金融学系课程介绍(中英对照)
金融学系课程介绍(中英对照)
序 号:1
课程编码:16001020、16001030、16001040
课程名称:金融学
Finance
学 分:4
周 学 时:3
开课系部:金融学系
预修课程:微观经济学
修读对象:本科生
课程简介:从分析金融运作对象——货币、货币资金、金融工具、金融资产入手,阐述货币
时间价值原理;介绍金融机构体系和金融市场体系的具体类型及业务,说明其在
现代经济中的重要作用;研究货币政策及作为其依据的货币理论等。通过本课程
的学习,使学生了解金融学的基本概念与基础知识,熟悉金融学原理体系、分析
框架及思维方式,从而为以后的专业课学习打下扎实的基础。 拟用教材:《金融学》,杨长江编著,复旦大学出版社,2005年1月第1版 参考教材:《金融学原理》,彭兴韵著,生活•读书•新知 三联书店,2003年9月第1版
Course Code: 16001020、16001030、16001040
Course Name: Money & Finance
Department: Finance Department
Credit: 3
Periods Per Course: 3
Students: Undergraduates
Prerequisite Course: Microeconomics
Contents: The framework of this course starts with the analysis of financial operation objects,
such as currency, funds, financial tools and assets. Also the course explains the
principles of the currency time value, introduces the concrete classification and
business of financial instruments and markets, and then points out its significance to
the contemporary economy. It discusses the monetary policy and theories. From the
course students will get the basic concepts and fundamental knowledge of finance,
and be acquainted with financial principle and analysis methods. Those will help
them to improve their consequent study of specialized courses.
Course book:《Finance》, Yangchangjiang, Fudan University Press, first edition, Jan,2005 Reference book:《Fundamentals of Finance》, Pengxingyun, Sanlian Press, first edition, Sep.2003
序 号:2
课程编码:16002020、16002030
课程名称:国际金融学
International Finance
学 分:3
周 学 时:3
开课系部:金融学系
预修课程:金融学、宏观经济学
修读对象:本科生
课程简介:“国际金融”作为金融专业的一门学科基础课,是专门研究国与国之间的货币金
融关系的,其具体的教学内容有:(1)国际收支;(2)外汇供与外汇汇率;(3)
外汇管制和外汇管理体制改革;(4)国际储备和国际清偿力;(5)国际货币体系
与国际货币改革;(6)国际金融市场的运作与监管;(7)国际资本流动和亚洲金
1
融危机的教训;(8)国际金融一体化进程与欧洲货币联盟;(9)国际债务问
等。
通过本课程的学习,学生将掌握国际金融的基本理论、基本政策及国际金融市
场的初步知识,为今后进行国际经济交易和从事国际金融管理活动打下坚定的
基础。
拟用教材:《国际金融》,刘思跃主编,武汉大学出版社,2002年5月第2版
参考教材:《国际金融教程》,胡云祥主编,立信会计出版社,2004年版
Course Code: 16002020、16002030
Course Name: International Finance
Department: Finance Department
Credit: 3
Periods Per Course: 3
Students: Undergraduates
Prerequisite Course: Money & Finance,Macroeconomics
Contents: International Finance, a fundamental course in the major of Finance, is designed to
study the relationship of currencies and finance between different countries. It
includes: 1. International Balance of Payment; 2. Foreign Exchange Supply &
Demand and Exchange Rate; 3. Reform of Foreign Exchange Control and Foreign
Exchange Management; 4. International Reserve and International Liquidity; 5.
International Currency System and International Currency Reform; 6. Operation and
Monitoring of International Financial Market; 7. International Capital Flow and the
Lessons of Asian Financial Crisis; 8. Process of International Financial Integration
and European Currency Union; 9. International Debts and so on.. After studying the
course, students can have knowledge about the primary theories of international
finance, understand the basis for the policies of foreign exchange, international
reserve, absorbing foreign investment and financial openness, have a rough idea about
the operation of international financial market and its trading skills so as to lay a
concrete foundation for taking foreign economic and managerial work.
Course book:《International Finance》, Liusiyue, Wuhan University Press, Second edition, May,
2002
Reference book:《A course of International Finance》,Huyunxiang,Lixin Accounting Press,
2004
序 号:3
课程编码:16003020
课程名称:金融市场学
Financial Market
学 分:3
周 学 时:3
开课系部:金融学系
预修课程:金融学
修读对象:本科生
课程简介:金融市场学是金融学专业的基础性专业课。金融市场是金融资产的交易市场,它
主要包括货币市场、资本市场、金融衍生市场、黄金市场等。货币市场的主要交
易对象为短期债务工具,资本市场的主要交易对象为长期的金融工具。金融资产
投资价值取决于未来的现金流,但是现金流大多数情况下是一个预期的不确定性
因素,所以金融资产的价格决定具有风险性。本课程以各种金融市场为研究对象,
帮助学生掌握金融资产与负债及其在不断变化的金融条件下的关系,阐述利率机
制、定价机制、监管机制、汇率机制和风险机制等金融市场机制,并学习金融市
场监管和金融市场一体化的基本理论与实务。
拟用教材:《金融市场学》,张亦春主编,郑振龙编著,高等教育出版社出版社,2003年7
月第1版
参考教材:《金融市场学》,王兆星、吴国祥、陈世河主编,中国人民大学出版社,2004年2
月
2
Course Code: 16003020
Course Name: Financial Market
Department: Finance Department
Credit: 3
Periods Per Course: 3
Students: Undergraduates
Prerequisite Course: Money & Finance
Contents: Financial market is one of the basic core courses of the major of finance. It includes
money markets for short-term debt instruments and capital markets for
longer-maturity financial assets. The price of financial asset is equal to the present
value of the cash flow expected. The course is to describe the financial markets and
instruments, and to help the students to understand financial assets and liabilities in a
world of constantly changing interest rates, assets prices, regulatory constraints,
exchanging mechanism, and international competition and opportunities. And also it
is asked the students to learn about the financial market regulation and the integration
of financial market.
Course book: 《Financial Market》,Zhangyichun,zhengzhenglong, High Education Press, First
edition,
Reference book: 《Financial Market》,Wangzaoxing、Wguoxiang、Chenshihe,Renmin University
of China Press,Feb.2004
序 号:4
课程编码:16005030、16005020
课程名称:商业银行经营管理
Commercial Bank Operation & Management
学 分:3
周 学 时:3
开课系部:金融学系
预修课程:金融学
修读对象:本科生
课程简介:商业银行经营管理是金融学专业的核心课程。本课程以现代商业银行经营管理理
论为基础,以国际银行业经营管理实践发展为背景,以我国商业银行业务经营为
主要研究对象,以“中华人民共和国商业银行法”、“巴塞尔协议”等法规和国际
惯例为依据,在概述商业银行组织
、经营原则、经营战略及发展趋势的基础
上,全面介绍商业银行负债业务、资产业务、中间业务、国际业务、表外业务等
各种业务的
以及创新活动;分析银行经营中的资本金管理、资产负债管
理及风险管理的策略;对商业银行经营作绩效评价和财务分析。
拟用教材:《商业银行经营学》,戴国强主编,高等教育出版社,2003年5月第1版
参考教材:《商业银行业务与经营》,庄毓敏主编,中国人民大学出版社,1999年11月第1
版
Course Code: 16005030、16005020
Course Name: Commercial Bank Operation & Management
Department: Finance Department
Credit: 3
Periods Per Course: 3
Students: Undergraduates
Prerequisite Course: Money & Finance
Contents: The course is one of core curriculums for the students of finance major. Based on the
modern commercial bank operation and Management, It is set on the background of
practice and development of international banking operation and management, and
focuses on the domestic banking operation in our country. Based on the brief
introduction of organization structure, operation principle, strategy, and development
trend of commercial banks, the course extensively introduces main business operation
regulations and innovation activities of commercial banks such as debts business,
assets business, middle business and international business. It also analyzes the
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variety management methods of commercial banks’ capital, assets, debts and risk, and
discusses how to evaluate the operation and account report of commercial banks.
Course book:《Commercial Bank Operation》, Daiguoqiang, High Education Press, first edition,
May.2003
Reference book:《Commercial Bank Business and Operation》,Zhuangyumin, Renmin University
of China Press, first edition, Nov.1999
序 号:5
课程编码:16006020
课程名称:保险学
Insurance
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:金融学
修读对象:本科生
课程简介:本课程是金融学科核心课程之一,主要教授保险学原理、实务、法规三方面的知
识,教学主要内容包括:风险及风险管理、保险基本理论、保险的起源与发展、
保险合同、财产保险、人身保险、社会保险、再保险、保险经营和保险中介等。
本课程的教学体现了以下几方面特点:首先是新颖性,将保险业发展中的新情况、
新信息反映在教学内容中;其次是实务性,教学内容应紧密联系保险实践的发展,
在选择新型的、有代表性的险种来充实教学内容的同时,突出了从投保到理赔整
个过程的实务知识的介绍;再次是实用性,教学内容注重满足个人家庭的理财需
求以及保险中介人资格考试的要求;最后是法律性,将主要的保险法律法规贯穿
到教学内容中。
拟用教材:《保险学》,许谨良主编,上海财经大学出版社,2003年7月第1版
参考教材:《保险学教程》,陈兵主编,立信会计出版社,2002年9月第1版
Course Code: 16006020
Course Name: Insurance
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Microeconomics
Contents: The course is one of the core curriculums for the students of finance major. It covers
principles, practice, laws and regulations of insurance. Its main contents include
classification and management of risk, principles and theories of insurance, origin and
development of insurance, insurance contract, insurance company operation, insurance
intermediary and some primary insurance businesses, such as property insurance, life
insurance, social insurance and reinsurance. The course owns some obvious characters
on the aspects hereinafter: firstly, it stresses novelty and integrates new instance and
information into the teaching activities; secondly, it emphasizes the practice and is
tightly combined with development trend of insurance. Based on concrete introduction
of the whole procedure from application to claim in practice,The course absorbs some
new-style and typical insurance products as a part in relative chapter; Thirdly, it also
concerns about demand of personal financial planning and requirements of insurance
intermediary examination; finally, some main laws and regulations of insurance are
compiled in the course to favor students’ self-study.
Course book: 《Insurance》, Xujingliang, Shanghai University of Finance & Economics Press,
First edition, Jul.2003
Reference book:《A Course of Insurance》, Chenbing, Lixin Accounting Press, First edition,
Sep.2002
序 号:6
课程编码:16007020
4
课程名称:证券投资学
Securities Investment
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:金融学
修读对象:本科生
课程简介:本课程主要讲授证券投资分析的一般理论,证券投资分析的基本方法和技巧,证
券组合投资和资本资产定价的有关理论和实际运用技巧,并结合我国证券市场上
证券投资者的操作理念和行为以及证券价格的变动状况进行实证分析。本课程阐
述和分析证券市场上证券价值及价格波动的内在原因和一般规律、证券投资的基
本分析包括K线图分析、形态分析、均线分析、技术指标分析等各种分析原理和
方法、证券投资组合和资本资产定价的有关理论模型及其在实际投资中的应用,
具有很强的实用性和操作性。本课程要求学生掌握证券投资分析的一般理论和方
法、理解证券价格的变动原因及变动状况,并对我国证券市场的状况及证券价格
的波动情况及证券投资的状况具有感性认识。
拟用教材:《证券投资学》,吴晓求、季冬生主编,中国人民大学出版社,2004年3月
参考教材:《投资学》,滋维•••博迪 亚历克斯••凯恩 艾伦••J••马库斯著,机械工业出版社,2002
年9月第2版
Course Code: 16007020
Course Name: Securities Investment
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Money & Finance
Contents: The course focuses on the general theory of securities investment analysis, the basic
method and skill of securities investment analysis, the theory and practice of securities
portfolio investment, Assets and Capital Pricing. And also, covering the behavior and
conception of securities investor and variations of securities price in our securities
markets, it is to carry on empirical analysis. The course not only introduces internal
reason and essential rule of securities value and price fluctuate but also describes the
basic principle and method on portfolio investment, such as K line charts, diagram
analysis, line analysis and technical index analysis. In addition, on teaching, the course
emphasizes the application of theory to practice, how to apply Portfolio investment
analysis, as well as the principles and model of Assets and Capital Pricing, in other
words, the course has very strong practicability and operation. This course requires
students to grasp primary theory and method, to understand fluctuation of securities
price, to have perceptual knowledge on circumstance on our securities market,
fluctuation of security price and present state of investment securities.
Course book: Teaching material:《Securities Investment》, Wuxiaoqiu、Jidongsheng, Renmin
University of China Press, Mar.2004
Reference book: 《Investment》, Zvi Bodie、Alex Kane、Alan J.Marcus, China Machine Press,
Second edition, Sep.2002
序 号:7
课程编码:16008020
课程名称:金融理财
Fundamentals of Financial Planning
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:金融学
修读对象:本科生
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课程简介:本课程主要介绍个人理财业务的基本知识,基本原理与基本技能,其主要内容包
括:理财与个人规划,理财目标与理财步骤,节流与储蓄理财,信用与贷款,投
资与工具,财产与人身保险,税务理财,退休与遗产规划,理财策划,理财守则,
通过上述内容的学习,使学生了解个人理财业务的国内外发展状况与趋势,熟悉
个人理财业务的主要内容与方式,具备从事个人理财业务基本专业知识与专业技
能,并为进一步深入学习各门理财专业课程奠定基础。
拟用教材:《个人财务策划》,W.B.Fubright,中信出版社,2004年9月第1版
参考教材:待定
Course Code: 16008020
Course Name: Fundamentals of Personal Financial Planning
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Money & Finance
Contents: The course introduces the basic knowledge about the business of personal financial
planning, the principles and the skills of personal financial planning. Its main contents
include: financial planning and aging of man’s life, target and steps of personal
financial planning, saving and deposit, credit and loan, investment and instruments,
property and personal insurance, income and expenditure, retirement and estate
financial planning, disciplines of personal financial planning etc. After learning above
knowledge, the student will understand the development in personal financial
planning field, and be familiar with main contents and pattern of personal financial
planning, to have the preparation knowledge and skills to deepen the business of
personal financial planning and then to lay a solid foundation so as to have further
study detail other courses in the personal financial planning field.
Course book:《Personal Financial Planning》,W.B.Fubright, Zhongxin Press,First edition,
Sep.2004
Reference: undetermined
序 号:8
课程编码:16009020
课程名称:信用管理概论
Credit management
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:会计学基础、金融学
修读对象:本科生
课程简介:本课程是专业基础课,主要介绍信用管理的相关基础知识,包括研究信用问题的
意义,信用管理相关概念的内涵和外延,信用的产生和发展,中外历史上的信用
观,信用管理与市场经济的关系,社会信用管理的建立和维护等信用管理的基本
理论和实践。通过本课程的学习,使学生了解信用在市场经济建设中的重要性,
掌握信用管理的基本理论,从而为以后的专业知识学习打下基础。
拟用教材:《信用论纲》,李新庚著,中国方正出版社,2004年3月第1版
参考教材:《信用管理概论》, 孙毅著,中央广播电视大学出版社,2004年6月第1版
Course Code: 16009020
Course Name: Summary of Credit management
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Money & Finance, Fundamentals of Accounting,
Contents: This course is basic professional course, it mainly introduces relevant knowledge of
credit management, including the meaning of studying the credit problem, the relevant
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concepts of intension and extension in credit, formulation and development of credit,
the credit views in Chinese and foreign histories, the relationship of market economy
and credit management, basic theory and practice in the setting-up and maintenance of
social credit management, etc. Through the studying of this course, it make students
understand the importance of credit in the market economic construction, and grasp the
basic theories of credit management, thus lay the foundation for the professional
knowledge for the future.
Course book:《Summary of Credit management》,lixingen, Fangzheng Press,First edition,
Man.2004
Reference: 《Summary of Credit management》,Sunyi, Central radio and TV university Press,
First edition,June.2004
序 号:9
课程编码:16010020、16010030
课程名称:公司金融
Corporate Finance
学 分:3
周 学 时:3
开课系部:金融学系
预修课程:会计学基础、金融学
修读对象:本科生
课程简介:本课程将现代企业经营活动置于发达的金融市场之下,围绕公司财务活动的核心
问题——资金的筹集和运用,阐述有关微观金融的基本理论和实务,主要内容包
括资本预算、风险和收益管理、资本成本和股利政策、长期融资、投资决策、金
融
和短期融资、现金流量分析、流动资产管理,并涉及有关兼并、保险、信
托和国际公司金融等特殊问题。
拟用教材:《公司金融》(第二版),陈琦伟主编,中国金融出版社,2003年版
参考教材:,(《公司金融》,李光洲主编,立信会计出版社,2004年第,版;,(《公司理
财》(第六版),斯蒂芬?罗斯等著,机械工业出版社,2003年9月版
Course Code: 16010020、160010030
Course Name: Corporate Finance
Department: Finance Department
Credit: 3
Periods Per Course: 3
Students: Undergraduates
Prerequisite Course: Fundamentals of Accounting, Money & Finance
Contents: This course discusses how to make the capital budget decision, the financing decision
and the short-term finance and net active capital decisions. All these decisions are made
in the modern and active finance market environment, around the most important
question of corporate finance——how to collect and use capital. In this course we will
introduce the micro-finance theories and practices, including cash flow analysis, value
and capital budget, risk and return management, capital structure and dividend policy,
long-term financing, financial planning and short-term finance, cash and credit
management, and some special topics, such as mergers and acquisitions, financial
distress, international corporate finance, insurance, trust and etc.
Course book: 《Corporate Finance》(Second edition),Chenqiwei,China Finance Press,2003
Reference book: 1.《Corporate Finance》,Liguangzhou,Lixin Accounting Press,First
edition.2004; 2.《Corporate Finance》(Sixth edition),Stephen A.Ross,China
Machine Press,Sep.2003
序 号:10
课程编码:16011020
课程名称:国际结算(双语)
International Settlement (Bilingual)
学 分:2
7
周 学 时:2
开课系部:金融学系
预修课程:金融学、国际金融
修读对象:本科生
课程简介:国际结算是一门理论与实际相结合的课程,它着重于理论在实际业务操作中的应
用。国际结算也是一门适应我国银行业务与世界银行业务接轨需要的课程,偏重
于按照国际惯例使用英语办理国际业务。本课程系统的分析了国际贸易结算中常
用的各种票据和单据。同时,将详细介绍当代国际上通行的一些支付方式的通常
做法,尤其是在中国对外贸易中的通常做法。研究和讨论各种支付方式在监督和
促使对方履约方面的有效性及其效率。
拟用教材:《国际贸易结算新编》,朱意秋主编,青岛海洋大学出版社,2001年12月第1版
参考教材:《银行业务英语丛书——国际结算业务》,史万均编,金融出版社,2004年1月
第1版
Course Code: 16011020
Course Name: international settlement
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Money & Finance, International finance
Contents: International settlement is a course of integrating theory with practice(It puts emphasis
on the application of theory into actual business operations(International settlement is
also a course of banking business in our country linking up with banking business of
the world. It lays stress on handling international business in English in accordance
with international practice. The course systematically analyzes the different
instruments and documents in common use. Simultaneity, the common usage of
commonly used payment systems in current international society, particularly in
China, is to be introduced in great detail. Effectiveness and efficiency in respect of
supervising or impelling counterpart’s performance are to be researched and
discussed.
Course book: 《International Trade Payment New Edition》,Zhuyiqiu, Qingdao Sea University
Press, First edition, Dec.2001
Reference book: 《Series Books of Banking Operation--International Settlement》,Shi Wanjun,
China Financial Publishing House
序 号:11
课程编码:16012020
课程名称:金融工程
Financial Engineering
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:金融学、证券投资学、概率论与数理统计
修读对象:本科生
课程简介:金融工程是80年代末、90年代兴起的一门工程型的新兴学科。它将工程思维引
入金融领域,综合运用各种工程技术方法(主要有数学建模、数值计算、网络图
解、仿真模拟等)来
、开发和实施新型的金融产品,创造性地解决各种金融
问题。本课程从讲解金融工程的构建模块入手,系统地介绍创新金融产品和技术
的开发过程,包括:金融工程的知识基础、估值关系与应用、收益度量、风险管
理、投机、套利和市场效率、产品开发、互惠调换、期权、权益与权益有关的金
融工具、资产负债管理、公司重组和杠杆赎买、套利和复合金融工具等。
拟用教材:《金融工程》,郑振龙编著,高等教育出版社出版社,2003年7月第1版
参考教材:《管理金融风险:衍生产品.金融工程和价值最大化管理》,史密森编著,中国人民
8
大学出版社,2003年9月第3版
Course Code: 16012020
Course Name: Finance engineering
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Money & Finance, Securities Investment, Probability Theory &
Mathematical Statistics
Contents: Finance Engineering is one of the engineering subjects that appeared in the end of 80's
or 90's. It leads the engineering thought into the financial realm, synthesizing
application every kind of engineering technique method (including primarily
mathematics models, number calculation, illustrated network settlement, simulation
etc.) to design、build and put new financial products in practice, creating a solution to
all kinds of financial problem. This course starts with the module of construction on
the financial engineering, and introduce systematically the innovative financial
products and their technology development course, Including: knowledge foundation,
valuation relation and application, measurement of the profit, risk management,
speculations, arbitrage and market efficiency, product development, mutually changing,
option, rights and their related financial instrument, asset-liabilities management,
company recombined and other financial instruments ,etc.
Course book: 《finance engineering》,zhengzhenglong, High Education Press, First edition,
July.2003
Reference book: 《managing finance risk: Financial Derivatives, Finance engineering and the
management of value maximum》,Smith, Renmin University of China Press,
third edition, sep.2003
序 号:12
课程编码:16013020
课程名称:投资银行学
Investment Bank
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:金融学、证券投资学
修读对象:本科生
课程简介:本课程是一门实务性较强的课程,主要以国外投资银行的发展历史为背景,以国
外投资银行的机构及运作实践为主要素材,结合中国投资银行的实际情况,对投
资银行的实质、主要业务及其功能,进行论述和介绍,着重反映投资银行的创新
作用,力求从理论和实践两个方面探索现代投资银行业的内涵和投资银行从业人
员的专业素质。该课程重点介绍投资银行的承销和经纪、并购重组与出售置换、
风险资本投资及资本资产证券化等业务。
拟用教材:《投资银行学》,贝政新编著,复旦大学版社,2003年
参考教材:《投资银行学》,何小锋编著,北京大学版社,2002年
Course Code: 16013020
Course Name: Investment Bank
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Money & Finance
Contents: It is a practical course, mainly on the background of history of the investment banks of
foreign countries, on the material with the organization and operation of theirs,
combining the actual conditions of investment Bank in China, This course focus on the
essence, main business and function of the investment bank, reflecting the innovative
9
function emphatically. From theory and practice, it explores intension of investment
banking, quality of its employee. This course introduces underwriting and manager of
investment bank, recombinant, venture-capital investment and capital assets
securitizations, etc
Course book:《Investment Bank》,Beizhengxin,Fudan University Press,2003
Reference book:《Investment Bank》,Hexiaofeng,Beijing University Press,2002
序 号:13
课程编码:16014020
课程名称:金融法
Financial law
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:金融学,法律基础、经济法
修读对象:本科生
课程简介:金融法规是金融专业学生必须掌握和了解的知识,也是多数高等院校金融专业教
学相对薄弱的环节。本课程重点介绍主要的金融法规,包括:《中央银行法》、《商
业银行法》、《银行业监督管理法》、《保险法》、《证券法》、《信托法》、《证券投资
基金法》等及相关的法律法规。课程教学应突出重点,并注意适当采用案例教学
和课堂讨论来加深学生对法律条款的理解和领会,避免学习法律条款的枯燥、乏
味。教学方法上应注意课堂教学与学生自学相结合。通过本课程的学习,学生应
对主要金融法规有个大致的了解和熟悉,并能将所学的法规知识渗透到相关专业
课程的学习中,加深对专业知识的理解和领会。
拟用教材:《金融法概论》,周佩菊主编,上海财经大学出版社,2002年
参考教材:《金融法—以案说法教程》,王燕主编,经济科学出版社,2002年版
Course Code: 16014020
Course Name: Financial laws
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Money & Finance, Fundamentals of Law, Economic Law
Contents: The student majoring in finance should master financial laws, but the course is
comparatively weak in teaching in most high universities. This course primarily
introduces financial laws, including:《National Central Bank law》,《commercial bank
law》,《banking intendance & management law》,《insurance law》,《securities law》,
《trusts law》,《the securities investment fund law》and other related laws. The course
teaching should pay attention to emphases, and combine the appropriate cases and
class discussing to deepen the student to the comprehension of the law item with
appreciate, and to avoid dull studying. This course should regard the teaching method.
Which is combined classroom with self-educated. Studying this course, the students
will know well main financial laws to penetrate through to related courses, deepening
the comprehension of the profession knowledge with appreciate.
Course book: 《Introduction to Financial laws》,Zhoupeiju,Shanghai University of Finance &
Economics Press,2002
Reference book:《Financial laws—Cases》,Wangyan,Economics & Science Press,2002
序 号:14
课程编码:16015020
课程名称:项目评估
Project Valuation
学 分:2
周 学 时:2
开课系部:金融学系
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预修课程:微观经济学、宏观经济学、金融学、财务会计
修读对象:本科生
课程简介:本课程系统的讲授项目评估的理论和实务,重点介绍目前西方通行的投资项目评
估的基本理论和方法,包括公司的筹资与投资、主要涉及资产估价方法,资本预
算与投资、风险分析,项目评价与决策的一般方法和程序,项目资金的筹集和管
理等。通过学习使学生初步掌握投资项目评估的基本管理方法和程序,了解投资
项目评估在公司经营管理中的作用。
拟用教材:《投资项目评估》,简德三,上海财经大学出版社,1999年 参考教材:《投资项目评估》,王瑶琪著,中国金融出版社,2001年版 Course Code: 16015020
Course Name: Project Evaluation
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Macroeconomics, Microeconomics, Money & Finance, Finance Accounting
Contents: This Course introduces the theory and practice of project evaluation, and especially
introduces the modern theories and methods of investment project evaluation,
including fund-raising and investment, involving the method of assets appraising
mainly, capital budget and investment, risk analysis, the general method and procedure
on the project appraising and decision, raising and management of project fund, etc..
Through studying, it makes students grasp the basic method and procedure on
investment project assess, and understand the role of investment project assess in
company's management and administration.
investment project evaluation》,jiandesan,Shanghai University of Finance & Course book: 《
Economics Press,1999
Reference book:《investment project evaluation》,Wangyaoqi,china finance Press,2001
序 号:15
课程编码:16016020
课程名称:外汇交易实务
Practice of Foreign Exchange
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:金融学、国际金融学
修读对象:本科生
课程简介:随着我国企业、个人对外交往的日益增多,出于投融资或避险的目的,参与国际
金融市场的必要性已显著上升。本课程围绕微观金融分析展开,结合当今国际金
融市场的最新发展,联系我国金融界和企业界的实际情况,以详实的资料和丰富
的实例,比较系统的介绍了目前国际商业银行和跨国公司在对外交易风险管理中
常用的外汇交易工具。使学生学会利用金融市场,通过各种不同币种、不同风险
的资产与负债的妥善安排与管理,以最佳组合降低风险,获取最佳投资利益;或
者以合理的成本筹措所需资金。
拟用教材:《国际金融实务》,程丽萍主编,立信会计出版社,2004年第1版 参考教材:《外汇业务操作与风险管理》,吴丽华主编,厦门大学出版社,2003年4月第1
版
Course Code: 16016020
Course Name: Practice of Foreign Exchange
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Money & Finance,international finance
11
Contents: Along with the increasing personal or intra-company cooperation with foreign
companies in our country, the necessity of participating in the international money
market has remarkably risen in order to make investments or avert risks. This
curriculum introduces the present commonly used foreign currency trading tools by
the international commercial banks and multinational corporations in transaction for
conducting the risk management in a relative systematic manner, by using the
microscopic financial analysis and presenting the most recent development in the
current international money market and the actual situation in the financial and
industry sectors by detailed material and rich example. As a result, the students will
learn to use the money market by appropriate arrangement of assets and liabilities in
different currencies with different inherent risk, to reduce the risks by the best
portfolios, to gain best investment benefit, or to finance with a reasonable cost.
Course book:《Practice of International Finance》,Chengliping,Lixin Accounting Press, First
edition,2004
Reference book:《Practice of Foreign Exchange Bussiness and Risk Management》,Wulihua,
Xiamen University Press, First edition,2004
序 号:16
课程编码:160170020
课程名称:金融专业英语
Professional English for Finance
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:金融学、宏观经济学
修读对象:本科生
课程简介:我国金融业的国际化进程,要求金融工作者既要懂业务,也要熟悉国际惯例,通
晓专业英语。本课程采用双语教学,系统介绍金融的专业知识,内容包括货币和
银行,利率和信用、货币政策、结算方式和工具,外汇和汇率、融资途径等。本
课程从听说读写等各方面提高学生的金融专业能力。教学目的是使学生了解西方
金融的基本知识,用正确的英语进行金融业务的日常交流和专业术语沟通,增强
学生在金融行业、特别是在涉外金融行业的竞争力。
拟用教材:《金融英语阅读教程》,沈素萍主编,对外经济贸易大学出版社,2000年7月
参考教材:《金融专业英语》,黎平海主编,中国审计出版社,2000年8月
Course Code: 160170020
Course Name: Professional English for Finance
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Money & Finance , Macroeconomics.
Contents: The financial internationalized process in our country requires employee not only to
understand business, but also to be familiar with the international practice, and to be
proficient in specialized financial English. This course is adopted bilinguals teaching
in order to introduce the professional financial knowledge systematically, which
content includes currency and bank, Interest rates and credits, monetary policy,
international settlement, foreign currencies and exchange rates, financing way, etc.
This course is to raise the student's financial professional ability from various fields
such as listening, speaking, reading and writing. The purpose of the course to make
student understand principle knowledge on finance of western developed countries,
and to carry on the daily communication of financial transaction as well as the
professional term with correct English, In this case, it is be beneficial to students to
Strengthen employment in financial department, especially the competitiveness in the
foreign financial trade.
Course book: 《A Course of Finance English Reading》,Shenshuping,Foreign University of
12
Economics & Trade Press,Jul.2000
Reference book:《Professional English for Finance》,Nihaiping,China Audit Press,Aug.2000
序 号:17
课程编码:16018020
课程名称:金融信息
Financial Statistics and Information
学 分:3
周 学 时:3
开课系部:金融学系
预修课程:微观经济学、宏观经济学 高等数学、金融学、概率论与数理统计、金融市场学
修读对象:本科生
课程简介:本课程系统阐述统计与金融统计基本理论、基本知识和基本技能,使学生掌握基
本的定量分析方法,去解决与分析实际问题。统计与金融统计是认识社会和国民
经济实行科学管理的重要手段。在教学过程中,坚持理论联系实际的原则,注意
培养和提高学生独立思考分析问题和解决问题的能力。在选材和叙述上,注意应
用,力图将概念讲得清晰易懂,为适应经济发展的需要,适当增加推断和计算机
在统计中的内容,并加强对金融信息的搜集、甄别、分析与应用能力,为进一步
学习各门专业统计学打好基础。
拟用教材: 待定
参考教材:待定
Course Code: 16018020
Course Name: Financial Statistics and Information
Department: Finance Department
Credit: 3
Periods Per Course: 3
Students: Undergraduates
Prerequisite Course: Macroeconomics, Microeconomics, Money & Finance, Finance Market,
Differential & Integral Calculus, Probability Theory & Mathematical
Statistics Money & Finance
Contents: This course introduces the basic theories, knowledge and skills on financial statistics. It
is helpful to make students grasp the general quantitative analytical method, and then
to go to solve and analyze the practical problem. Statistics and financial statistics are
important means by which we understand the society and national economy, and
implement scientific management. In the course of teaching, on the principles of
combining theory and practice together, we pay attention to training and improving
the ability that students think independently、analyzing and solve the problem. In
selecting suitable materials and teaching, we try hard to explain the concept clearly
and easily to understand, in order to meet the need of economic development, to
increase properly and infer with the content of the computer, strengthen the collection,
screen, analyzing and using ability of financial information, then to lay a solid
foundation on professional statistics further.
Course book: undetermined
Reference book: undetermined
序 号:18
课程编码:16019020
课程名称:金融学说史
Financial History
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:金融学
修读对象:本科生
课程简介:借鉴西方经济学各流派在货币金融问题上的观点主张,本课程采用横向比较的方
13
法进行较全面的客观的评价,并且有针对性讲述我国金融运行中突出的问题。主
要内容涉及中国金融发展史、外国金融发展及中国金融学说史、外国金融学说史、
现当代金融流派及上海金融发展史,本课程属于概论介绍性课程,教学过程中将
根据具体情况对不同内容有所取舍。
拟用教材:自编讲义
参考教材:《西欧金融史》,金德尔博格,中国金融出版社,1995年9月版。
Course Code: 16019020
Course Name: Financial history
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Money & Finance
Contents:On the view of western economics genre on the financial problem, the course adopts the
horizontal method to compare and go on more overall objective appraisal, and then
explains the outstanding financial problem operated in our country., The main content
involves foreign financial development history and China's, Chinese financial theory
history, foreign financial theory history, contemporary financial school and financial
development history of Shanghai. This course is introductory course of outline, in
teaching; according to the concrete conditions the course is selective to different
contents.
Course book: self-compiled
Reference book: 《finance history of western Europe》 Kindl eberger Chinese finance press,
sep,1995
序 号:19
课程编码:16020020
课程名称:金融风险管理
Financial Risk Management
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:货币银行学、国际金融学、金融市场学、概率论与数理统计
修读对象:本科生
课程简介:风险管理学研究如何预防、减少、控制、分散风险的技术和方法。它是一门现代
管理科学。本课程包括:风险的概念;风险的分类自然风险和决策风险;自然风
险的定量描述;决策风险的重要函数;自然风险分析方法如故障树分析法等;决
策风险分析方法如马尔可夫链分析法等;风险控制技术如冗余设计、容错设计等;
风险分散技术如保险决策等;防灾减灾技术如生命线工程等。通过本课程的学习
使学生掌握风险识别、风险评价和风险控制的方法与理论。
拟用教材:《金融风险管理》,宋国青,中国人民大学出版社,2003年9月。
参考教材:《金融风险管理》,武汉大学出版社,2004年1月。
Course Code: 16020020
Course Name: Financial Risk Management
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Money & Finance, International finance, Finance Market, Probability &
Mathematics Statistics
Contents: Risk management studies the technology and method how to prevent, reduce, control,
and disperse risk. It is a kind of modern management science. This course includes:
Concept of the risk; risk classification: Natural risks and decision risks; the Quantitative
description of the natural risk; Important function of the decision risk; the analytical
method of the natural risk and decision risk, the risk control technology and risk
14
disperse technology; disaster prevention and reduction technology. It makes students
grasp method and theory that the risk is discerned, appraisal of risk and risk control
through the studying of this course.
Course book: 《Financial Risk Management》, Songguoqing , Chinese renmin University Press,
Sep, 2003
Reference book: 《Financial Risk Management》, Wuhan University Press, Jan ,2004
序 号:20
课程编码:16021020
课程名称:宏观金融专题
Macro-Financial Studies
学 分:2
周 学 时:2
开课系部: 金融学系
预修课程:金融学、国际金融学
修读对象:本科生
课程简介:宏观金融专题属于金融学专题选修课,本课程主要就经济与金融热点及金融理论
与政策等国内外关注的宏观金融问题采取多方位、多角度的综合全面分析,使学
生能够利用已经掌握的知识对金融问题作出分析与判断。本课程主要内容包括开
放经济条件下国内外经济金融政策搭配,货币政策与财政政策、汇率政策、金融
危机等。
拟用教材:自编讲义
参考教材:待定
Course Code: 16021020
Course Name: Macro-Financial Studies
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Money & Finance, International finance
Contents: The macro-financial is a elective course of finance studying, This course mainly focus
on some macros-topical financial problems such as economic hotspot, financial theory
and policy, etc. and analyzes the problems of domestic and abroad in diversified and
all-round way. It makes student understand and judge the financial problem in utilizing
knowledge that has been already grasped.This main content of course includes the
domestic and international economic financial policy matched, monetary policy and
financial policy, exchanging rate policy, financial crisis under the open economy
condition.
Course book: self-compiled
Reference book: undetermined
序 号:21
课程编码:16022020
课程名称:微观金融专题
Micro-Financial Studies
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:金融学、国际金融学
修读对象:本科生
课程简介:微观金融专题以金融实务、金融应用、金融实验及数理微观金融为重点,着重培
养学生的金融应用能力,分析与动手能力及解决问题的能力。每次课程可选择不
同的热点和重点,让学生了解最前沿的金融发展现状,与实践接轨。本课程将充
分利用金融实验室和校外金融实践,已达到学以致用的目的。
拟用教材:自编讲义
15
参考教材:待定
Course Code: 16022020
Course Name: Micro-Financial Studies
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Money & Finance, international finance
Contents: The micro financial topic is laid stressed on finance practice, financial experiment and
micro finance of mathematics and it is to train students' ability to the use of finance
emphatically, and their analysis and manipulative ability to solve problem. Each course
will choose different focuses and points,Let students know about the current situation
of financial development of the most forward position , integrated with practice. This
course will fully utilize the financial laboratory and financial practice outside school. It
will achieve the goal of studying in order to practice.
Course book: self-compiled
Reference: undetermined
序 号:22
课程编码:16023020
课程名称:金融服务与营销
Financial Services and Marketing
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:金融学、商业银行经营管理学、金融市场学
修读对象:本科生
课程简介:根据本课程教学目的和要求,本课程主要讲授市场营销原理,为学生进一步学习
营销系统课程打下较好的坚实的基础,基本内容为金融消费者市场与金融市场构
成,金融市场营销的基本涵义和发展,营销的本质和消费需求;金融企业市场行
为的分析和判断基本过程,营销整体环境的基本分析和竞争战略选择,如何建立
金融企业营销战略与主要策略系统,市场细分原理与目标市场选择,金融企业营
销行为的操作与管理以及金融企业营销案例分析。
拟用教材:《金融服务营销学》,周建波编著,中国金融出版社,2004年9月第1版
参考教材:《金融营销学》,万后芬编著,中国金融出版社,2004年5月第1版
Course Code: 16023020
Course Name: Finance Service and Marketing
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Money & Finance, Commercial Bank Operation and Management, Finance
Market
Contents: According to teaching purpose and demand, this course instructs the marketing
principle mainly, laying better solid foundation to study course of marketing further
systematically for students, the basic content includes the constitute of financial
consumer's market and financial market, basic meaning and development of the
financial marketing, the essence of marketing and consumption demand; analysis of
financial enterprise's market behavior and basic course of judgments, the basic
analysis of the marketing integrated environment and competition strategic choice,
How to set up financial enterprise's marketing strategy and main tactics system,
market segments principle and goal market choose, operation and management of
financial enterprise's marketing and case analysis.
Course book: 《Finance service and marketing》,zhoujianbo, Chinese finance Press, first edition,
Sep,2004
16
Reference book: 《Finance marketing》,wanghoufen, Chinese finance Press, first edition,
May,2004
序 号:23
课程编码:16024020
课程名称:个人投资策划
Personal Investment Planning
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:金融学、商业银行经营管理学、金融市场学
修读对象:本科生
课程简介:本课程要求学生比较全面系统的掌握个人投资策划的基本理论、基本知识和基本
方法。根据本课程教学目的和要求,主要讲授个人投资策划原理,力求使学生对
个人投资理财有一个较为整体、正确的认识,了解个人投资理财的基础概念,学
习掌握个人投资理财的各种方法、方式,把握个人投资理财的关键步骤,以及合
理制定各种投资理财的计划。
拟用教材:自编讲义
参考教材:待定
Course Code: 16024020
Course Name: personal investment planning
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Money & Finance, Commercial Bank Operation and Management, Finance
Market
Contents: This course requires more systematically student to grasp basic theories and method of
personal investment planning. According to teaching purpose and demand of this course,
we teach the principle mainly of personal investment planning, in order to make student
have one comprehensive, correct understanding to personal investment financing, know
the basic concept of the personal investment financing, to learn to grasp various kinds of
it’s methods and ways, and to hold the primary step, and to make the plans of different
financing of investment rationally.
Course book: self-compiled
Reference: undetermined
序 号:24
课程编码:16025020
课程名称:个人理财策划
Personal finance planning
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:金融学,金融理财
修读对象:本科生
课程简介:本课程主要从综合理财角度出发,介绍个人理财实务的基本知识,基本原理与实
践,其主要内容包括:综合理财与个人规划,综合理财步骤,综合理财规划制定
和实施。通过上述内容的学习,使学生了解理财业务的国内外发展状况与趋势,
熟悉理财业务的主要内容与方式,具备从事个人理财业务基本专业知识与专业技
能.
拟用教材:《个人理财策划》,[加]夸克•霍、克里斯•罗宾逊著,中国金融出版社,2003年8
月第1版
参考教材:待定
Course Code: 16025020
17
Course Name: Fundamentals of Personal Financial Planning
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Money & Finance
Contents: The course lies on the condition of the synthetical planning. And introduce the basic
knowledge about the business of personal synthetical financial planning, the principles
and the skills of personal synthetical financial planning. Its main contents include:
financial synthetical planning and aging of man’s life, steps of personal synthetical
financial planning, the setting down and carrying out of personal synthetical financial
planning, After learning above knowledge, the student will understand the development
in personal financial planning field, and be familiar with main contents and pattern of
personal financial planning, to have the preparation knowledge and skills to deepen the
business of personal financial planning.
Course book: 《Personal Financial Planning》,Kwok Ho & Chris Robinson, China Finance
Press,First edition,Aug.2003
Reference: undetermined
序 号:25
课程编码:16026020
课程名称:金融财务分析
Financial Analysis
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:金融学、银行管理学、金融市场学、会计学基础、公司金融
修读对象:本科生
课程简介:财务分析是现代公司管理者不可或缺的高级专业知识, 有利于提高企业自身的
管理水平,增强资本运作能力,掌握金融财务运作与控制的实战技巧,提升对
产业资本和金融资本的控制力。根据本课程教学目的和要求,本课程主要涵盖
了宏观经济分析、投融资管理、资本运作、产业金融、公司理财、内部管理、
财务分析与控制等方面的专业知识,
拟用教材:自编讲义
参考教材:待定
Course Code: 16026020
Course Name: financial analysis
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Money & Finance, Commercial Bank Operation and Management, Finance
Market, Fundamental Accounting, Corporate finance.
Contents: Financial analysis is indispensable advanced professional knowledge of the modern
company's administrator, it is in favor of improving the management level of the
enterprise oneself, strengthening the operation ability of the capital, and mastering the
skill of the financial operation and control, and promoting the control to industry's
capital and financial capital. According to teaching purpose and demand, this course
has contained the macroscopical economics analysis mainly, management of
investment and financing, operation of the capital, industry's finance, company
finance, inside management , financial analysis and controlling and so on of the
professional knowledge.
Course book: self-compiled
Reference book: undetermined
序 号:25
18
课程编码:16027020、16027030
课程名称:企业信用管理
Credit management of enterprises
学 分:3
周 学 时:3
开课系部:金融学系
预修课程:公司金融、信用管理概论
修读对象:本科生
课程简介:本课程主要介绍企业信用管理的基本知识和操作技巧,包括企业信用管理部门的
设立、信用政策的制定、客户的选择、客户资信的调查、信用的授予及应收帐款
的催收,同时较为系统的介绍西方先进的信用管理理念和方法等。通过本课程的
学习,使学生了解和掌握企业信用管理的全过程和各个具体环节的技术操作方
法,从而打下坚实的专业基础。
拟用教材:《企业信用管理》,张其仔、尚教蔚、周雪琳、施晓红编著,对外经济贸易大学出
版社,2002年8月第1版
参考教材:《企业信用评级理论与实务》,林汉川、夏敏仁主编,对外经济贸易大学出版社,
2003年11月第1版
Course Code: 16027020、16027030
Course Name: Credit management of enterprises
Department: Finance Department
Credit: 3
Periods Per Course: 3
Students: Undergraduates
Prerequisite Course: Money & Finance, Summary of credit management
Contents: This course introduces basic theories and operation skill of enterprise's credit
management mainly, including the establishment of credit administrative department of
enterprise, the formulation of credit policy, the choice of custom, the investigation of
custom, the authorization of credit and the dun of account receivable, and the west
advanced idea and method of credit management. Through the studying of this
course, it make students understand and grasp the whole course of enterprise's credit
management and technological technique, thus lay the solid professional foundation. Course book: 《Credit management of enterprises》, zhangqizi、shangqiwei、zhouxuelin、
shixiaohong, University of international business and economics Press, First
edition, Aug,2003.
Reference book: 《The theories and practice of credit management of enterprises》, Lin
Hanchuang、xiamingren, University of international business and economics
Press, First edition, Nov,2003.
序 号:27
课程编码:16028030
课程名称:信用风险管理(双语)
Credit risk management (bilingual)
学 分:3
周 学 时:3
开课系部:金融学系
预修课程:公司金融、信用管理概论
修读对象:本科生
课程简介:本课程较全面系统地介绍关于信用风险的管理问题,主要包括信用风险的特点及
成因的理论分析,商业银行信贷风险传统的分析与管理方法,信用风险定价的结
构模型分析,信用衍生工具的定价模型与应用,资产组合信用风险管理方法及评
判,完善我国金融机构信用风险管理的策略等。通过本课程的学习,使学生主要
掌握信用风险管理的基本理论、方法和技术。
拟用教材:《信用风险管理》周道许,中信出版社,2003年4月版
19
参考教材:1、《信用风险管理》,英国皇家银行学会(CIB),布赖恩?科伊尔编著,周道许、
关伟主译, 2003年3月版;
2、《信用风险的测定与管理》,于研著,上海财经大学出版社,2003年10月第1
版
Course Code: 16028030
Course Name: Credit risk management(bilingual)
Department: Finance Department
Credit: 3
Periods Per Course: 3
Students: Undergraduates
Prerequisite Course: Summary of credit management, corporate finance
Contents: This course introduces the credit risks management systematically and more overall,
including the characteristics and theory analysis of the origin cause of the credit risks,
the analysis and management of the traditional commercial bank credit, the analysis of
the structure model of credit risks pricing, application of the credit derivative, the way
and judgment of assets combination, and the tactics of credit risk management in
financial institution of our country. Through the studying of this course, it makes
students grasp basic theories, method and technology of risk management of credit
mainly.
Course book: 《Credit risk management 》, zhoudaoxu, zhongxin Press, Apr,2004.
Reference book: 1. 《Credit risk management 》, CIB,zhongxin Press, Mar,2003;
2.《The measure and management credit risk》, yuyan, University of shanghai
finance and economics press, First edition, Oct,2003.
序 号:28
课程编码:16029030
课程名称:资信评估
Credit valuation
学 分:3
周 学 时:3
开课系部:金融学系
预修课程:公司金融、信用管理概论
修读对象:本科生
课程简介:本课程主要介绍资信评估的相关理论知识与实务操作,包括资信评估活动的产生
与发展,国际、国内资信评估活动发展的现状,资信评估的机构与基本业务活动,
企业资信评估活动的主要内容与评级公告,九大类企业资信评估的主要技术方法
与指标,未来资信评估活动的内容创新等。通过本课程的学习,使学生了解和掌
握资信评估的主要理论与实务操作。
拟用教材:《资信评估》,吴晶妹编,中国审计出版社,2000年1月第1版
参考教材:《资信评估的理论和方法》,石新武,经济管理出版社,2002年11月第1版
Course Code: 16029030
Course Name: Credit valuation
Department: Finance Department
Credit: 3
Periods Per Course: 3
Students: Undergraduates
Prerequisite Course: Summary of credit management, corporate finance
Contents: This course mainly introduces relevant theories knowledge and practice of credit
valuation including the production and development of credit valuation, the current
situation of international and domestic credit valuation, the organization and business
of credit valuation, the main content grade announcement of enterprise credit
valuation, main nine technological method and index enterprise credit valuation, the
innovation of credit valuation in the future. Through the studying of this course, it
makes students understand and grasp main theory and practice of credit valuation.
Course book: 《Credit valuation 》, wujinmei, China audit Press, Jan,2000.
20
Reference book: 《The theory and method of Credit risk management 》, shixinwu, Economical
Management press, first edition, Nov,2002
序 号:29
课程编码:16030030
课程名称:金融机构信用管理
Credit management of financial institutions (bilingual)
学 分:3
周 学 时:3
开课系部:金融学系
预修课程:货币金融学、公司金融、信用管理概论
修读对象:本科生
课程简介:金融机构信用管理是信用体系构成的关键和核心,本课程围绕信用理念,讲述金
融机构如何搜集、整合、利用信用资料,识别和规避信用风险,借鉴国家宏观信
用环境的转变对商业银行信用风险管理的影响,讲授美国商业银行的信用风险管
理模型及应用,最后对中国银行业和美国银行业进行比较,让学生理解和掌握我
国银行业信用管理的思路和对策。
拟用教材:《金融机构信用管理》,赵晓菊,柳永明著,中国方正出版社,2004年8月第一版
参考教材:1、《美国商业银行信用风险管理研究》,杨子健著,中国金融出版社,2004年10
月第1版;
2、《银行信用分析手册》戈林著,机械工业出版社,2004年3月
Course Code: 16030030
Course Name: Credit management of financial institutions (bilingual)
Department: Finance Department
Credit: 3
Periods Per Course: 3
Students: Undergraduates
Prerequisite Course: Money & Finance, Summary of credit management, corporate finance
Contents: It is key and core that a credit system forms that the credit management of financial
institution, this course centres on the credit idea, and tells how the financial institution
collects , combines , utilizes the credit materials, discern and evade the credit risks;
drawing lessons from the impact on credit risk management of commercial bank in
transition of the national macroscopical credit environment, the course teaches the
credit risk management model and application of Bank of America, and compares
Chinese banking and American banking finally, let students understand and grasp the
thinking and countermeasure of banking's credit management of our country.
Course book: 《Credit management of financial institutions 》, zhaoxaoju,liuyongming, China
fangzheng Press, first edition, Aug 2004
Reference book: 1.《The research of Credit risk management in Banking of USA 》, yangzijian,
China financial Press. first edition, Oct,2004;
2.《the manual of banking credit analysis》, gelin, China Machine Press,
Mar,2004
序 号:30
课程编码:16031020
课程名称:个人信用管理
Credit management of individuals
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:货币金融学、信用管理概论
修读对象:本科生
课程简介:个人信用管理是信用管理体系的重要组成部分。本课程主要介绍个人信用管理的
基本知识和操作技巧,包括个人信用起源与发展,信用政策的制定、客户的选择、
信用的授予及个人征信制度的建立和信息库的建立与管理。通过本课程的学习,
21
使学生了解和掌握个人信用管理的全过程和各个具体环节的技术操作方法,从而
打下坚实的专业基础。
拟用教材:《个人信用征信制度》,钟楚男著,中国金融出版社,2002年10月第1版
参考教材:1、《消费者与商业信用管理(第11版》,罗伯特?科尔著,中国人民大学出版社,
2004年11月;
2、《消费者信用管理》,林钧跃著, 中国方正出版社,2002年10月版
Course Code: 16031020
Course Name: Credit management of individuals
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Money & Finance, Summary of credit management
Contents: Personal credit management is an important component of a management system. This
course mainly introduces basic theory and operation skill of personal credit
management, including the origin and development of personal credit, the constitution
of credit policy, the customer's choice , the awarding of credit, the setting-up of
personal credit system, the establish and management of the information stock.
Through the studying of this course, it makes students understand and grasp the whole
course of personal credit management and technique, thus lay the solid professional
foundation.
Course book: 《personal credit policy 》, zhongchunan, China Finance Press, first edition, Oct
2002
Reference book: 1.《consumer and commerce credit management (eleven edition)》, Robet.kell,
China renmin university Press, Nov,2004;
consumer commerce credit management》, linjunyao, China Fangzheng Press, 2.《
Oct 2002
序 号:31
课程编码:16032020
课程名称:社会征信体系
Society credit system
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:货币金融学、信用管理概论
修读对象:本科生
课程简介:社会征信体系是构建信用管理体系的核心,本课程主要介绍构建全社会的信用管
理系统的一般原理和制度建设,其主要内容包括建立全社会诚信制度的重要性和
相关的建设,社会征信体系的建设与完善、失信惩治的手段与措施,以及社会信
用管理体系的法规建设等。通过本课程的学习,使学生了解和掌握构建全社会的
征信管理和信用监管制度。
拟用教材:《社会信用体系原理》,林钧跃著,中国方正出版社,2002年10月第1版
参考教材:《征信手册》,中国征信所著,中信出版社,2003年1月版
Course Code: 16032020
Course Name: Society credit system
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Money & Finance, Summary of credit management
Contents: Social credit system is a core of structuring system of the credit management, this
course mainly introduces the general principle and institutional improvement of credit
administrative systems of whole society, its main content including the importance of
the credit system of the whole society and relevant construction, the construction and
22
perfection of social credit system, the measure of punishing on breaking promise and
the regulation construction of and the social credit management system. Through the
studying of this course, it makes students understand and know that credit management
of the whole society and credit supervisory system.
Course book: 《 principles of social credit system 》, linyunyao, China Fangzheng Press, first
edition, Oct 2002
Reference book: 《manual of credit》,china credit chamber, zhongxin Press, Jan,2003
2 序 号:3
课程编码:16033020
课程名称:西方信用制度与实务
Western credit system and practice
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:货币金融学、信用管理概论
修读对象:本科生
课程简介:征信体系是发达国家金融体系的重要组成部分。本课程通过对比发展中国家和发
达国家,讲述征信影响金融市场的理论和实证经验,征信业发展过程中公共政策
的作用,包括中央银行管理的公共征信部门的作用,以及法律监管和制度等因素
对征信业发展所起的作用。通过本课程的学习,使学生系统了学习和了解西方征
信体系在经济中起到的重要作用。
拟用教材:《征信体系与国际经济》,王晓蕾、佟炎译,中国金融出版社,2004年9月版
参考教材:《美国个人征信局和服务》,王征宁、于江等,中国金融出版社,2003年2月版
Course Code: 16033020
Course Name: Society credit system
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Money & Finance, Summary of credit management
Contents: The credit system is an important component of the financial system of western
developed countries. Through comparing the credit example of developing country and
of the developed country, This course tells the theory and experience that the credit
influences financial market, the function of the public policy in credit industry evolution,
including the function of the public credit department of central bank management, and
such powers to effect credit industry development as law supervising and system.
Through the studying of this course, it makes students study and understand the
important function of western credit system in economy
Course book: 《credit system and international economy 》, Wangxiaolei,Touyan, China finance
Press, Sep. 2004
Reference book: 《personal credit bureau of USA》,Wangzhenglin,Yujin China Finance Press,
Feb,2003
序 号:33
课程编码:16034020
课程名称:博弈论
Game Theory
学 分:2
周 学 时:2
开课系部: 金融学系
预修课程:概率论、统计学
修读对象:本科生
课程简介:本课程系统地介绍博弈论的基本概念和基本方法,内容主要集中于完全信息静态
博弈以及完全信息动态博弈的范畴,也伸延到其他一些专题。通过该门课程的学
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习,帮助学生获得必要的决策科学基本知识,了解学科发展前沿,掌握探索系统
科学基本规律的一般方法,使学生学会应用博弈论的基本原理和方法分析信用管
理,特别是企业信用管理领域的博弈问题。
拟用教材:《博弈论教程》,王则柯 李杰著,中国人民大学出版社,2004年10月版
参考教材:《博弈论教程》朱.弗登博格,让.梯若尔朱著,中国人民大学出版社,2002年10
月版
Course Code: 16034020
Course Name: Game theory
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: probability theory & mathematical Statistics
Contents: This course introduces the basic conception and basic method of the game theory
systematically. The content concentrates on the category of complete information static
game and complete information dynamically game mainly, stretching to some other
special topics too. Through the study of this course, it help students to obtain the basic
knowledge of essential scientific decision, and understand the front of discipline
development, and grasp the general method to explore basic law of systematic science.
It makes students learn to use the basic principle and method of the game theory to
analyze credit management, especially the game question of enterprise's credit
management field.
Course book: 《Game theory tutorial 》,Wangzeke,lijie, China renming University Press,Oct.
2004
Reference book: 《Game theory tutorial 》, H. Scott Bierman 和Luis Fernandez, China renming
University Press,Oct. 2002
序 号:34
课程编码:16038020
课程名称:信用管理专题
Credit Management Studies
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:货币金融学、公司金融、信用管理概论
修读对象:本科生
课程简介:信用管理专题属于信用管理专题选修课,本课程主要就信用管理建设、信用管理
体系及法律法规的建设等问题采取多方位、多角度的综合全面分析,以及在构建
信用管理体系中的一些热点问题进行专项案例分析,使学生能够利用已经掌握的
知识对信用问题进行分析与判断。本课程主要内容包括诚信社会的建立,信用体
系的建立、信用经济、征信体系的构建及失信惩治机制。
拟用教材:自编讲义
参考教材:《“征信与中国经济”国际研讨会文集 》中国金融出版社,2004年12版
Course Code: 16038020
Course Name: Credit Management Studies
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Money & Finance, Summary of credit management,Corporate finance
Contents: Credit manage studies belongs to elective course on credit management, the course
analyze in many angle and all-round way the construction on credit management mainly,
and credit management system and construction of laws and regulations, the course
carry on special case teaching, and focus on some hot questions in structuring the credit
management system, in order to enable students to utilize knowledge that has been
24
already grasped to analyze and judge to the credit question. This Course main content
includes credit foundation of society, credit economy, the punishing mechanism of break
promise.
Course book: self-compiled
Reference book: 《credit and china economy》, Finance Press, Dec,2004
序 号:35
课程编码:16035020
课程名称:客户关系管理
Customer’s relation management
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:信用管理概论
修读对象:本科生
课程简介:客户关系管理是现代企业经营管理的重要内容,也是信用管理,特别是企业信用
管理中的关键。本课程通过介绍客户关系管理的基本理论和原理,包括客户信息
资料的搜集,整合与分析,信用额度的确认,信用档案的建立与维护等相关内容,
以及利用信用信息构建和谐的客户关系,建立CRM的管理模式,为企业的经营管
理服务。通过本课程的学习,让学生了解和掌握CRM在企业运营中的重要性。
拟用教材:《客户关系管理的理论与实务》杨路明、巫宁著,电子工业出版社,2004年5月
版
参考教材:《客户关系管理》威廉?G?齐克蒙德,中国人民大学出版社,2005年2月版
Course Code: 16035020
Course Name: Customer’s relation management
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Summary of credit management,
Contents: Customer relation management is an important content of modern enterprises operation,
that credit management too, especially the key in enterprise's credit management. This
course introduces basic theories and principle of customer's relation management,
including the collection, combining, analyzing customer's information, the affirmation
of the credit amount, and such relevant contents as the setting-up and maintenance of the
credit file, structuring harmonious customer's relation utilizing credit information,
setting up the management mode of CRM, which is good to service of enterprises
management. Through the studying of this course, it makes students understand and
grasp CRM importance in enterprises run.
Course book: 《the theory and practice of CRM》,Yangluming、Wuling,Electronic Industry Press,
May,2004
Reference book: 《customer relation management》, William G. Zikmund, China renming
University Press, Feb, 2005
序 号:36
课程编码:16036020
课程名称:合同管理学
Contract management
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:经济法
修读对象:本科生
课程简介:信守合同是现代企业信用的最根本的体现。本课程主要讲授企业如何订立合同、
履行合同、变更合同、转让合同和解除合同等合同管理的基本知识和技能,以及
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利用先进的信息技术系统控制和管理合同,为企业的经营管理服务。通过本课程
的学习,使学生理解和掌握合同在企业运行中的作用,以及信守合同是企业信用
管理的关键,也是构建社会信用体系的核心。
拟用教材:《如何进行合同管理》方葆青著,北京大学出版社,2004年4月版
参考教材:《企业合同管理》张经著,工商出版社,2003年4月版
Course Code: 16036020
Course Name: Contract management
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Economic law
Contents: Abiding by contracts is the most basic embodiment of the modern enterprise's credit.
This course introduces the basic knowledge and skill of the contract management
including settling a bargain, fulfilling the contract, altering contract, transferring contract
and rescinding contract, and utilizing the advanced information technology system to
control and manage the contract, which are in favor of service of enterprises
management. Through the studying of this course, it makes students understand and
grasp the function in enterprises operating of the contract, and it is a key of enterprise's
credit management to abide by contracts, and it is the core of structuring the social credit
system too.
Course book: 《how to manage contract》,fangbaoqing、Beijing University Press, Apr,2004
Reference book: 《enterprise contract management》,Zhangjing China business Press, Apr, 2003
序 号:37
课程编码:16037020
课程名称:中国信用问题研究
China's credit problem study
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:信用管理概论
修读对象:本科生
课程简介:本课程主要介绍了关于中国社会信用的几个问题,属于专题讲座,包括信用对于
国家、企业和个人的重要意义,我国社会信用缺失的种种表现,造成中国社会信
用缺失的经济政治根源,国外信用培育的经验教训以及中国社会信用体系的构建
等相关内容。通过本课程的学习,使学生掌握关于中国信用问题的重要意义、基
本现状和改革完善的方向。
拟用教材:《中国社会信用问题研究》,张亦春等主著,中国金融出版社,2004年2月第1版
参考教材:《信用中国》,龚勇著,中国方正出版社,2002年8月版
Course Code: 16037020
Course Name: China's credit problem study
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: Summary of credit management
Contents: This course is a thematic lecture, it introduces the problem about China's social credit
mainly, including the important meaning to the country to enterprise and to individual,
all sorts of behavior because of lacks of the social credit in our country, the cause of
the political and economy, such relevant contents as the construction of the experience
and lessons that foreign credit fosters and China's social credit system. Through the
studying of this course, it makes students grasp the important meaning about China's
credit question, basic current situation and reforming the perfect direction.
Course book: 《The research of China credit problem》,zhangyichun, China finance Press,
26
Feb,2004
Reference book: 《credit china》, gongyong, China fangzheng Press, Aug, 2002
序 号:38
课程编码:16039020
课程名称:信用法规建设
Credit law construction
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:货币金融学、信用管理概论
修读对象:本科生
课程简介:信用管理法规是信用管理专业学生必须掌握和了解的知识,也是我国信用管理建
设中的重要环节。本课程重点介绍主要的信用管理各项法规的立法原则和法理精
神。适当采用案例教学和课堂讨论来加深学生对法律条款的理解和领会,避免学
习法律条款的枯燥、乏味。教学方法上应注意课堂教学与学生自学相结合。通过
本课程的学习,学生应对主要信用法规有个大致的了解和熟悉,并能将所学的法
规知识渗透到相关专业课程的学习中,加深对专业知识的理解和领会。
拟用教材:《中国信用建设法律法规汇编》,沈品法、刘建德著,复旦大学出版社,2004年5
月版
参考教材:《无规矩不成方圆--信用与法律规范》,李瑞强,邢颖著,经济日报出版社,2002
年5月
Course Code: 16039020
Course Name: Credit law construction
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: money & finance, Summary of credit management
Contents: Credit management regulation is what the credit management professional student must
grasp knowledge, and is the important link in the credit management construction in our
country. This course introduces the main legal principle and legislative spirit of every
regulation of credit management. The course adopts case teaching and seminar to
strengthen student's understanding of legal clause, avoiding the uninteresting and dull.
On the teaching method, it combines classroom instruction with student teaching oneself
together. Through the studying of this course, students should have a roughly
understanding and familiar with to the main credit regulation, and can permeate the
regulation knowledge studied through the study of relevant course, strengthen the
understanding of professional knowledge.
Course book: 《The compilation of China credit law construction》,Shenpinfa、 Liujiande, fudan
University Press, May,2004
Reference book: 《no propriety and no circumference—credit and law criterion》,lirunxiang、
qingying, Economy daily Press, May, 2002
序 号:39
课程编码:16040020
课程名称:信用分析案例
Credit analysis case
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:货币金融学、信用管理概论
修读对象:本科生
课程简介:信用案例分析主要利用案例教学,引用我国甚至国际上在企业信用、个人信用、
金融机构信用管理、社会征信体系构建中的典型案例,分析我国信用体系构建中
27
存在的瓶颈问题,以及借鉴国际信用管理的先进理念和手段完善我国的信用管理
制度建设。本课程采用课堂讨论的互动方式来加深学生对所学相关信用管理知识
的理解。教学方法上注意课堂教学与学生自学相结合。
拟用教材:自编讲义
参考教材:待定
Course Code: 16040020
Course Name: Credit analysis case
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: money & finance, Summary of credit management
Contents: The credit case analysis quotes typical case in our country even in the world on
enterprise credit, personal credit, financial institution credit management, social credit
system structure, and analyzes the bottleneck question existing in construction of the
credit system in our country, and perfect credit management drawing the advanced idea
of international credit management. This course adopts the seminar inter-dynamic way
to strengthen student's understanding of managerial knowledge of relevant credit
studied. On the teaching method, it combines classroom instruction with student
teaching oneself together.
Course book: self-compiled
Reference book: undetermined
序 号:40
课程编码:16042020
课程名称:国际征信管理
International credit management
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:货币金融学、国际结算、信用管理概论
修读对象:本科生
课程简介:世界经济的全球化和多元化,网络技术的发展促进了国际贸易的发展,同时也加
剧了风险的产生,因此需要通过有效的国际征信使交易双方获得保障,消除不信
任,达成交易。国际征信管理主要讲述国际征信业务原则和方法、国际征信资料
的来源与整合、国际征信分析、国际征信的客户管理等内容。通过本课程的学生,
了解国际征信在国际贸易中的作用和地位,以及国际征信的具体实践。
拟用教材:自编讲义
参考教材:待定
Course Code: 16042020
Course Name: International credit management
Department: Finance Department
Credit: 2
Periods Per Course: 2
Students: Undergraduates
Prerequisite Course: money & finance, Summary of credit management、international settlement
Contents: With the globality and multilateral economy, the development of internet technique, the
international trades have been growing greatly, but which have brought risk inevitably.
So it needs effective international credit management to safeguard the interests of
both-sides, to eliminate the un-credit, and come to an agreement. The course introduces
mainly the principle and ways of international credit management, and the origin and
conformity of credit information, and international credit analysis, and customer
management. By the studying, it makes students know the effect of international credit
management, and the practice of its.
Course book: self-compiled
28
Reference book: undetermined
序 号:41
课程编码:16143020
课程名称:金融概论
Introduction to Finance
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:
修读对象:专科生
课程简介:这门课程系统介绍了金融学的基本理论和基础知识。主要内容包括:货币和货币
制度,信用和利率,我国金融组织结构及功能,中央银行业务和货币政策,金融
机构如商业银行、政策性银行、信托、保险和证券的业务经营,金融市场交易如
货币市场、资本市场,国际收支,国际信贷,国际货币制度和国际金融市场等。
拟用教材:《金融学概论》,孙桂芳主编,中国金融出版社,2003年1月第1版 参考教材:《金融学原理》,彭兴韵著,生活•读书•新知 三联书店,2003年9月第1版
Course code: 16143020
Course name: Introduction to Finance
Department: Finance Department
Anterior Course:
Objective Students: Academy Students
Contents: The course introduces systematically basic theories and key knowledge of finance. Its
main contents: money and monetary institution, credit and interest rate, the
organization structure and function in financial of China, and the business of central
bank and monetary policy, financial institution such as commercial bank, policy bank,
trust, insurance and securities; financial market transaction such as monetary market,
capital market; international income and expense, international credit, international
monetary institution and international financial market. etc.
Course book: Introduction To Finance by Sun Guifang,China Finance Press,First edition,
January, 2003
Reference: Fundamentals of Finance by Peng Xingyun, Sanlian Press, first edition, September,
2003
序 号:42
课程编码:16144020
课程名称:证券投资学
Securities Investment
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:金融概论
修读对象:专科生
课程简介:本课程主要讲授证券投资分析的一般理论、证券投资分析的基本方法和技巧,证
券组合投资和资本资产定价的有关理论和实际运用技巧,并结合我国证券市场上
证券投资者的操作理念和行为以及证券价格的变动状况进行实证分析。本课程阐
述和分析证券市场上证券价值及价格波动的内在原因和一般规律、证券投资的基
本分析包括宏观经济分析、行业分析和公司分析的内容和方法,证券投资的技术
分析包括K线分析、形态分析、均线分析、技术指标分析等各种分析原理和方
法,证券组合投资和资本资产定价的有关理论模型及其在实际投资中的应用,具
有很强的实用性和操作性。
拟用教材:《证券投资学》,吴晓求、季冬生主编,中国人民大学出版社,2004年3月 参考教材:《新编证券投资学》(第二版),郑忠、何佩莉主编,立信会计出版社,2000年12
月
29
Course code: 16144020
Course name: Securities Investment
Credit: 2 credits
Lesson Hours: 2h per week
Department: Finance Department
Anterior Course: Introduction to Finance
Objective Students: Academy Students
Contents: The course focuses on the general theories of securities investment, basic methods
and skills of securities investment analysis, investment and speculation methods of
securities investment. The course elaborates and analyses securities market, securities
transaction, securities price and its fluctuation, basic and technical analysis of
securities, and the methods of securities investment, etc. in addition, the inherent law
of securities investment and internal cause of securities price fluctuation are exposed,
it has the feature of practice.
Course book: Securities Investment by Wu Xiaoqiu、Ji Dongsheng, Remin University of China
Press, March, 2004
Reference: Securities Investment New Edition(Second edition),Zheng Zhong、He Peili,Lixin
Accounting Press,December, 2000
序 号:43
课程编码:16145020
课程名称:保险学
Insurance
学 分:2
总 学 时:2
开课系部:金融学系
预修课程:货币银行学
修读对象:专科生
课程简介:本课程主要教授保险学原理、实务、法规三方面的知识,课程的教学体现了以下
几方面特点:首先是新颖性,教学内容紧跟保险实践的快速发展,其次是实务性,
在选择新型的、有代表性的险种来充实教学内容的同时,突出了从投保到理陪整
个过程的实务知识的介绍;再次时实用性,教学内容注重满足家庭个人投资理财
的需要以及保险中介资格考试的需要;最后是法律性,保险法律法规在教学内容
中有所体现。教学主要内容包括:风险及风险管理、保险基本理论、保险的产生
与发展、保险种类、保险合同、财产保险、人身保险、社会保险、再保险、保险
经营和保险中介等。
拟用教材:《保险学教程》,陈兵主编,立信会计出版社,2002年9月第1版
参考教材:《保险学》(第二版),王绪瑾主编,经济管理出版社,2001年8月
Course code: 16145020
Course name: Insurance
Credit: 2 credits
Lesson Hours: 2h per week
Department: Finance Department
Anterior Course: Money & Banking
Objective Students: Academy Students
Contents: The course focuses on basic knowledge and theories of insurance, main types of
insurance and elaborates it through relating the features of our country's insurance
business. It is theoretical and practical course. Its main contents: risk and risk
management, basic theories of insurance, the origin and development of insurance,
types of insurance, insurance contract, property insurance, personal insurance, social
insurance,reinsurance,insurance operation and insurance intermediate etc.
Course book: A Course of Insurance by Chen Bing, Lixin Accounting Press, first edition,
September, 2002
Reference: Insurance(Second edition)by Wang Xujing, Economic & Management Press, August,
2001
30
序 号:44
课程编码:16146020
课程名称:外汇交易与风险管理
Foreign Exchange And Risk Management
学 分:2
周 学 时:2
开课系部:财政金融系
预修课程:货币银行学、国际金融学
修读对象:专科生
课程简介:本课程系统介绍了各种外汇交易工具及其操作。主要内容包括:外汇交易工具的
基本概念和交易原理,各种交易报价、计算、交易策略。在理论分析的基础上,
本课程结合大量的实务操作和交易案例介绍企业和银行进行风险管理的基本原
理和方法。
拟用教材:《银行外汇交易与风险管理》,刘金宝主编,文汇出版社,2001年6月第1版 参考教材:《国际金融实务》,刘玉操主编,东北财经大学出版社,2001年6月第1版
Course code: 16146020
Course name: Foreign Exchange And Risk Management
Department: Finance Department
Anterior Course: Money & Banking、International Finance
Objective Students: Academy Students
Contents: The course systematically introduces all kinds of foreign exchange methods and its
operation. Its main contents: basic concepts of foreign exchange methods and
transaction principals, all sorts of transaction offer, calculation and tactics. On the
basis of theory studying, the basic theories and methods of risk management about
bank and enterprise are introduced with much practical operation and transaction
examples.
Course book: Bank Foreign Exchange Transaction & Risk Management by Liu Jinbao,Wenhui
press., first edition,Junuary, 2001
Reference: Practice of International Finance,Liu Yucao,Northeast University of Finance &
Economics Press,first edition,Junuary, 2001
序 号:45
课程编码:16147020
课程名称:国际金融学
International Finance
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:货币银行学
修读对象:专科生
课程简介:国际金融学主要以开放视角研究国际间货币运动、资金融通和资本流动的方式、
规律及其影响,其主要内容包括:外汇与汇率、外汇交易、外汇风险管理、国际
金融市场、国际资本流动、国际信贷、国际收支、国际货币体系、国际金融机构
等。通过上述内容学习,使学生掌握国际金融的基本知识和基本理论,了解国际
金融的发展状况及发展趋势,熟悉国际金融交易业务的规则与技能,具备从事国
际金融有关业务的素质与能力。
拟用教材:《国际金融》,刘思跃主编,武汉大学出版社,2002年5月第2版 参考教材:《国际金融教程》,胡云祥主编,立信会计出版社,2005年出版
Course code: 16147020
Course name: International Finance
Credit: 3 credits
Lesson Hours: 4h per week
Department: Finance Department
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Anterior Course: Money & Banking
Objective Students: Academy Students
Contents: The course is designed to introduce students to the international dimension of the
finance function, international currencies movement, and its ways, law, and effect,
and it provides students the fundamentals of international finance. The course covers:
foreign exchange & foreign exchange rate, transaction of foreign exchange,
management of foreign exchange risk, international financial market, international
capital flowing, international credit, international balance of payment, international
monetary system, and international financial institutions, etc. By learning the course,
the students will grasp the key concepts, and fundamentals of international finance.
They will comprehend the current rules of international finance environment, the
situation and the trend of the recent development of international finance and will
have the professional knowledge and skills of engaging in international financial
business and other relevant business.
Course book: International Finance New Edition(Third edition) by Jiang Boke,Fudan
University Press,August, 2001
Reference: A Course of International Finance by Hu Yunxiang, Lixin Accounting Press, 2005
序 号:46
课程编码:16148020
课程名称:国际结算
International Settlement
学 分:2
周 学 时:2
开课系部:金融学系
预修课程:货币银行学、国际金融学
修读对象:专科生
课程简介:本课程紧密结合国际贸易结算业务操作的实际发展,依据国际贸易结算的惯例与
规则,从微观的角度研究国际间的货币运动,系统的介绍了企业应如何以最科学
最有效的方法来结算其在对外经济活动中引起的债权债务,是一门实务性较强的
课程。重点讲授国际间票据的使用方法,各种结算方式的运用以及单据的缮制。
拟用教材:《实用国际贸易结算》,方士华、张志谦、程丽萍编著,立信会计出版社,2000
年8月第1版
参考教材:《国际贸易结算新编》,朱意秋主编,青岛海洋大学出版社,2001年12月第1版
Course code: 16148020
Course name: International Settlement
Department: Finance Department
Anterior Course: Money & Banking、International Finance
Objective Students: Academy Students
Contents: The course introduces how to settles income and expense through banks when
international trade takes place among enterprises. It focuses on the operation methods
of bill and settlement ways internationally such as letter of credit.
Course book: Practical International Trade Settlement by Fang Shihua、Zhang Zhiqian、Cheng
Liping,Lixin Accounting Press,first edition,August, 2000
Reference: International Trade Payment New Edition by Zhu Yiqiu, Qingdao Sea University Press, first edition, December, 2001
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