供应商风险评估表

供应商风险评估表supplierriskassessmentform记录编号Record表格编号FormNo.：XSIP26-06/BNo.注册地址Registered供应商名称SupplierName：address：生产地址Manufacture联系人Contact：联系电话telephonaddress：风险程度Riskdegree分值结果resulet风险类别Risk项目Item内容ContentStandard风险分值小计type高high/A(×1)中middle/B(×0.4)低low/C(×0.1)scoreriskscoresubtotal审核后的不符合项超审核后的一般不符合过5项和/或有重大不审核后没有不符合项少于4项theminor符合项5findingsor项Nofindingwasbe3findingsnotmoremoreand/ormajorfoundthan4finding有超过3项不符合项超有3项或以下的不符纠正措施的项目均期未关Thereare合项超期未关there按期完成Allmorethan3are3orlesscorrectiveaction3nonconformancenonconformancehadbeenclosedonoverdueoverduetime达到或超过3批次的质有2批次或以下的质量偏差quality量偏差quality没有偏差Noquality3过去一年的历史deviationhappened3deviationhappeneddeviation历史情况情况Thetimesormore2timesorlessHistorysistuationSituationinlast有产品召回Have无产品召回Noyear——3Productrecallproductrecall有超过3次的返工32次或以下批次返工2timesormorebachtimesorlessbach没有返工Norework3reworkrework所接到的投诉均非有两次以上客户投诉一次客户投诉系生产生产控制和质量体系生产和质量体系的控制和质量体系的缺系缺陷所致All缺陷所致Customer陷所致customercomplaintswereProductionorquality3complaintsdidn'tbeleadedbyproductionproblemsleadtoleadedbyorqualityproblemscustomercomplaintsproductionortwiceormore.once.qualityproblem.执行个别质量条款不不愿意接受质量条款及时ImplementationNotwillingtoacceptofindividualquality4qualitytermsprovisionsisnottimely实际产品质量与质量严格执行质量条款合同或协议中的条款有重大的偏差与质量条款有重大的要求质量条款质量条款QualityTherearesignificant偏差ThereisaStrictlyimplementQualitytermstermsincontractdeviationsbetweensignificantdeviationallrequirementsof4oraggrement.theactualproductfromtheindividualqualitytermsqualityandqualityqualityterms.terms质量条款内容不完善质量风险没有质量条款Qualitytermsisnot4QualityRiskNoqualitytermsperfect新设施与新技术，大部分为新设备与新自动化程度高New设备与技术陈旧技术MostofthefacilitiesanObsoleteequipment3euqipmentandtechnology,highandtechnology对设备、厂房、technologyisnewdegreeof人员进行评估、automation年产批数及年数年生产批次12次以下年生产批次12次以技术能力及产品Evaluationof年生产批次3次以下productionbatchof上productionbatch情况Technicalequipment,plant,Productionbatchof3212timesorlessonemorethan12timescapabilityandpersonnel,timesorlessoneyearproductstatusannualyearoneyearproduction产能与产量相符产能预留充足产能预留不足numberandcapacityandoutoutSufficientcapacity2capacityreservednumberofyears.matchreserve新产品，缺乏经验产品生产2年以上产品生产5年以上Newproducts,lakeofproductionmorethanproductionmore3experience2yearsthan5years追溯性一般，不能追追溯性好，能追溯追溯性不好，不能提溯到某些环节的相关到所有产品的任何供追溯性的相关证据信息traceabilityisin阶段的相关信息产品追溯性Traceabilityisnotgeneral,can'tbeTraceabilityisgood,产品追溯性product5good,can'tprovidetracedbacktocanbetracedbacktraceabilitytraceabilityofthecertainaspectsoftoanyphaseofallrelevantevidencetherelevantproductrelatedinformationinformation个别产品不能提供质每批物料均能提供所有产品均不提供质量记录Individual所有质量记录each质量文件量记录Allproducts质量记录productsdon'tbatchofmaterial5qualityrecorddon'tprovidequalityprovidequalityhadprovidedqualityrecords.recordsrecords对影响到客户产品的对影响到客户产品的所有问都能够按偏差/变更不能做出有个别偏差/变更不能做照协议的要求及时效的反应并通告客户出有效的反应并通告有效的与客户沟通沟通及时性Donotrespond客户DonotrespondAllproblemsare与客户的沟通Timelinessof3effectivelytoeffecitvelytoabletocommunicationcustomerproductindividualdeviations/communicatewithdeviations/changeschangesandnotifycustomersinaandnotifycustomerscustomerstimelyandeffecitve.产品风险产品风险product产品类型product独家产品exclusive2个供应商two多个供应商Multiple2productriskrisktypeproductsupplierssuppliers生产许可的持有公司拥有注册文件非公司所有　the无注册要求No者、销售收入、Companyhasa3companyisnotownerregistrationreuqired供应的市场registeredfileholderofproduction分销distribution代理agent自销sales2license,sales销量小的产品small销量大的产品largeincome,supply——2marketsalesofproductssalesofproducts商务风险商务风险与国内其他客户businessriskbusinessrisk与3家或以上客户保合作情况没有客户No有2家主要客户have持合作KeepCooperationwith2customertwomaincustomerscooperationwith3otherdomesticormorecustomerscustomers与公司合作年限新供应商New合作2年以内within2合作3年及以上3orCopperationwith3supplieryearsmoreyearsXIZI长期合作的三方物流短期合作的三方物流公司long-term物流方式公司shotcooperation自己物流theircooperationwith3logisticsmodewiththirdpartylogistics物流风险物流风险thirdpartylogisticslogisticscompanylogisticsrisklogisticsriskcompany没有仓库No有租用的仓库rented有自己的仓库own仓储storage2warehousewarehousewarehouse交货风险交货周期delivery交货周期delivery交货周期三个月以上交货周期三个月以内交货周期一个月以3deliveryriskcyclecyclemorethan3monthswithin3months内within1month备注：所有风险评估应基于事实的依据，对于新入册供应商不适用的项目可以按中等风险打分note:Allriskevaluationisbasedontheactual,fornewsupplier,someitemwhichcouldnotbeevaluedshallevaluateasmiddlerisk.备注：代理商仅考虑商务风险、物流风险和交货风险，不考虑其质量风险。Note:Agentsonlyconsiderbusinessrisk,logisticsriskanddeliveryrisk,withoutqualityrisk.评估结论：评估分值在15分以下为低风险，15-30分范围内为中等风险，30分以上为高风险（代理商得分5分以下为低风险，5-8分为中风险，8分以上为高风险）evaluationresult:lowriskwhentheevaluatedscorenotmorethan15,middleriskwhentheevaluatedscorebetween15-30,highriskwhentheevaluatedscoremorethan30(agentsscoring5pointorlessislowrisk,5-8ismiddlerisk,8ormoreishighrisk)风险程度管理措施ManagementmethodRiskdegree◇每批次物料需严格进行检验Eachbatchofmaterialshallbeinspectedstrictly.高风险Highrisk◇所有采购材料实时跟踪状态Real-timetrackingofallpurchasingmaterials◇每半年年至少对供应商进行1次实地考察或面调查onetimeon-sitevisitorwrittenrevieweveryhalfayearatleast.◇对每批次物料进行检验Eachbatchofmaterialshallbeinspected.中风险◇每年跟踪一至二批材料的供料状态Trackofoneortwobatchofmaterialyearlymiddlerisk◇每年对供应商进行1次实地考察或书面审查onetimeon-sitevisitorwrittenrevieweveryyear◇对每批次物料进行检验，若供应商的历史交货质量状况良好，可降低抽样检验频率Eachbatchofmaterialshouldbeinspected,ifthe低风险supplier'shistoricaldeliveryqualityisingoodcondition,couldreducethesamplingfrequencylowrisk◇不跟踪材料的供应状态thesupplystatusofthematerialisnottracked◇必要时，可对供应商每两年执行1次现场考察或书面审查ifnecessary,shoulddoon-sitevisitorwrittedrevieweverytwoyears.