Conventional Vickers and true instrumented indentation
hardness determined by instrumented indentation tests
Seung-Kyun Kang
Department of Materials Science and Engineering, Seoul National University, Seoul 151-744, Korea
Ju-Young Kima)
Materials Science, California Institute of Technology, Pasadena, California 91106
Chan-Pyoung Park, Hyun-Uk Kim, and Dongil Kwon
Department of Materials Science and Engineering, Seoul National University, Seoul 151-744, Korea
(Received 16 September 2009; accepted 18 November 2009)
We evaluate Vickers hardness and true instrumented indentation test (IIT) hardness of
24 metals over a wide range of mechanical properties using just IIT parameters by taking
into account the real contact morphology beneath the Vickers indenter. Correlating the
conventional Vickers hardness, indentation contact morphology, and IIT parameters
for the 24 metals reveals relationships between contact depths and apparent material
properties. We report the conventional Vickers and true IIT hardnesses measured only
from IIT contact depths; these agree well with directly measured hardnesses within
�6% for Vickers hardness and �10% for true IIT hardness.
I. INTRODUCTION
The fundamental advantage of instrumented indenta-
tion testing (IIT) over conventional hardness testing is
that mechanical properties such as elastic modulus,1–15
tensile properties,16–29 and hardness can be measured by
analyzing the indentation force–depth curve and without
observing the residual indentation marks. However, elas-
toplastic deformation of materials around the indenter,
i.e., plastic pileup or sink-in,30–37 makes it difficult to
determine the true contact depth in the loaded state. A
contact depth can be determined by taking into account
the response of two major materials to an indentation,
elastic deflection from the initial sample surface, and
plastic pileup/sink-in around the indenter.30–37 The elas-
tic deflection depth (hd) is given by the widely used
Oliver and Pharr method3,12:
hd ¼ ePmax
S
; ð1Þ
where Pmax and S are the maximum indentation force
and initial unloading stiffness, respectively, and e is a
geometrical constant (0.75 for a conical indenter). How-
ever, the plastic pileup and sink-in cannot be expressed
as an analytical equation because the plastic deformation
underneath the indenter is far more complex than elastic
deflection.
Many studies30–37 have been performed to evaluate
the contact depth, taking into account the plastic pileup/
sink-in of a sharp indenter. From extensive finite-
element analysis (FEA) work on a wide range of elasto-
plastic materials, Cheng and Cheng13,25,30 proposed to
measure elastic modulus and hardness without determin-
ing the contact area directly by correlating these proper-
ties and the indentation work ratio. Alcala et al.,35 using
FEA, suggested a relationship between strain-hardening
exponent n and pileup/sink-in height. Cheng and Cheng
also suggested a correction parameter f, the ratio of con-
tact depth (hc) to maximum indentation depth (hmax), and
showed that f is given by the product of a function of the
strain-hardening exponent n and the ratio of yield
strength to reduced elastic modulus (sys/Er).
31,32 Choi
et al.36 proposed a modified correction parameter f in-
cluding indenter tip bluntness (△hb) as:
f ¼ hc
hmax þ Dhb ¼ 1:2445 1� 0:6nð Þ 1� 7:2
sys
Er
� �
:
ð2Þ
However, previous research on this topic has all
or some of the following limitations that require further
studies:
(i) The data were obtained by FEA simulation. Even
though FEA is a well-established tool, more real data are
certain to be obtained by experimental results.
(ii) In the FEA simulations, conical indenters were
used to simulate sharp indenters such as Berkovich and
Vickers indenters. While this difference does not matter
for true IIT hardness, it is critical when conventional
Vickers hardness is measured by IIT, since it depends
only on contact depth at corners.
a)Address all correspondence to this author.
e-mail: juyoung1@snu.ac.kr
DOI: 10.1557/JMR.2010.0045
J. Mater. Res., Vol. 25, No. 2, Feb 2010 © 2010 Materials Research Society 337
(iii) To use the proposed equations, tensile properties
such as strain-hardening exponent and yield strength are
required. Since the proposed equations cannot be applied
only with IIT for unknown materials, their applications
are limited.
To explain the three different hardness values and corre-
sponding contact depths in IIT using a Vickers indenter,
we show in Fig. 1 a schematic of contact morphology for
pileup around a Vickers indenter. First, conventional IIT
hardness (HO-P) is given by themaximum indentation force
divided by the projected contact area corresponding to
the contact depth (hc,O-P) in the Oliver–Pharr method
3,12,38:
HO-P ¼ Pmax
24:5� hc;O-P
� �2 ; ð3Þ
which subtracts the elastic deflection depth hd from the
maximum indentation depth hmax. This hardness is
measured only with IIT parameters such as maximum
applied force and unloading stiffness, as shown in
Eq. (1), and thus is widely used although it does not take
into account plastic pileup/sink-in. Second, true IIT
hardness (Htrue) is given by the maximum force divided
by the true projected contact area hproc
� �
:
Htrue ¼ Pmax
24:5� hprocð Þ2
; ð4Þ
considering plastic pileup/sink-in. Since plastic pileup/
sink-in is more constrained at the corners of the Vickers
indenter, the projected contact depth representing the
projected contact area may lie between the contact
depths at the center and at a corner. Third, the conven-
tional Vickers hardness is given by the maximum force
divided by the four-sided pyramidal contact area, which
is evaluated from the diagonals of the residual indenta-
tion marks after unloading. If the recovery in the in-
plane direction during unloading is negligible,35 the
diagonals evaluated from the contact depth at corners in
the loaded state hVc
� �
should be the same as those of the
residual indentation marks. Vickers hardness is repre-
sented by contact depth at corners as
HV ¼ Pmax
26:43� hVc
� �2 : ð5Þ
Vickers hardness, the result of conventional hardness
testing using a self-similar indenter, is widely used and
has an extensive number of databases. Nevertheless, the
evaluation algorithms for Vickers hardness using IIT are
insufficient for its industrial uses. The problem arises
from the different definitions of contact area in Vickers
hardness and IIT hardness. Vickers hardness calculates
the contact area from the corner-to-corner diagonal, ig-
noring the difference in pileup/sink-in around the side of
indenter, which must be contained to derive the IIT
hardness. Thus, algorithms for evaluating not only true
IIT hardness but also Vickers hardness that take into
account the real contact depth through IIT will be simple
and useful techniques in hardness testing.
In this study, we propose methods for measuring
Vickers hardness and true IIT hardness that use IIT alone
by taking into account the pileup height at the corner
and the representative pileup height, respectively. To this
end, we correlate the pileup heights with experimentally
measured IIT parameters for 24 metals over a wide range
of mechanical properties. We show that the true IIT hard-
ness and conventional Vickers hardness measured by the
proposed methods for the 24 metals agree well with the
true values within �6% for Vickers hardness and �10%
for true IIT hardness.
II. EXPERIMENTS
Twenty-four metal samples with a wide range of me-
chanical properties—Al alloys, Mg alloys, Cu alloys, Ti
alloys, Ni alloys, carbon steels, API X-grade steels, fer-
rite-based stainless steels, and austenite-based stainless
steels—were prepared for indentation tests and uniaxial
tensile tests. For the indentation tests, one side of the
samples was finely polished with 1 mm alumina powder.
IITs were conducted using the AIS 3000 instrumented
indentation system (Frontics Inc., Seoul, Korea) with
force resolution of 55 mN and displacement resolution
of 100 nm and a Vickers indenter. The IITs wereFIG. 1. Diagonal area and projected area at pileup and sink-in.
S-K. Kang et al.: Conventional Vickers and true instrumented indentation hardness determined by instrumented indentation tests
J. Mater. Res., Vol. 25, No. 2, Feb 2010338
performed at constant displacement rate 0.3 mm/min
with maximum indentation depth of 80 mm. After inden-
tation, the residual indentation marks were observed by
optical microscopy to evaluate the conventional Vickers
hardness. The relationship between the diagonal and con-
tact depth at the corner of the residual indent is given by
hVc ¼
d
2
ffiffiffi
2
p
tan yV
; ð6Þ
where yV is the half angle of the Vickers indenter, 68�.
The ratio of contact depth at the corner to maximum
indentation depth is defined as
fV ¼ h
V
c
hmax
: ð7Þ
Because the elastic recovery during unloading hap-
pens mainly along loading direction and negligible
in-plane direction,35 the projected contact area at the
maximum indentation depth can be measured directly
from the area of the residual indentation mark. The pro-
jected area Aproc was measured using an image analyzer
(NIS Elements, Nikon, Tokyo, Japan), from which the
projected contact depth hproc was calculated by
hproc ¼
ffiffiffiffiffiffiffiffi
Aproc
p
2 tan yV
; ð8Þ
and the ratio of the projected contact depth to maximum
indentation depth is defined as
fpro ¼ h
pro
c
hmax
: ð9Þ
Figure 1 shows the contact morphology of Vickers
indentation for material pileup around the indenter. The
contact depth at the corner hVc determines conventional
Vickers hardness, while the projected contact depth hproc
is the parameter determining the true IIT hardness.
Uniaxial tensile tests were carried out using an Instron
5582 (Instron Inc., Grove City, PA) at cross-head speed
1 mm/min; the gauge length and diameter of the cylin-
drical specimens were 25 and 6 mm, respectively, in
accordance with the ASTM standard.39 Elastic moduli
of the samples were measured by an ultrasonic pulse-
echo technique using a two-channel digital real-time
oscilloscope.
III. RESULTS AND DISCUSSION
To explore the relationship between plastic pileup
underneath the Vickers indenter and material plastic
properties, we show in Fig. 2 the relationship of the
contact depth function fV versus the strain-hardening
exponent n and the ratio of elastic modulus to yield
strength, E/sys, corresponding to the inverse of the yield
strain, both of which have been widely used to describe
plastic indentation pileup.31,32,35,36 For the metal sam-
ples, fV shows good linearity with E/sys, while it has
much less relation with n. If we assume a Tabor relation-
ship between yield strength and hardness (H = Csys,
where C is plastic constraint factor of 3),9 fV can also
be related to E/H, as shown in Fig. 3. It is notable that, in
Fig. 3, hardness H and elastic modulus E are determined
by optically measured projected area of residual impres-
sion and ultrasonic pulse-echo technique, respectively,
not by the E/sy data in Fig. 2. The ratio of hardness
FIG. 2. Relation between contact depth function and tensile proper-
ties. (a) Hardening exponent and (b) ratio of elastic modulus and yield
strength.
FIG. 3. Relation between contact depth function and ratio of elastic
modulus and hardness.
S-K. Kang et al.: Conventional Vickers and true instrumented indentation hardness determined by instrumented indentation tests
J. Mater. Res., Vol. 25, No. 2, Feb 2010 339
and elastic modulus can be expressed as the ratio of
irreversible work (Wtotal � We) to total work (Wtotal)
during indentation:
1� k H
E
¼ Wtotal �We
Wtotal
; ð10Þ
where We is the work recovered during unloading and
k is a constant commonly taken as 5.36 By using linear
indentation loading and unloading curves, Wtotal and We
are measured approximately by
k
H
E
¼ We
Wtotal
� hmax � hf
hmax
: ð11Þ
The ratio of elastic modulus to yield strength can thus be
represented using Eqs. (10) and (11) by the maximum
indentation depth hmax and final indentation depth hf.
12,36
Figure 4 shows the relationship between the contact
depth function (fV) and contact depth ratio hmax/
(hmax � hf), which shows good linearity; we obtain the
linear relation
fV ¼ 9:90� 10�3 hmax
hmax � hf þ 1:00 ; ð12Þ
which can be written as
hVc � hmax
hmax
¼ 9:90� 10�3 hmax � hf
hmax
� ��1
; ð13Þ
where (hVc � hmax)/hmax is the normalized pileup
from the reference plane, and (hmax � hf)/hmax is the
normalized recovery depth. For a geometrically self-
similar sharp indenter such as the Vickers indenter,
the representative total strain is determined regardless
of indentation depth,9,13 so the plastic pileup is most
likely to be related to the ratio of elastically recovered
depth to maximum indentation depth. Table I presents
FIG. 4. Linear relation of contact depth function at corner and nor-
malized recovery depth.
TABLE I. Evaluation of contact depth at the corner and Vickers hardness using the contact depth function.
Materials E/sys n
hVc
(mm)
hVc Eq. (12)
(mm)
Error
(%)
Vickers hardness
(HV)
Vickers hardness
Eq. (12) (HV)
Error
(%)
Al alloy Al6061 323.86 0.063 84.95 87.81 3.4 117.38 109.85 �6.4
Al7075 136.19 0.080 84.77 83.76 �1.2 173.47 177.71 2.4
Mg alloy AZ61 272.73 0.300 85.52 86.53 1.2 44.94 43.90 �2.3
AZ910 229.59 0.396 83.49 85.48 2.4 58.44 55.75 �4.6
Cu alloy C1010 392.46 0.029 88.26 91.24 3.4 80.30 75.14 �6.4
C5101 551.17 0.328 86.52 88.85 2.7 85.66 81.22 �5.2
C62400 307.01 0.259 83.61 83.48 �0.2 212.68 213.36 0.3
Ti alloy Ti–10V–
2Fe–3Al
95.36 0.096 79.85 82.15 2.9 360.48 340.65 �5.5
Ti–7Al–4Mo 128.18 0.055 80.32 82.70 3.0 341.86 322.40 �5.7
Ni alloy Inconel 600 443.53 0.265 83.54 85.86 2.8 228.10 215.96 �5.3
Carbon steel S45C 584.15 0.258 90.71 88.67 �2.2 181.61 190.06 4.7
SCM21 714.93 0.222 90.03 89.40 �0.7 160.11 162.36 1.4
SCM4 324.59 0.130 83.78 83.81 0.0 285.95 285.78 �0.1
SKD61 574.92 0.241 89.62 87.55 �2.3 189.86 198.96 4.8
SKS3 481.92 0.218 89.78 88.38 �1.6 182.22 188.03 3.2
SUJ2 536.61 0.240 88.71 87.43 �1.4 195.36 201.12 2.9
API steel X100 350.84 0.141 87.85 85.30 �2.9 240.19 254.77 6.1
X70 348.16 0.117 87.37 86.18 �1.4 216.69 222.68 2.8
Ferrite base
stainless steel
SUS303F 560.65 0.334 87.40 87.37 0.0 175.06 175.18 0.1
SUS310S 720.29 0.294 93.86 93.89 0.0 129.46 129.36 �0.1
SUS316L 651.07 0.309 89.77 91.18 1.6 158.28 153.40 �3.1
Austenite base
stainless steel
SUS403 628.59 0.212 90.91 91.38 0.5 165.73 164.02 �1.0
SUS410 585.36 0.179 90.26 90.31 0.1 166.53 166.37 �0.1
SUS420J2 530.18 0.207 88.61 87.29 �1.5 204.08 210.26 3.0
S-K. Kang et al.: Conventional Vickers and true instrumented indentation hardness determined by instrumented indentation tests
J. Mater. Res., Vol. 25, No. 2, Feb 2010340
the corner contact depths and Vickers hardnesses directly
measured from the profile of residual indentation marks
and evaluated only from IIT parameters using Eqs. (6)
and (12), respectively. The errors in contact depth and
hardness are below �4% and �7%, respectively.
True IIT hardness is given by the maximum applied
load divided by the projected area in the loaded state,
which can be work for elastoplastic deformation per
unit volume and mean pressure. We directly compared
the contact depth function for projected area fpro to
hmax/(hmax � hf) and found a linear relation for the
contact depth function at the corner; Fig. 5 shows the
relation as
fpro ¼ 1:06� 10�2 hmax
hmax � hf þ 1:00 : ð14Þ
Table II presents true IIT hardnesses directly
measured from the profiles of residual indentation marks
and evaluated only from IIT parameters using Eq. (14).
These results imply that the true projected contact depth
in the loaded state and true IIT hardness can be measured
without additional observation of the residual impression
and material properties. Figure 6 shows the relationship
between two different contact areas: diagonal contact area
(Adia) and projected contact area A
pro
c
� �
(see Fig. 7). Aproc
is �2% greater than Adiac :
Aproc ¼ 1:02Adiac : ð15Þ
Thus, when considering pileup dependent on indenter
geometry as in Fig. 1, i.e., more pileup in the center and
minimum pileup at each Vickers indenter corner, this
result implies that the true contact area, which is the
projected area at contact depth taking into account aver-
age pileup along the contact morphology, is slightly
great than projected area at corner contact depth, hVc .
FIG. 5. Linear relation of contact depth function for projected area
and normalized recovery depth.
TABLE II. Evaluation of projected contact depth and true IIT hardness using the contact depth function.
Materials hproc (mm)
hproc Eq. (14)
(mm) Error (%)
True IIT
hardness (GPa)
True IIT hardness
Eq. (14) (GPa) Error (%)
Al alloy Al6061 88.63 88.40 �0.3 1.14 1.15 0.5
Al7075 86.75 84.08 �3.1 1.75 1.86 6.4
Mg alloy AZ61 83.49 87.01 4.2 0.50 0.46 �7.9
AZ910 81.82 85.89 5.0 0.64 0.58 �9.3
Cu alloy C1010 91.45 92.06 0.7 0.79 0.78 �1.3
C5101 84.78 89.50 5.6 0.94 0.85 �10.3
C62400 82.37 83.80 1.7 2.32 2.24 �3.4
Ti alloy Ti–10V–2Fe–3Al 79.86 82.40 3.2 3.81 3.58 �6.1
Ti–7Al–4Mo 80.43 82.99 3.2 3.60 3.38 �6.1
Ni alloy Inconel600 84.10 86.36 2.7 2.38 2.26 �5.2
Carbon steel S45C 91.49 89.34 �2.3 1.89 1.98 4.9
SCM21 90.53 90.11 �0.5 1.67 1.69 0.9
SCM4 85.21 84.18 �1.2 2.92 2.99 2.5
SKD61 90.02 88.14 �2.1 1.99 2.08 4.3
SKS3 90.02 89.03 �1.1 1.92 1.96 2.2
SUJ2 88.57 88.02 �0.6 2.07 2.10 1.3
API steel X100 90.02 85.76 �4.7 2.42 2.66 10.2
X70 90.52 86.69 �4.2 2.13 2.33 9.0
Ferrite base
stainless steel
SUS303F 87.82 87.93 0.1 1.83 1.83 �0.3
SUS310S 95.21 94.91 �0.3 1.33 1.34 0.6
SUS316L 90.36 92.01 1.8 1.65 1.59 �3.5
Austenite base
stainless steel
SUS403 92.57 92.23 �0.4 1.69 1.70 0.7
SUS410 91.98 91.08 �1.0 1.70 1.73 2.0
SUS420J2 89.50 87.87 �1.8 2.11 2.19 3.7
S-K. Kang et al.: Conventional Vickers and true instrumented indentation hardness determined by instrumented indentation tests
J. Mater. Res., Vol. 25, No. 2, Feb 2010 341
IV. CONCLUSIONS
On the basis of experiments on the 24 metals, we
found relations between the contact depth functions and
indentation parameters that let us determine the Vickers
hardness and true IIT hardness only with IIT. Using
Eqs. (12) and (14) with only IIT parameters enabled us
to obtain Vickers hardness and true IIT hardness within
�6% and �10% error, respectively, of the directly
measured values. Notable findings of this study are:
(1) The contact depth function correcting the pileup
at corner of Vickers indenter is directly related to the
ratio of yield strength to elastic modulus, rather than to
the strain-hardening exponent.
(2) The ratio of yield strength to elastic modulus is
represented by the ratio of recovered depth (hmax � hf)
to maximum indentation depth (hmax), which is propor-
tional to the inverse of the normalized pileup depth.
(3) Experimentally determined relationship between
the contact depth functions ( fV, fpro) and the (hmax � hf)/
hmax made it possible to evaluate the contact area and
hardness using only IIT parameters.
(4) The projected area Apro has a linear relationship
with the diagonal area Adia as in Eq. (15), suggesting that
the average pileup height is slightly greater than that at
the corners of the Vickers indenter.
ACKNOWLEDGMENTS
This research was supported in part by the Seoul
R&BD Program (Grant No. TR080564) of the Seoul
Development Institute, Korea, and in part by the
Improvement of Standardization Technology Program
(Grant No. B0010740) of the Ministry of Knowledge
Economy, Korea.
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