The role of stomata in sensing and driving
environmental change
Alistair M. Hetherington1 & F. Ian Woodward2
1Department of Biological Sciences, The Lancaster Environment Centre, University of Lancaster, Lancaster LA1 4YQ, UK
2Department of Animal & Plant Sciences, University of Sheffield, Sheffield S10 2TN, UK
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Stomata, the small pores on the surfaces of leaves and stalks, regulate the flow of gases in and out of leaves and thus plants as a
whole. They adapt to local and global changes on all timescales from minutes to millennia. Recent data from diverse fields are
establishing their central importance to plant physiology, evolution and global ecology. Stomatal morphology, distribution and
behaviour respond to a spectrum of signals, from intracellular signalling to global climatic change. Such concerted adaptation
results from a web of control systems, reminiscent of a ‘scale-free’ network, whose untangling requires integrated approaches
beyond those currently used.
S
tomata (Fig. 1) are small pores on the surfaces of leaves
and stems, bounded by a pair of guard cells, that control
the exchange of gases—most importantly water vapour
and CO2—between the interior of the leaf and the
atmosphere. In this capacity they make major contrib-
utions to the ability of the plant to control its water relations and to
gain carbon. Gas exchange is regulated by controlling the aperture
of the stomatal pore and the number of stomata that form on the
epidermis. Environmental signals such as light intensity, the con-
centration of atmospheric carbon dioxide and endogenous plant
hormones control stomatal aperture and development. The acqui-
sition of stomata and an impervious leaf cuticle are considered to be
key elements in the evolution of advanced terrestrial plants1,
allowing the plant to inhabit a range of different, often fluctuating
environments but still control water content. Here, we describe how
the application of knowledge from cognate disciplines is providing
new insights into how stomata evolve and are able to process
information from simultaneous, often conflicting and sometimes
rapidly changing signals. Although it is too early to say whether
these recent advances will result in paradigm shifts in our under-
standing of how plants both respond to and drive environmental
change, it is quite clear that stomata are a key experimental tool to
investigate these phenomena.
Before considering specific aspects of stomatal biology it is
important to reflect on the impact of stomata at the global level.
Although the total stomatal pore area may be only 5% of a leaf
surface2, the rate of water vapour loss may reach as high as 70% of a
similar structure without a cuticle. Stomata exert major controls on
both the water and carbon cycles of the world. Annual precipitation
over the land is about 110,000 km3, or 110 £ 1015 kg (ref. 3) and
evaporation and transpiration total about 70 £ 1015 kg. The con-
tribution of stomatal transpiration alone to the global water cycle
can be determined by using a dynamic vegetation model4 (Fig. 2).
The greatest rates of transpiration occur in the uniform and warm
forested areas between the tropics with 32 £ 1015 kg yr21 of
water vapour passing through stomata. This is double the water
vapour content of the atmosphere (15 £ 1015 kg yr21). Terrestrial
gross photosynthesis annually fixes about 120 £ 1015 g C
(440 £ 1015 g CO2) from the atmosphere’s 730 £ 1015 g C (ref. 5).
The global distribution of this flux parallels the distribution of
transpiration, indicating the closely coupled controls of stomata on
CO2 and water vapour diffusion.
Stomatal evolution
Stomatal control of water loss allows plants to occupy habitats with
fluctuating environmental conditions and so it can be predicted that
stomata must be important contributors to speciation and evolu-
tionary change. Stomata first appeared in terrestrial land plants over
400 million years ago (Myr)6 and since then have changed markedly
in size and density on plant surfaces. There are two broad morpho-
logical types of stomata, the dumb-bell-shaped stomata typical of
the grasses and the kidney-shaped form found in other species
(Fig. 1).
Is there any evidence that stomata are involved in speciation?
Figure 1 Dumb-bell-shaped stoma of rice typical of the grasses (left) and the kidney-shaped stoma typical of other species such as Arabidopsis and Commelina (right).
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Intriguingly, over the 400 million years of the Phanerozoic era,
periods of low atmospheric CO2 concentrations are associated not
only with high stomatal densities7 but also the emergence of new
plant groups such as the ferns, pteridosperms and angiosperms8.
Whether this involves some interaction and indeed causation
requires further investigation. Correlations between changes in
global environmental conditions and stomatal evolution can be
demonstrated for species in the Proteaceae and for the evolution of
dumb-bell stomata in the Poaceae. These changes occurred in the
Cenozoic era of the last 66 million years when there were profound
changes in global climate and terrestrial flora and fauna9.
Chloroplast DNA has been used to derive a phylogeny for species
of Banksia and Dryandra in the Proteaceae of Australia10. Two clades
of species are currently recognized by differences in stomatal
distributions. In the clade Cryptostomata, stomata occur in shallow
pits or in crypts, whereas they have a more superficial distribution in
the clade Phanerostomata. The superficial occurrence appears to be
the primitive state and species in the clade Phanerostomata occur in
moist climates (such as the most recent common ancestor). Species
of the clade Cryptostomata occur in much drier climates and
probably diverged from the Phanerostomata clade 55–35 Myr, at a
time when the climate was becoming more arid11. Although
stomatal differences are not the only differences between the clades,
the marked differences in stomatal location would have exerted
differential capabilities for the spread and survival of the two clades
in moist and arid climates11. The environmental correlates of the
differences in stomatal distribution seen for the Proteaceae are
nicely demonstrated in Cistus incanus, for which similar differences
in stomatal distribution occur, but between the summer and winter
of a Mediterranean climate12. Leaves produced in the cool and wet
winter are large and flat with frequent stomata on the abaxial leaf
surface; however, leaves developed in the hot and dry summer are
crimped and partially rolled, forming a crypt on the lower surface,
the only location of stomata.
The Poaceae consists of about 10,000 species for which the
macro-evolutionary history has recently become established by
the analysis of chloroplast and nuclear DNA13. The linear dumb-
bell-shaped stomata of grasses (Fig. 1) are generally believed to
represent a more evolutionary advanced form than their kidney-
shaped counterparts. This is supported by the observation14 that
during development, Timothy grass guard cells adopt a transient
kidney-shaped phase before assuming their typical (mature) dumb-
bell shape. The linear dumb-bell design magnifies small changes in
width to cause large openings, and maximizes the potential of the
stomata to track changes in environmental conditions, probably
with little energetic cost. Smaller changes in guard and subsidiary
cell turgor lead to greater increases in stomatal aperture15 in the
dumb-bell-shaped stomata than occur for kidney-shaped stomata.
This efficiency and speed of stomatal opening in grasses enhances
photosynthesis and water use efficiency compared with non-grass
species16. A rapid stomatal response to blue light augments photo-
synthesis in early morning and in intermittent sunlight, in which
light has an enhanced blue light content16 and which would have
characterized the understorey environment during the early evolu-
tion of grasses. The low aerodynamic conductance of a grassland
canopy could reduce the impact of changes in stomatal aperture on
gas exchange8. However, field observations17 demonstrate a limited
impact of aerodynamic conductance on stomatal dynamics.
Grasses originated between about 55 and 70 Myr (ref. 13), leading
to lineages that were understorey plants of tropical forests. Their
spread and diversification, during global aridification 30–45 Myr,
would have been enhanced by the dumb-bell stoma, capable of
responding quickly and efficiently to the enhanced light conditions
of newly open habitats, but with the capacity to avoid the increased
likelihood of drought. This period just preceded the diversification
of grazing animals9,18 and was well before the origin of the C4
pathway of photosynthesis. Animal grazing and browsing of
grazing-intolerant shrubs and trees would have enhanced the spread
of grazing-tolerant grasses, particularly into areas of open wood-
land, whereas the higher albedo of the grasslands may have
enhanced regional aridity18.
Environmental control of stomatal development
We shall not discuss here the details of stomatal development but
rather the control of stomatal distribution and size by environmen-
tal factors. Depending on the species and the environmental
conditions stomata range in size from about 10 to 80 mm in length
and occur at densities between 5 and 1,000 mm22 of epidermis2
(Fig. 3a). In spite of this wide variability there is a strong and general
relationship between density and size (Fig. 3a) for different plant
Figure 2 Transpiration (mm yr21) from terrestrial vegetation simulated with the Sheffield Dynamic Global Vegetation Model (SDGVM)4 and averaged for the 1990s.
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groups (grasses and non-grasses), fossil leaves and for different
stomatal distributions on either one or both leaf surfaces. Simu-
lations with a stomatal model of gaseous exchange7 indicate that the
average relationship in Fig. 3a has virtually the same trend to one in
which changes in density and size are exactly compensatory, in
terms of CO2 and water vapour exchange. Apart from the earliest
land plants of the Silurian and Devonian periods, with very low
stomatal densities and small sizes, it also seems that this relationship
has existed for the last 300 million years. On this basis it is not
obvious how selection favours any particular species’ characteristic
of stomatal density and size.
The plant must maintain movement of water from the soil to the
leaf, and rapid stomatal responses to environmental change are a
major feature of this maintenance1. One study19 has demonstrated
that stomatal size has a key role in this control and for six forest trees
there is a clear negative relationship between the length of the
stomatal pore and sensitivity to increasing drought. In these species
larger stomata (species with kidney-shaped stomata) were slower to
close and demonstrated a greater potential for hydraulic dysfunc-
tion under drought. Ferns from deep shade possess large stomata at
low densities20 and in this natural environment, which may be cool
and humid, it is found that truly shade-tolerant species often retain
open stomata, even in deep shade, at least for early parts of the day21.
The constancy of the open stomata will minimize the impact of what
would otherwise be slow opening limitations to photosynthesis
during short-lived periods of sunlight, which are critical for
enhancing photosynthesis in this light-limited environment. There-
fore the limited available information suggests that large kidney-
shaped stomata seem to be an important feature for plants of humid
and deep shade conditions but their slow dynamic behaviour could
lead to problems under dry conditions. Small stomata can open and
close more rapidly and their general association with high densities
(Fig. 3a) provides the capacity for rapid increases in the stomatal
conductance of a leaf, maximizing CO2 diffusion into the leaf
during favourable conditions for photosynthesis19.
The effect of growth at elevated concentrations of CO2 on
stomatal density and stomatal index (the fraction of epidermal
cells that are stomata) is one of the most intensively studied
environmental controls on stomatal development. CO2 enrichment
changes the stomatal density of different species and different
accessions (ecotypes) of Arabidopsis thaliana (Fig. 3b and ref. 22).
With stomatal densities ranging from 45 to 720 mm22 the mean
response is an 11% reduction in density with a doubling of the CO2
concentration (Fig. 3b), and which is insensitive to the basal
Figure 3 Control of stomata by the environment. a, Relationship between stomatal
width and density. Data from amphistomatous species, hypostomatous species,
grasses and fossil leaves are shown. The data are from refs 2, 7, 67–69 and F.I.W.
(personal observations). The solid curve is log-normal, y 228.75 162x 20.2086,
r 2 0.5; the dashed line shows equal stomatal conductance with variable stomatal
density. b, Responses (per cent change) of stomatal density to CO2 doubling for 125
species and 63 accessions of A. thaliana (from ref. 22 and new observations).
Smoothed contours indicate fraction of genotypes (%) with particular values of stomatal
density and per cent response to enrichment. c, Variations in stomatal characteristics
with different genotypes. Curve as for a. Birch polyploids (2n, 5n, 6n)70, apple
polyploids (3n, 4n)71, different races of pinyon pine72, drought-selected lines in barley73
and different polyploids in coffee74 are shown. d, Stomatal responses to different
environmental conditions. Curves as for a. CO2 enrichment experiments, prairies
75;
Arabidopsis (our own unpublished data) where adaxial surface (filled triangles) and
abaxial surface (inverted filled triangles) are indicted; tulip–poplar changes through a
canopy76; and drought responses of cotton77 are shown. Different ecotypes are
represented by different colours within groups.
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stomatal density. The reduction in stomatal density with CO2
enrichment leads generally to a decrease in maximum stomatal
conductance but an increase in the maximum rate of photosyn-
thesis, at the elevated CO2 concentration
7,8,22.
Royer23 established that the reductions of stomatal density and
stomatal index associated with growth under increased concen-
trations of atmospheric CO2 were recorded more frequently in
observations from longer-term measurements of stomatal
responses (herbarium material with a decade to century timescale
and from fossil leaves with a millennial timescale) than in short-
term field or growth chamber seasonal experiments. Royer
suggested that this increased frequency of response was due to the
transition from a variable plastic response by species in short-term
experiments to a genetic response, as a result of selection on longer
timescales. Figure 3c supports the suggestion that genetic change
can alter the stomatal density–size relationship (Fig. 3a), whereas
environmental changes seem primarily to move the position of a
species along the stomatal size–density curve (Fig. 3d). Changes in
the degree of ploidy can also change stomatal density and size
(Fig. 3c). Notably, in Arabidopsis, an unresponsive accession (C24)
for the stomatal density response to CO2 enrichment is actually
regulated to show this minimum response because the mutation of a
single gene leads to a very significant response to CO2 (ref. 24).
Currently we know rather little about the signalling pathways by
which environmental signals control stomatal development. Recent
work has shown that in Arabidopsis the HIC gene, which encodes a
putative 3-ketoacyl CoA synthase (KCS), is involved in the control
of stomatal development by elevated concentrations of CO2
(ref. 24). As KCS is involved in the synthesis of wax components
found in the cuticle it has been suggested that in hic an alteration to
cuticular structure and properties interferes with the diffusion of an
endogenous inhibitor that controls stomatal development24. This
suggestion receives support from the observation that some Arabi-
dopsis wax-deficient mutants display abnormal stomatal pattern-
ing24,25. Analyses of other Arabidopsis mutants26 indicate that the
CO2 response of stomatal index is absent in fad-4, a jasmonic acid
mutant, whereas in ein-2, an ethylene-insensitive mutant, the CO2
response is absent only from the adaxial leaf surface. The jasmonate
and ethylene transduction pathways are also involved in defence
responses to pathogens27 and the ein-2 mutant is susceptible to
attack by pathogens. It is remarkable that mechanisms for addres-
sing pathogen attack are also central in the responses of stomatal
development to CO2 concentration. Accessions of Arabidopsis differ
widely in resistance both to powdery mildew disease28 and to CO2
concentration22, and it is tempting to link these two major
responses, but experimental support is still wanting. Any connec-
tion between the two processes would influence strongly the
processes of selection for the stomatal response to CO2, in the
long term, supporting the notion that the response is more reliable
the longer the period of study23. More recent work29 shows that,
similar to responses to pathogen attack30 there is also systemic
control of stomatal development during growth under elevated CO2
as mature leaves both detect CO2 and produce a signal to influence
development of younger expanding leaves.
The work on the ein-2 mutant of Arabidopsis26 suggests that
ethylene differentially controls stomatal development on the upper
and lower leaf surfaces. Comparing stomatal densities among
Solanum pennellii, Lycoperscicon esculentum and a graft-induced
periclinal chimaera, having an S. pennellii epidermis and an
L. esculentum mesophyll, showed31 that the two surfaces could
behave independently. Both donors had more stomata on the
lower than on the upper surface and L. esculentum had a greater
stomatal density than S. pennellii. The stomatal density on the upper
epidermis of the chimaera was similar to that of the epidermal
donor S. pennellii. However, the density on the chimaeral abaxial
epidermis was significantly lower than its donor. These data suggest
that stomatal differentiation is subject to different controls on each
surface, and at least in the case of the lower epidermis a role for the
mesophyll seems possible.
Control of stomatal aperture by environmental signals
Recent work shows that the control of stomatal aperture by envi-
ronmental signals depends on coordinated alterations to guard
cell turgor (ionic fluxes and sugars), cytoskeleton organization,
membrane transport and gene expression (see refs 32 and 33 and
references therein). A number of lines of evidence suggest that
Figure 4 Model of guard cell signalling. a, Guard cell ABA and blue light signalling
represented by a network-based model. In this model the nodes represent modules or
groups of functionally related processes or second messengers. Modules linked by
blue connections indicate that these links exist in guard cells. Red connections indicate
that these links occur in other plant cells but their existence has not been investigated
in guard cells. Yellow font indicates that an ABA receptor has not been isolated in guard
cells. BLR, blue light receptor; pmc, plasma membrane ion channels; traffic,
membrane trafficking; cytosk., cytoskeleton; vc, vacuolar ion channels; metab.,
metabolism of