DOI: 10.1126/science.1067081
, 868 (2002); 295Science
et al.Carlos Lois,
Vectors
Expression of Transgenes Delivered by Lentiviral
Germline Transmission and Tissue-Specific
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Hsp40. These data suggest a role for chap-
erones in pathologies involving a-
synuclein in humans, such that Hsp70 may
be a critical part of the neuronal arsenal that
mitigates a-synuclein toxicity. An alterna-
tive interpretation is that the presence of
chaperones in aggregates results in their
cellular depletion, due to sequestration, and
this loss of chaperone function leads to
degeneration.
We present data that implicates the molec-
ular chaperone machinery in the pathogenesis
of PD using a Drosophila model. Augmenta-
tion of Hsp70 activity in vivo suppresses
a-synuclein neurotoxicity, whereas compro-
mising chaperone function enhances a-syn-
uclein–induced dopaminergic neuronal loss.
Thus, chaperone machinery in flies helps to
protect dopaminergic neurons against degener-
ation and attenuates the neurotoxic consequenc-
es of a-synuclein expression. Hsp70 may mit-
igate a-synuclein toxicity by influencing the
conformation of a-synuclein in ways that are
not revealed by the morphology of aggregates
in Drosophila. Alternatively, a-synuclein may
be toxic because it interferes with chaperone
activity, possibly by their sequestration, and it is
this effect that is mitigated by added Hsp70.
Our findings suggest a role for chaperones in
human pathology, because human LBs and
LNs in PD and other human synucleinopathies
immunostain for Hsp70 and Hsp40. Chaper-
ones may thus play a role in a-synuclein tox-
icity, such that augmentation of chaperone
stress pathways may be an effective approach
in the treatment of several human neurodegen-
erative diseases including PD.
References and Notes
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17. Drosophila were grown under standard conditions at
25¡C. Transgenes used included Ddc-GAL4 (16); UAS-
lacZ; UAS-HspA1L encoding human Hsp70 (11). UAS-
a-syn, UAS-A30P, and UAS-A53T were generated for
a-synuclein; additional lines are described in (7).
Male and female ßies were aged to the indicated
time, then heads were Þxed in 10% neutral-buffered
formalin (NBF) and embedded in parafÞn. Serial sec-
tions (8 mm thickness) through the entire brain were
prepared for immunostaining. Antibodies used were:
TH (1:150, Pelfreez, Rogers, AR), human Hsp70 (SC-
24 1:100, Santa Cruz Biotechnology, Santa Cruz, CA),
Drosophila Hsp70 [7FB (21), 1:500], ubiquitin (MAB
1510, 1:2000, Chemicon, Temecula, CA), and
a-synuclein [syn303 (26), 1:100 and 1:1000, at the
latter dilution, syn303 selectively detects aggregated
a-synuclein; syn514 (26), 1:5, which only detects
aggregated a-synuclein]. Sections were incubated
overnight with primary antibody at 4¡C, followed by
secondary antibody, Avidin-Biotin Complex incuba-
tion (Vectastain ABC Elite Kit, Vector Laboratories,
Burlingame, CA), and developing with 3,39-diamino-
benzidine. For each data point, complete serial sec-
tions from three to Þve individual brains were exam-
ined. Similar results were seen in at least Þve inde-
pendent experiments. No sex differences were noted.
The extent of neuron loss was less than previously
reported (7), even using the same transgenic lines.
We did not see effects of a-synuclein on climbing
behavior.
18. Supplementary data are available at Science Online
at www.sciencemag.org/cgi/content/full/1067389/
DC1.
19. Dopaminergic neuronal loss at 30 days was the same
as at 20 days.
20. In the DL-1 clusters, zero to one inclusions were
present at 1 day and two to three inclusions at 20
days. In the DM clusters, zero to one inclusions were
observed at both 1 and 20 days. The number of
inclusions was unaltered by Hsp70.
21. J. M. Velazquez, S. Lindquist, Cell 36, 655 (1984).
22. F. Elefant, K. B. Palter, Mol. Biol. Cell 10, 2101 (1999).
23. Y. Imai et al., Cell 105, 891 (2001).
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25. Blocks of cingulate cortex, amygdala, and midbrain
from postmortem PD, LBVAD, DLB, and NBIA1 brains
were Þxed in 70% ethanol/150 mM NaCl or 10%
NBF and embedded in parafÞn. sections (6 mm thick-
ness) were cut and stained (17). Immunostaining was
with a-synuclein antibodies as in (17), and human
Hsp70 (SC-24, Santa Cruz Biotechnologies; SPA-810,
StressGen Biotechnologies), Hsp40 (SC-1801, Santa
Cruz Biotechnologies), and HDJ-2 (KA2A5.6, NeoMar-
kers, Fremont, CA).
26. B. I. Giasson et al., J. Neurosci. Res. 59, 528 (2000).
27. We thank M. Feany, J. Hirsh, S. Lindquist, and K. Palter
for sharing reagents, B. Giasson and T. Schuck for
their expertise, and A. Cashmore and L. Lillien for
critical reading of the manuscript. We thank the
reviewers for insightful comments. This research was
funded, in part, by a Pioneer award from the Alzhei-
merÕs Association ( J.Q.T. and V.M.-Y.L.), the Well-
come Trust (H.Y.E.C.), a Developmental Biology
Training Grant and National Research Service Award
(P.K.A.), the David and Lucile Packard Foundation
(N.M.B.), and the National Institute on Aging. N.M.B
is an assistant investigator of the Howard Hughes
Medical Institute.
24 October 2001; accepted 11 December 2001
Published online 20 December 2001;
10.1126/science.1067389
Include this information when citing this paper.
Germline Transmission and
Tissue-Specific Expression of
Transgenes Delivered by
Lentiviral Vectors
Carlos Lois,* Elizabeth J. Hong,* Shirley Pease,
Eric J. Brown, David Baltimore†
Single-cell mouse embryos were infected in vitro with recombinant lentiviral
vectors to generate transgenic mice carrying the green fluorescent protein
(GFP) gene driven by a ubiquitously expressing promoter. Eighty percent of
founder mice carried at least one copy of the transgene, and 90% of these
expressed GFP at high levels. Progeny inherited the transgene(s) and displayed
green fluorescence. Mice generated using lentiviral vectors with muscle-specific
and T lymphocyte–specific promoters expressed high levels of GFP only in the
appropriate cell types. We have also generated transgenic rats that express GFP
at high levels, suggesting that this technique can be used to produce other
transgenic animal species.
The ability to introduce and express exoge-
nous genes of interest in animals has become
an indispensable tool to modern biologists
(1). Transgenic mice are currently generated
by pronuclear injection; however, this tech-
nique is still relatively inefficient, technically
demanding, costly, and impractical in most
other animal species. Another approach to
transgenesis is to use retroviruses as gene
delivery vehicles because they are able to
stably integrate into the genome of cells.
However, the generation of transgenic ani-
mals with oncoretroviruses such as the Molo-
ney murine leukemia virus (MoMLV) is im-
practical because silencing of the provirus
during development results in low to unde-
tectable levels of transgene expression (2, 3).
Lentiviruses are a class of retroviruses
that cause chronic illnesses in the host organ-
isms they infect. Among retroviruses, lenti-
viruses have the distinguishing property of
being able to infect both dividing and nondi-
viding cells, and this ability has led to their
development as gene delivery vehicles (4 ).
Division of Biology, California Institute of Technology,
Pasadena, CA 91125, USA.
*These authors contributed equally to this work.
†To whom correspondence should be addressed. E-
mail: baltimo@caltech.edu
R E P O R T S
1 FEBRUARY 2002 VOL 295 SCIENCE www.sciencemag.org868
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To determine whether, in contrast to oncoret-
roviruses, lentiviruses might be immune to
developmental silencing, we used lentiviral-
based vectors to generate transgenic mice and
rats.
The lentiviral backbone used in these
experiments is based on a self-inactivating
vector described previously (5, 6 ) (Fig. 1,
top). The vector was engineered to carry an
internal promoter driving the GFP reporter
gene. After testing several promoters, the
human ubiquitin-C promoter was found to
provide the most reliable expression across
different cell types and was selected for
subsequent experiments (7–11). To in-
crease the level of transcription, the wood-
chuck hepatitis virus posttranscriptional
regulatory element (WRE) was inserted
downstream of GFP (12). To increase the
titer of the virus, the human immunodefi-
ciency virus–1 (HIV-1) flap element (13)
was inserted between the 59 long terminal
repeat (LTR) and the human ubiquitin-C
internal promoter to generate the viral vec-
tor called FUGW (see Fig. 1, top). Viruses
were pseudotyped with the vesicular stoma-
titis virus glycoprotein (VSVG) and con-
centrated by ultracentrifugation to approx-
imately 1 3 106 infectious units (I.U.)/ml.
Approximately 10 to 100 pl of concen-
trated virus was injected into the periv-
itelline space of single-cell mouse embryos
(14–16 ). After 72 hours in culture, GFP
expression was apparent in the blastula- or
morula-stage embryos developing from the
infected zygotes [see supplementary data
(17 )]. Embryos were implanted into pseu-
dopregnant females and were carried to
term (15). In an initial trial, Southern blot
analysis showed that 14 (82%) of 17
founder animals carried at least one copy of
the integrated transgene (18). GFP fluores-
cence, indicating expression from the trans-
gene, was seen in the paws, tails, and face
of 13 (76%) of these founder animals (18)
(Fig. 1, A and B). In a second trial, 49
(87.5%) of 56 founder animals carried at
least one copy of the transgene, and 45
(80%) of the founders expressed GFP (Ta-
ble 1). All GFP-positive animals carried an
integrated provirus, and all animals with
two or more copies of the provirus ex-
pressed the transgene at levels detectable
by direct viewing of GFP fluorescence. The
intensity of GFP fluorescence correlated
positively with copy number, as estimated
qualitatively (17 ). All major tissues and
organs, including skin, bone, skeletal mus-
cle, cardiac muscle, lung, liver, thymus,
spleen, stomach, intestine, kidney, brain,
retina, and gonads, were GFP-positive (see
Fig. 1, C through F, for a representative
data set).
The delivery of the virus by injection into
the perivitelline space yielded transgenics
with high efficiency; however, the number of
integrated proviruses in the genome varied
substantially from animal to animal, ranging
from 0 to more than 20 (17 ). A likely source
of this variability is difficulty in controlling
the volume of virus delivered into the peri-
vitelline space during the injection. As an
Fig. 1. GFP is expressed in embryos and the tissues of adult mice derived from the infection of
zygotes with the FUGW lentiviral vector. (Top) Diagram of the lentiviral vector FUGW used to
generate transgenic mice and rats. Only the relevant portions of the plasmid are shown. All vectors
have the CMV enhancer substituted for the U3 region of the 59 LTR (pCL conÞguration) to
maximize expression of viral RNA genomes during transient transfection (29). DU3 denotes a
deletion in the U3 region of the 39 LTR that renders the 59 LTR of the integrated provirus
transcriptionally inactive (5). The positions of the restriction sites Pst I and Bam HI used for
Southern blot analysis of proviral copy number are indicated. (Bottom) Expression of GFP in the (A)
face, (B) paw, (C) brain, (D) heart, (E) liver, and (F) kidney of a transgenic founder. The animal
shown here carried eight proviral insertions. The animal was killed at 6 weeks of age by an overdose
of anesthesia, intracardially perfused with Þxative, and viewed immediately under a ßuorescent
dissecting microscope. A wild-type animal, identically prepared and photographed, is included for
comparison. BF, brightÞeld photograph; WT and TG, ßuorescent images of wild-type control and
transgenic animals, respectively.
Table 1. Embryo viability and rates of implantation, transgenesis, and expression.
M, mouse; FUGW, ubiquitin C promoter-GFP; FMHGW, myogenin promoterÐ
H2B-GFP; PV, perivitelline injection; CI, viral co-incubation. The range and
average number of proviral insertions for each experimental group is determined
only from those animals that are transgenic, that is, the animals that carry one
or more copies of the transgene.
Animal
Viral
construct
Method
Virus conc.
3103 (I.U./ml)
No. embryos No. animals No. copies
Treated Viable Implanted Born Transgenic Expressing Average Range
M FUGW PV (trial 1) 103 117 81 78 17 14 13 6.2 1Ð12
M FUGW PV (trial 2) 103 153 150 119 56 49 45 9 1Ð21
M FUGW CI 20 45 Ð* 29 5 5 5 7.2 2Ð12
M FUGW CI 4 (trial 1) 25 Ð* 18 7 5 5 3.8 2Ð7
M FUGW CI 4 (trial 2) 120 Ð* 59 11 8 7 2.6 1Ð5
M FUGW CI 0.8 75 Ð* 40 8 1 1 1 Ñ
M FMHGW PV 103 106 86 74 15† 11 3 of 7‡ 4.8 2Ð15
Rat FUGW PV 103 233 210 130 22 13 9 3.3 1Ð7
*See (16). †Six founder embryos were recovered at 11.5 dpc (see text). ‡GFP expression can be determined only after sacriÞcing these animals. Data is unavailable from
animals kept for breeding.
R E P O R T S
www.sciencemag.org SCIENCE VOL 295 1 FEBRUARY 2002 869
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alternative procedure, we removed the zona
pellucidae and incubated the denuded embry-
os with the lentiviral suspension at 2 3 104
I.U./ml, 4000 I.U./ml, and 800 I.U./ml (16 ).
Embryos were cultured in vitro for approxi-
mately 3 days to the morula or blastocyst
stage, when they were implanted into the
uterus of timed pseudopregnant females (15).
Denuded embryos were delayed in their de-
velopment in vitro with respect to their un-
treated counterparts; furthermore, the rate of
implantation was lower than that of virus-
injected embryos implanted with intact zona
pellucidae (18 versus 38%). All animals de-
veloping from embryos incubated with 2 3
104 I.U./ml carried at least six proviral inte-
grations, two (28.6%) of seven animals de-
veloping from embryos incubated with 4000
I.U./ml carried one or two copies of the pro-
virus, and one of eight animals derived from
embryos incubated with 800 I.U./ml carried
the transgene. A second trial with 4000 I.U./
ml gave comparable results (Table 1). Al-
though there is still some nonlinearity and
irreproducibility, this method of virus deliv-
ery allows for better control of the number of
proviral integrations per genome. Further-
more, incubating embryos in a virus-contain-
ing solution is a process that requires no
specialized equipment and may be easier for
many laboratories that wish to use this
technique.
Founders carrying transgene(s) transmit-
ted most of them to a fraction of their prog-
eny (18) (Fig. 2). The bands corresponding to
the proviral insertions characteristic of the
founder animals segregated among the prog-
eny. In the Southern blots of the founder
animals, we occasionally observed animals
with bands of varying intensity, suggesting
they were genetic mosaics (see arrow in Fig.
2). In contrast, the intensity of the bands
corresponding to the insertions in the progeny
was uniform. Furthermore, ubiquitous GFP
expression similar to that of the founder an-
imals was observed in transgenic F1 progeny,
indicating that the provirus was not inactivat-
ed through one round of gametogenesis and
development (17 ). All animals carrying two
or more insertions of the FUGW provirus
expressed GFP at levels detectable by direct
fluorescence. However, among transgenic
lines carrying one proviral insert, approxi-
mately half expressed the transgene at levels
detectable by direct fluorescence (Fig. 2). In
one single-insertion line in which GFP ex-
pression was not observed by direct viewing,
GFP was detectable by Western blot analysis
in some tissues (brain, testes), but not in
others (heart, lung, liver, kidney, spleen, skel-
etal muscle) (17, 18). This suggests that the
specific genomic locus into which an individ-
ual provirus has integrated may affect the
transcriptional activity of some transgenes
delivered by this method.
To determine whether lentiviral vectors
could be used to express genes in a tissue-
specific manner, we engineered a viral vector,
FMHGW, in which a histone 2B–GFP (H2B-
GFP) fusion gene was driven by the myogenin
promoter, the activity of which is specific to
skeletal muscle (19). The H2B-GFP reporter
was used to concentrate the fluorescence in the
nuclei, making the signal more intense (20, 21).
Transgenic animals were generated with the
FMHGW viral vector by delivering the lentivi-
rus into the perivitelline space of single-cell
embryos, as described above (16). Two of the
six embryos recovered at day 11.5 of pregnancy
showed GFP fluorescence in the paraxial and
cephalic somites, limb buds, and extraocular
muscles in the pattern expected for the myoge-
nin protein muscle (19) (Fig. 3). Immunofluo-
rescence of frozen tissue sections with an anti-
body raised against GFP showed that expres-
sion was limited to the nuclei of cells in the
skeletal muscle lineage, whereas cells of the
skin, cartilage, neural tube, heart, lung, and
intestines were negative (18) (Fig. 3, C and D).
Southern blot analysis of these embryos
showed that although all six embryos were
transgenic, only those animals carrying six or
more copies of the proviral insert expressed at
levels detectable by direct GFP fluorescenc