developed chest pain later
that day, was admitted to the hospital, diagnosed with an acute
myocardial infarction (MI), and treated with t-PA and heparin.
He subsequently developed back pain and paraplegia. MRI dem-
onstrated an epidural hematoma extending from T10 to the
sacrum. Treatment and outcome were not reported.
Neuraxial Anesthesia and Anticoagulation • Horlocker et al. 175
tions for thrombolytic drugs suggest avoidance of
these drugs for 10 days following puncture of non-
compressible vessels.
Preoperative evaluation should determine
whether fibrinolytic or thrombolytic drugs have
been used preoperatively or have the likelihood of
being used intraoperatively or postoperatively. Pa-
tients receiving fibrinolytic and thrombolytic drugs
should be cautioned against receiving spinal or epi-
dural anesthetics except in highly unusual circum-
stances. Data are not available to clearly outline
the length of time neuraxial puncture should be
avoided after discontinuation of these drugs.
In those patients who have received neuraxial
blocks at or near the time of fibrinolytic and throm-
bolytic therapy, neurologic monitoring should be
continued for an appropriate interval. It may be
that the interval of monitoring should not be more
than 2 hours bet