SCIENCE CHINA
Technological Sciences
© Science China Press and Springer-Verlag Berlin Heidelberg 2011 tech.scichina.com www.springerlink.com
*Corresponding author (email: luxz@tsinghua.edu.cn)
• RESEARCH PAPER • October 2011 Vol.54 No.10: 2549–2560
doi: 10.1007/s11431-011-4548-0
Collapse simulation of a super high-rise building subjected to
extremely strong earthquakes
LU Xiao, LU XinZheng*, ZHANG WanKai & YE LiePing
Department of Civil Engineering, Tsinghua University, Beijing 100084, China
Received April 4, 2011; accepted July 8, 2011
In recent years, super high-rise buildings (>500 m) are developing very quickly and become an important frontier of civil en-
gineering. The collapse resistance of super high-rise buildings subjected to extremely strong earthquake is a critical problem
that must be intensively studied. This paper builds up a nonlinear finite element model of the tallest building in China, Shang-
hai Tower (632 m), and proposes the modeling method and failure criteria for different structural elements. The dynamic char-
acters of this building are then analyzed, and the possible failure modes and collapse processes due to earthquakes are pre-
dicted, as well as the corresponding collapse mechanism. This work will be helpful in collapse prevention and the seismic de-
sign of super high-rise buildings.
super high-rise building, collapse simulation, extremely strong earthquake, finite element method
Citation: Lu X, Lu X Z, Zhang W K, et al. Collapse simulation of a super high-rise building subjected to extremely strong earthquakes. Sci China Tech Sci,
2011, doi: 10.1007/s11431-011-4548-0
1 Introduction
Since the completion of the world’s first super high-rise
building, Taipei 101 (which has a total height exceeding
500 m) in 2004, a new wave of competition with respect to
the design and construction of super high-rise buildings has
started. For example, the Burj Khalifa, 828 m high, located
in Dubai and completed in 2010, is currently the tallest
building in the world. With the rapid economic develop-
ment of China, the development of super high-rise buildings
is also very rapid. Currently, there are more than 3 super
high-rise buildings higher than 600 m under construction in
mainland China, making it the world champion in quantity.
Statistical data from the Council on Tall Buildings and Ur-
ban Habitat (CTBUH) in 2010 (http://buildingdb.ctbuh.org/)
indicated that there were approximately 120 super high-rise
buildings higher than 300 m either completed or under con-
struction in the world at the beginning of 2010. These
buildings are mainly located in China, the Arab Emirates
and the USA (there are 47 in China, including 3 in Taipei;
28 in the Arab Emirates and 18 in the USA). Super high-rise
buildings promote the development of new structural sys-
tems and novel mega-structural components. However, it is
difficult to study these new systems and components using
traditional experimental research methods. Therefore, the
seismic safety of super high-rise buildings and, in particular,
their collapse resistances to extreme ground motions, has
become an important and urgent research topic.
The shaking table test is a traditional method used to
study or evaluate the global seismic performance of new
structural systems. In 2002, Lu and Zhu [1] conducted a 1:
50-scale shaking table test of a reinforced concrete (RC)
tube-in-tube high-rise building 166 m in height and evalu-
ated its seismic safety in the Design Earthquake and the
Maximum Considered Earthquake in Intensity 7 regions. In
2006, a 1: 50-scale shaking table test of the Shanghai World
doi: 10.1007/s11431-011-4548-0
2 Lu X, et al. Sci China Tech Sci October (2011) Vol.54 No.10
Financial Center was conducted by Zou and Lu [2], and
they analyzed the dynamic properties and seismic responses
when the building was subjected to the Frequently Occur-
ring Earthquake, the Design Earthquake, and the Maximum
Considered Earthquake in Intensity 7 regions and the
Maximum Considered Earthquake in Intensity 8 regions. In
2006, Li and Lam [3] also conducted a 1: 20-scale shaking
table test of a high-rise building (120 m) in Hong Kong. In
2010, Mao and Lu [4] performed a 1: 50-scale shaking table
test of Shanghai Tower and analyzed the seismic perform-
ances when the building was subjected to the Frequently
Occurring Earthquake, the Design Earthquake, and the
Maximum Considered Earthquake in Intensity 7 regions and
the Maximum Considered Earthquake in Intensity 7.5 re-
gions. However, none of the structures in these shaking ta-
ble tests collapsed, i.e., it was difficult to understand the
collapse process and corresponding mechanism from these
shaking table tests. In 2007, a collapse test of a 1: 4-scale
3-story, 1-span RC frame was performed by Huang and Gu
[5]. In 2008, a collapse test of a 4-story steel moment re-
sisting frame was conducted using the three-dimensional
shake table facility of E-Defense to evaluate the structural
and functional performance of the building under de-
sign-level ground motions [6, 7]. The safety margin against
collapse subjected to extremely strong ground motions was
also evaluated. The research outcomes indicated that the
failure mode of the building when subjected to 100% Taka-
tori ground motion records was a weak story failure mode in
the first story, which was induced by deterioration in the
strength of columns due to local buckling at the top and
bottom of the columns. In 2009, van de Lindt et al. [8] per-
formed a collapse test of a full-scale, 6-story, light-frame
wooden building on the shaking table of E-Defense. It
demonstrated that the wooden structure had an excellent
seismic performance with only slight damage caused even
subjected to an earthquake of 2500-year return period. Wu
and Kuo [9] also conducted a collapse test of a non-ductile
concrete frame using a shaking table in 2009. Although
great progress has been achieved in researching earth-
quake-induced collapse resistance using shaking table tests,
only scaled multi-story buildings or full-scale low rise
buildings can be tested on shaking tables due to the limited
capacity of the shaking table facility and experimental
safety considerations. It is very difficult to study the seismic
collapse resistances of super high-rise buildings using con-
ventional shaking table tests. In addition, the shaking table
test is very expensive.
Alternatively, numerical simulation is gradually playing
an important role in the study of seismic performance and
collapse resistance. In 2001, based on the finite element (FE)
code of LS-DYNA, Lu et al. [10] developed an FE model to
simulate the collapse process of the World Trade Center in
New York, which had been impacted by aircraft, and ex-
plained the main reasons for the progressive collapse. In
2004, Pan and Brownjohn [11] presented a numerical study
on the dynamic responses of the tallest building in Singa-
pore and compared the FE results with 21 field measure-
ments of the structural response to far-field ground motions.
The predicted roof displacement of the structure agreed well
with the field observations. In 2006, Pekau and Cui [12]
developed a distinct element method (DEM) program to
simulate the earthquake-induced collapse of a 20-story,
3-span precast-panel shear wall structure. The results indi-
cated that if the design of this precast-panel shear wall satis-
fies seismic requirements, it will automatically meet the
ductility demands of progressive collapse prevention. In
2007, Mattern and Blankenhorn [13] compared the progres-
sive collapse processes of a 3-span frame as predicted using
finite-element and rigid-body methods. The study showed
that the rigid-body method gave similar results to the fi-
nite-element method at a lower computational cost. In 2009,
Fan and Li [14] constructed an FE model of Taipei 101 and
analyzed its seismic performance. Their research indicated
that the super high-rise building, which has a mega-frame
system, has sufficient safety margins and it satisfies the de-
sign requirements for the Maximum Considered Earth-
quake.
Many numerical simulations on the seismic behavior of
high-rise buildings have been reported in the literature, but
most of these studies are conventional elasto-plastic analyses.
The entire process of simulating structural seismic response,
including yielding, hardening and collapse, has rarely been
reported, especially for super high-rise buildings. Several im-
portant problems need to be solved in the collapse simulation
of super high-rise buildings, including the modeling of com-
plex structures, solving of extreme nonlinearity and large-
scale computation. Therefore, this has become an important
frontier of earthquake engineering.
With the support of the Key Research Plan “Dynamic
Disaster Evolution of Important Engineering Structures” of
the National Natural Science Foundation of China (NSFC),
this paper builds up a nonlinear finite element model of the
tallest building in China, Shanghai Tower (632 m). The
dynamic characters of this building are analyzed, and the
possible failure modes and collapse processes due to earth-
quakes are predicted, as well as the corresponding collapse
mechanism. This work will be helpful in collapse preven-
tion and the seismic design of super high-rise buildings.
2 Overview of Shanghai Tower
Shanghai Tower, located in Lujiazui, Shanghai, is a mul-
ti-functional office building (as shown in Figure 1). The
total height of the main tower is 632 m, and the structural
height is 580 m. This building contains 124 stories. A hy-
brid lateral-force-resisting system (as shown in Figure 2)
referred to as “mega-column/core-tube/outrigger” was
Lu X, et al. Sci China Tech Sci October (2011) Vol.54 No.10 3
Figure 1 The location of the 3 super high-rise buildings in Shanghai
(From: http://www.eastday.com).
Figure 2 Sketch of lateral-force-resisting system of Shanghai Tower.
adopted for the main tower. The details of this system are
described briefly as follows.
(i) The main part of the core-tube is a 30 m by 30 m
square RC tube. The thickness of the flange wall of the tube
at the bottom is 1.2 m, and the thickness decreases with the
height of the tube and reduces to 0.5 m at the top. Similarly,
the thickness of the web wall decreases from 0.9 m at the
bottom to 0.5 m at the top. According to the architectural
functional requirements, the four corners of the core-tube
are gradually removed above Zone 5. Finally, the core-tube
becomes X-shaped at the top [4, 15].
(ii) The mega-column system consists of 12 shaped-steel
reinforced concrete columns with a maximum cross-sec-
tional dimension of 5300 mm×3700 mm [15]. 8 mega-
columns extend from the bottom to the top of the building,
and the section size gradually reduces to 2400 mm×1900
mm at the top. The remaining 4 columns are located at each
corner and only extend from the ground floor to Zone 5.
(iii) The outrigger system, located at the mechanical sto-
ries, consists of circle trusses and outriggers with a total
height of 9.9 m. All of the components of the outriggers are
composed of H-shaped steel beams.
3 Finite element model
Based on the general-purpose finite-element program
MSC.MARC, which has an excellent nonlinear computa-
tional capacity, the nonlinear FE model of Shanghai Tower
is built up using the material constitutive laws, element
models and elemental failure criteria proposed by Tsinghua
University. Thus, the special requirements of the collapse
simulation of super high-rise buildings subjected to strong
earthquakes, such as the modeling of complex structures,
solving of extreme nonlinearity and large-scale computation,
are satisfied.
Four element types are used in this model: the spatial
beam elements used for the external frames and outriggers,
the multi-layer shell elements used for the shear walls and
the mega-columns, the truss elements used for the rebar
and the shaped-steels, and membrane elements for the floor
slabs. The details are described in the following subsec-
tions.
3.1 Material constitutive laws
In this work, the material-based constitutive law was
adopted for all components to accurately simulate the
nonlinear behavior and failure under the complex stress
state (i.e., the coupled axial force, bending moment and
shear force) during the collapse process [16]. The main
construction materials used in Shanghai Tower are con-
crete and steel. The von Mises yielding criterion and the
isotropic hardening rule were adopted for the concrete, and
the normalized equivalent uniaxial compressive stress-
strain relationship [17] is shown in Figure 3. The
strengthening branch was based on the model proposed by
Hongnestad. The softening branch used was a straight line
with 0.3fc residual strength, where fc is the peak strength.
The smeared crack model was adopted for concrete under
tension [17]. Similarly, the von Mises yielding crite-
rion-based plastic constitutive model was adopted for the
steel. The model proposed by Wang et al. [18] with four
stages (elastic, yield, hardening and post-capping) was
adopted for the backbone curve of the stress-strain rela-
tionship as shown in Figure 4.
4 Lu X, et al. Sci China Tech Sci October (2011) Vol.54 No.10
Figure 3 The normalized stress-equivalent plastic strain relationship for
concrete in compression.
Figure 4 The stress-strain relationship of steel.
3.2 Core-tube
The multi-layer shell element (as shown in Figure 5) pro-
posed by Lu et al. [19–21] with outstanding nonlinear per-
formance was adopted to model the core-tube, which con-
siders the bending and shear coupling both in-plane and
out-plane. Men et al. [19], Lin et al. [20], Miao et al. [21]
have verified the accuracy and efficiency of the multi-layer
shell element model for application to shear walls. The FE
models of typical core-tubes are shown in Figure 6.
3.3 Outrigger, external frame and other components
The external frame, outrigger and steel tower at the top are
constructed with H-shaped steel beams and simulated using
a fiber-beam element model. To ensure computational ac-
curacy, each segment of the cross-section (i.e., the flange
and web) is divided into 9 fibers. In total, therefore, there
are 27 fibers in each section. The fiber-beam element model
has been widely used in the elasto-plastic analysis of earth-
quake engineering, and its accuracy has been verified for
many times [22–25].
3.4 Mega-columns
One of the most interesting components in Shanghai Tower
is the mega-column system, which includes 12 mega-col-
umns, among them 8 extend to the top, and the remaining 4
end at Zone 5. These mega-columns are constructed with
shaped-steel reinforced concrete, and a typical cross-
section is shown in Figure 7(a). The area of this section is
nearly 20 m2 and has a steel ratio of 6.22% and a rein-
forcement ratio of 1.16%. The dimensions of these mega-
columns are so large that they go far beyond the general
conception of “columns”, and the reinforcement and steel in
the columns significantly confine the mechanical behavior
of the concrete. Hence, the traditional fiber-beam element
model cannot meet the computational accuracy. Meanwhile,
the computational workload would be too big if solid
elements were adopted for the mega-columns in the analysis
of the whole structure. Because few experimental data
regarding the mega-columns can be found in the literature, a
multi-layer shell element-based simplified model was pro-
posed for the mega-columns to find a balance between
computational accuracy and cost, and the parameters of the
simplified model were determined based on the detailed FE
model of mega-columns with solid elements.
In the detailed FE model, the concrete, shaped-steel and
rebar were modeled using hexahedral solid elements, quadri-
lateral shell elements and truss elements, respectively. In
contrast, the simplified model was combined with multi-layer
shell elements and truss elements. The concrete, rebar dis-
tributed along the Y-direction and the web of the shaped steel
were modeled using multi-layer shell elements, while the
shaped-steel flange and the rebar distributed along the
X-direction were modeled using truss elements. The dis-
placement compatibility among the shell and truss elements
was achieved using shared nodes as shown in Figure 7(c).
Numerical simulations of the mega-columns under pure
compression, pure bending, bending with compression in
one direction and bending with compression in the biaxial
direction etc. were conducted to evaluate the simplified
model. Details of the load cases are shown in Figure 8.
Typical results are compared in Figure 9, and further details
regarding the comparison can be found in ref. [26]. The
proposed simplified method can predict the nonlinear be-
havior of the mega-columns with acceptable tolerance
compared to the detailed FE model. In addition, the degree
of freedom in the simplified model is much less than that in
the detailed model (see the comparison in Table 1). Therefore,
the proposed simplified model of the mega-columns can be
used in the global structural seismic response analysis.
Finally, the complete FE model of Shanghai Tower is
shown in Figure 10.
3.5 Failure criteria
Collapse is a very complicated process in which the struc-
tural components reach their load capacities and the entire
structure changes from a continuum system into discrete
parts through structural fracturing and element crushing.
Lu X, et al. Sci China Tech Sci October (2011) Vol.54 No.10 5
This process can be simulated using elemental deactivation
technology, where the failed elements are deactivated when
a specified elemental-failure criterion is reached. Shell,
beam and truss elements are included in the FE model of
Shanghai Tower, and different elemental-failure criteria are
adopted for different elements. For the multi-layer shell
model, each element has at least 11 layers (the number of
layers depends on the specific situation of the actual rein-
forcement), and each layer has 4 Gaussian integration points.
If the principal compressive strain at any integration point
Figure 5 Multi-layer shell element.
Figure 6 FE models of typical core-tubes. (a) The core-tube from Zone 1 to Zone 5; (b) the core-tube of the junction of Zone 4 and Zone 5; (c) the
core-tube of the junction of Zones 6 and 7.
Figure 7 Typical cross-section of mega-column and detailed and simplified FE models. (a) Typical cross section of mega-column (unit: mm); (b) detailed
FE model of mega-column; (c) simplified FE model of mega- column.
Figure 8 Typical load cases of mega-columns. (a) Axial compression; (b) bending in X direction without compression; (c) bending in Y direction without
compression; (d) bending in X direction with varied compression; (e) bending in Y direction with varied compression; (f) bending in X and Y directions with
varied compression.
6 Lu X, et al. Sci China Tech Sci October (2011) Vol.54 No.10
Figure 9 Comparison between detailed and simplified FE models for typical load cases. (a) Biaxial bending at the axial load ratio equal to 0.45; (b) corre-
lation between the maximum axial force and maximum bending moment under 2:1 biaxial bending (strong axis); (c) correlation between the maximum axial
force and maximum bending moment under 1:1 biaxial bending (weak axis).
Table 1 Element and node numbers of detailed and simplified FE models
Detailed FE model Simplified FE model
Element number 86563 706
Node number 54542 400
Figure 10 The whole FE model of Shanghai T