AASLD PRACTICE GUIDELINE
Management of Hepatocellular Carcinoma: An Update
Jordi Bruix,1 and Morris Sherman2
Since the publication of the American Association for
the Study of Liver Diseases (AASLD) practice guide-
lines on the management of hepatocellular carcinoma
(HCC) in 2005, new information has emerged that
requires that the guidelines be updated. The full ver-
sion of the new guidelines is available on the AASLD
Web site at http://www.aasld.org/practiceguidelines/
Documents/Bookmarked%20Practice%20Guidelines/
HCCUpdate2010.pdf. Here, we briefly describe only
new or changed recommendations.
Surveillance and Diagnosis
In the previous guideline, groups were specified for
which surveillance was likely to be cost-effective
because the hepatocellular carcinoma (HCC) incidence
was high enough. New data on defining HCC risk
have emerged for hepatitis B virus,1,2 hepatitis C vi-
rus,3 and autoimmune hepatitis.4 Surveillance is
deemed cost-effective if the expected HCC risk exceeds
1.5% per year in patients with hepatitis C and 0.2%
per year in patients with hepatitis B. Analysis of recent
studies show that alpha-fetoprotein determination lacks
adequate sensitivity and specificity for effective surveil-
lance (and for diagnosis).5,6 Thus, surveillance has to
be based on ultrasound examination. The recom-
mended screening interval is 6 months. Diagnosis of
HCC should be based on imaging techniques and/or
biopsy.The 2005 diagnostic algorithm has been vali-
dated and the diagnostic accuracy of a single dynamic
technique showing intense arterial uptake followed by
‘‘washout’’ of contrast in the venous-delayed phases has
been demonstrated.7-9 Contrast-enhanced US may
offer false positive HCC diagnosis in patients with
cholangiocarcinoma and thus, has been dropped from
the diagnostic techniques. The diagnostic algorithm is
shown in Fig. 1. The application of dynamic imaging
criteria should be applied only to patients with cirrho-
sis of any etiology and to patients with chronic hepati-
tis B who may not have fully developed cirrhosis or
have regressed cirrhosis. Interpretation of biopsies and
distinction between high-grade dysplatic nodules and
HCC is challenging. Expert pathology diagnosis is re-
inforced by staining for glypican 3, heat shock protein
70, and glutamine synthetase, because positivity for
two of these three stains confirms HCC.10
Staging and Treatment of HCC
The BCLC staging system (Fig. 2)11 has come to be
widely accepted in clinical practice and is also being used
for many clinical trials of new drugs to treat HCC. There-
fore, it has become the de facto staging system that is used.
The recommendations for liver transplantation have
not changed. No new data have emerged that can be
used to define a new limit for expanding the patient
selection criteria. The usefulness of portal pressure mea-
surement to predict the outcome of patients and define
optimal candidates for resection has been validated in
Japan.12 Thus, resection should remain the first option
for patients who have the optimal profile, as defined by
the BCLC staging system. Although resection can be
performed in some of these patients with advanced liver
disease, the mortality is higher and they might be better
served by liver transplantation or ablation. A cohort
study of radiofrequency ablation demonstrated that
complete ablation of lesions smaller than 2 cm is possi-
ble in more than 90% of cases, with a local recurrence
rate of less than 1%.13 These data should be confirmed
by other groups before positioning ablation as the first-
line approach for very early HCC.
The recommendations regarding patient selection
and method of administration of chemoembolization
are unchanged. Radioembolization, i.e., the intra-arte-
rial injection of yttrium-90 bound to glass beads or to
resin, has been shown to induce tumor necrosis, but
Abbreviations: AASLD, American Association for the Study of Liver
Diseases; BCLC, Barcelona Clinic Liver Cancer; HCC, hepatocellular
carcinoma.
From the 1Barcelona Clinic Liver Cancer (BCLC) Group, Liver Unit, Hospital
Clı´nic, University of Barcelona, Institut d’Investigacions Biome`diques August Pi i
Sunyer, Barcelona, Spain; and 2University of Toronto and University Health
Network, Toronto, Canada.
Received January 3, 2011; accepted January 8, 2011.
Address reprint requests to: Jordi Bruix, M.D., Hospital Clinic, University of
Barcelona, IDIPAPS, CIBERehd, c/Villarroel 170, Barcelona 08036,
Catalonia, Spain. E-mail: bruix@ub.edu; fax: (34) 93-227-9803.
CopyrightVC 2011 by the American Association for the Study of Liver Diseases.
View this article online at wileyonlinelibrary.com.
DOI 10.1002/hep.24199
Potential conflict of interest: Dr. Bruix advises, consults for, serves on the
speaker’s bureau of, and received grants from Bayer. Dr. Bruix consults for
Biocompatibles, GlaxoSmithKline, Kowa, Novartis, and Arqule. Dr. Bruix also
advises and consults for Bristol-Myers Squibb. Dr. Sherman serves on the
speakers’ bureau of Bayer
1020
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there are no data comparing its efficacy to transarterial
chemoembolization or to sorafenib treatment for those
with portal vein invasion. However, for patients who
have either failed transarterial chemoembolization or
who present with more advanced HCC, new data
indicates the efficacy of sorafenib (a multikinase inhib-
itor with activity against Raf-1, B-Raf, vascular endo-
thelial growth factor receptor 2, platelet-derived
growth factor receptor, c-Kit receptors, among other
kinases) in prolonging life.14,15 Sorafenib induces a
clinically relevant improvement in time to progression
and in survival The magnitude of the improvement in
survival compares with other established molecular tar-
geted therapies for other advanced cancers, and the
Fig. 1. Diagnostic algorithm for sus-
pected HCC. CT, computed tomography;
MDCT, multidetector CT; MRI, magnetic
resonance imaging; US, ultrasound.
Fig. 2. The BCLC staging system for HCC. M, metastasis classification; N, node classification; PS, performance status; RFA, radiofrequency
ablation; TACE, transarterial chemoembolization.
HEPATOLOGY, Vol. 53, No. 3, 2011 BRUIX AND SHERMAN 1021
associated toxicity is easily managed without treat-
ment-related mortality. The most frequent adverse
events were diarrhea (sorafenib versus placebo: 11%
versus 2%) and hand–foot skin reaction (sorafenib ver-
sus placebo: 8% versus <1%), fatigue, and weight
loss. Sorafenib is now considered first-line treatment in
patients with HCC who can no longer be treated with
potentially more effective therapies.
In summary, in the past decade HCC has gone
from being an almost universal death sentence to a
cancer that can be prevented, detected at an early
stage, and effectively treated. Physicians caring for
patients at risk need to provide high-quality screening,
proper management of screen-detected lesions, and
provision of therapy that is most appropriate for the
stage of disease.
References
1. Yuen MF, Tanaka Y, Fong DY, Fung J, Wong DK, Yuen JC, et al. Inde-
pendent risk factors and predictive score for the development of hepatocel-
lular carcinoma in chronic hepatitis B. J Hepatol 2009;50:80-88.
2. Yang HI, Sherman M, Su J, Chen PJ, Liaw YF, Iloeje UH, et al.
Nomograms for risk of hepatocellular carcinoma in patients with
chronic hepatitis B virus infection. J Clin Oncol 2010;28:2437-2444.
3. Lok AS, Seeff LB, Morgan TR, di Bisceglie AM, Sterling RK, Curto
TM, et al. Incidence of hepatocellular carcinoma and associated risk
factors in hepatitis C-related advanced liver disease. Gastroenterology
2009;136:138-148.
4. Yeoman AD, Al-Chalabi T, Karani JB, Quaglia A, Devlin J, Mieli-Ver-
gani G, et al. Evaluation of risk factors in the development of hepato-
cellular carcinoma in autoimmune hepatitis: Implications for follow-up
and screening. HEPATOLOGY 2008;48:863-870.
5. Singal A, Volk ML, Waljee A, Salgia R, Higgins P, Rogers MA, et al.
Meta-analysis: surveillance with ultrasound for early-stage hepatocellular
carcinoma in patients with cirrhosis. Aliment Pharmacol Ther 2009;30:
37-47.
6. Lok AS, Sterling RK, Everhart JE, Wright EC, Hoefs JC, Di Bisceglie
AM, et al.; HALT-C Trial Group. Des-gamma-carboxy prothrombin
and alpha-fetoprotein as biomarkers for the early detection of hepato-
cellular carcinoma. Gastroenterology 2010;138:493-502.
7. Forner A, Vilana R, Ayuso C, Bianchi L, Sole M, Ayuso JR, et al. Di-
agnosis of hepatic nodules 20 mm or smaller in cirrhosis: prospective
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noma. HEPATOLOGY 2008;47:97-104.
8. Sangiovanni A, Manini MA, Iavarone M, Romeo R, Forzenigo LV, Fra-
quelli M, et al. The diagnostic and economic impact of contrast imag-
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cirrhosis. Gut 2010;59:638-644.
9. Khalili K, Kim TY, Jang HJ, Haider MA, Guindi M, Sherman M.
Implementation of AASLD hepatocellular carcinoma practice guidelines
in North America: two years of experience [Abstract]. HEPATOLOGY
2008;48(Suppl 1):362A.
10. International Working Party. Pathologic diagnosis of early hepatocellu-
lar carcinoma: a report of the international consensus group for hepato-
cellular neoplasia. HEPATOLOGY 2009;49:658-664.
11. Forner A, Reig ME, de Lope CR, Bruix J. Current strategy for staging
and treatment: the BCLC update and future prospects. Semin Liver
Dis 2010;30:61-74.
12. Ishizawa T, Hasegawa K, Aoki T, Takahashi M, Inoue Y, Sano K, et al.
Neither multiple tumors nor portal hypertension are surgical contrain-
dications for hepatocellular carcinoma. Gastroenterology 2008;134:
1908-1916.
13. Livraghi T, Meloni F, Di Stasi M, Rolle E, Solbiati L, Tinelli C, et al.
Sustained complete response and complications rates after radiofre-
quency ablation of very early hepatocellular carcinoma in cirrhosis: Is
resection still the treatment of choice? HEPATOLOGY 2008;47:82-89.
14. Llovet JM, Ricci S, Mazzaferro V, Hilgard P, Gane E, Blanc JF, et al.
Sorafenib in advanced hepatocellular carcinoma. N Engl J Med 2008;
359:378-390.
15. Cheng AL, Kang YK, Chen Z, Tsao CJ, Qin S, Kim JS, et al. Efficacy
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1022 BRUIX AND SHERMAN HEPATOLOGY, March 2011
AASLD PRACTICE GUIDELINE
Management of Hepatocellular Carcinoma: An Update
Jordi Bruix1 and Morris Sherman2
Preamble
The recommendations provided in this document pro-
vide a data-supported approach to the diagnosis, staging
and treatment of patients diagnosed with hepatocellular
carcinoma (HCC). They are based on the following: (a)
formal review and analysis of the recently-published
world literature on the topic (Medline search through
early 2010); (b) American College of Physicians Manual
for Assessing Health Practices and Designing Practice
Guidelines1; (c) guideline policies, including the
AASLD Policy on the Development and Use of Practice
Guidelines and the American Gastroenterology Associa-
tion Policy Statement on Guidelines2; (d) the experience
of the authors. These recommendations suggest pre-
ferred approaches to the diagnostic, therapeutic, and
preventive aspects of care. In an attempt to characterize
the quality of evidence supporting recommendations,
the Practice Guidelines Committee of the American
Association for Study of Liver Disease (AASLD)
requires a category to be assigned and reported with
each recommendation (Table 1). These recommenda-
tions are fully endorsed by the American Association for
the Study of Liver Diseases.
Introduction
The incidence of hepatocellular carcinoma is rising
in many countries,3-8, but in a few areas such as Japan
and Singapore, the incidence of HCC seems to have
stabilized or even fallen slightly.9,10 Care of the patient
with HCC involves physicians from different disci-
plines, including hepatologists, surgeons, liver trans-
plant teams, oncologists, interventional radiologists,
and to some extent radiation oncologists. In most set-
tings, the role of the hepatologist or gastroenterologist
in these multi-specialty groups (usually organized as
Tumor Boards) is not based on specific expertise in the
application of a given intervention, but rather in
assessing the degree of liver function impairment prior
to, during and after therapy. This specific expertise is
important since HCC usually appears in the setting of
underlying liver disease. This results in a degree of
complexity that is not present in other cancer types
that seldom compromise vital organ function. All this
suggests that patients with HCC should be managed
in multidisciplinary settings, with all legitimate treat-
ment options available. Under these circumstances, the
hepatologist is to be a focal point around whom the
process revolves. At all times, the hepatologist should
assess liver function and suitability of various therapies.
The hepatologist should also be responsible for man-
agement of the liver disease before, during, and after
cancer therapy. He/she must ensure that only treat-
ments of proven value are administered, rather than
treatments that are technically feasible but which have
not been shown to enhance survival.
Surveillance for Hepatocellular Carcinoma
Definitions of the terms used in this section are
given in Table 2. Surveillance for HCC involves more
than simply applying a screening test or tests. Surveil-
lance should be offered in the setting of a program or
a process in which screening tests and recall procedures
have been standardized and in which quality control
procedures are in place. The process of surveillance
also involves deciding what level of risk of HCC is
high enough to trigger surveillance, what screening
tests to apply and how frequently (surveillance inter-
val), and how abnormal results should be dealt with
(diagnosis and/or recall).
Surveillance for HCC has become widely applied
despite, until recently, the absence of evidence of bene-
fit. There is now a single randomized controlled trial
of surveillance versus no surveillance that has shown a
survival benefit to a strategy of 6-monthly surveillance
with alphafetoprotein (AFP) and ultrasound.11 This
study, which was performed in China, recruited
18,816 patients who had markers of current or prior
hepatitis B infection. Adherence to surveillance was
suboptimal (less than 60%) but in the subjects in the
From the 1BCLC Group. Liver Unit. Hospital Clı´nic, University of Barcelona,
Institut d’Investigacions Biome’diques August Pi i Sunyer, Barcelona, Spain;
2University of Toronto and University Health Network, Toronto Canada.
Both authors contributed equally to this work.
Copyright VC 2010 by the American Association for the Study of Liver
Diseases and published online at www.aasld.org.
This version was updated July 2010.
Previous version published 2005 online in Wiley InterScience
(www.interscience.wiley.com).
Potential conflict of interest: Jordi Bruix has received research support and
consulting and lecture fees from Bayer; and Morris Sherman has received
lecture fees from Bayer.
1
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surveillance arm the HCC related mortality was
reduced by 37%. Because of poor compliance these
results probably represent the minimum benefit that
can be expected from surveillance. Ideally, these results
should be validated in other geographical areas and
therefore, additional randomized controlled trials
(RCT) assessing the benefits of surveillance are still
considered necessary. However, in the West it is
unlikely that such trials will ever be conducted.
The objective of HCC surveillance must be to
decrease mortality from the disease. Fewer people
should die from HCC, or if this is not possible, sur-
veillance should at a minimum provide a meaningful
improvement in survival duration. Other endpoints,
such as stage migration (detecting earlier stage disease)
and 5-year mortality rates are not appropriate surro-
gate endpoints. This has clearly been shown by analy-
sis of the Surveillance, Epidemiology and End Results
(SEER) Program of the National Cancer Institute
(NCI), which demonstrated that these endpoints did not
correlate with a reduction in disease-specific mortality.12
There are several sources of bias to be considered in
assessing reports of surveillance studies, such as lead-
time bias and length bias. Only an RCT can eliminate
these biases completely. Several studies have shown
that surveillance does indeed detect earlier disease
(stage migration).13-16 Uncontrolled studies, all subject
to lead-time bias, have also suggested that survival is
improved after surveillance.13,14 Surveillance for HCC
is widely practiced and can generally be recommended
for certain at-risk groups. HCC detected after the
onset of symptoms has a dismal prognosis (0%-10%
5-year survival).17 In contrast, small HCC’s such as
those that can be detected by surveillance can be cured
with an appreciable frequency.17-21. Five-year disease-
free survival exceeding 50% has been reported for
both resection and liver transplantation.17,22-30 Patients
surviving free of disease for this duration should be
considered cured. For these patients it is highly likely
that surveillance did indeed decrease mortality. In
addition, since major advances in our ability to treat
HCC are less likely to come from treating late stage
disease, it is therefore important to find early stage
disease.
Definition of the At-Risk Population
The decision to enter a patient into a surveillance
program is determined by the level of risk for HCC.
This, in turn, is related to the incidence of HCC, and
it is incidence that most people use to assess risk.
However, there are no experimental data to indicate
what level of risk or what incidence of HCC should
trigger surveillance. Instead, decision analysis has been
used to provide some guidelines as to the incidence of
HCC at which surveillance may become effective. An
intervention is considered effective if it provides an
increase in longevity of about 100 days, i.e., about 3
months.31 Although the levels were set years ago, and
may not be appropriate today, interventions that can
be achieved at a cost of less than about $50,000/year
of life gained are considered cost-effective.32 There are
now several published decision analysis/cost-effective-
ness models for HCC surveillance. The models differ
in the nature of the theoretical population being ana-
lyzed, and in the intervention being applied. Nonethe-
less, these models have several results in common.
They all find that surveillance is cost-effective,
although in some cases only marginally so, and most
find that the efficacy of surveillance is highly depend-
ent on the incidence of HCC. For example, Sarasin
et al.33 studied a theoretical cohort of patients with
Table 1. Levels of Evidence According to Study Design
Grade Definition
III Randomized controlled trials
II-1 Controlled trials without randomization
II-2 Cohort or case control analytic studies
II-3 Multiple time series
Dramatic uncontrolled experiments
III Opinion of respected experts
Descriptive epidemiology
Table 2. Definitions
l Screening—application of diagnostic tests in patients at risk for HCC, but in whom there is no a priori reason to suspect that HCC is present.
l Surveillance—the repeated application of screening tests.
l Enhanced follow-up—the series of investigations required to confirm of refute a diagnosis of HCC in patients in whom a surveillance test result is abnormal. In
addition to the use of additional diagnostic tests the interval between assessments is shorter than for surveillance since there is a concern that a cancer already
exists.
l Lead-time bias—This is the apparent improved survival that comes from the diagnosis being made earlier in