Designation: E 1268 – 01
Standard Practice for
Assessing the Degree of Banding or Orientation of
Microstructures1
This standard is issued under the fixed designation E 1268; the number immediately following the designation indicates the year of
original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A
superscript epsilon (e) indicates an editorial change since the last revision or reapproval.
INTRODUCTION
Segregation occurs during the dendritic solidification of metals and alloys and is aligned by
subsequent deformation. Solid-state transformations may be influenced by the resulting microsegre-
gation pattern leading to development of a layered or banded microstructure. The most common
example of banding is the layered ferrite-pearlite structure of wrought low-carbon and low-carbon
alloy steels. Other examples of banding include carbide banding in hypereutectoid tool steels and
martensite banding in heat-treated alloy steels. This practice covers procedures to describe the
appearance of banded structures, procedures for characterizing the extent of banding, and a
microindentation hardness procedure for determining the difference in hardness between bands in heat
treated specimens. The stereological methods may also be used to characterize non-banded
microstructures with second phase constituents oriented (elongated) in varying degrees in the
deformation direction.
1. Scope
1.1 This practice describes a procedure to qualitatively
describe the nature of banded or oriented microstructures based
on the morphological appearance of the microstructure.
1.2 This practice describes stereological procedures for
quantitative measurement of the degree of microstructural
banding or orientation.
NOTE 1—Although stereological measurement methods are used to
assess the degree of banding or alignment, the measurements are only
made on planes parallel to the deformation direction (that is, a longitudinal
plane) and the three-dimensional characteristics of the banding or align-
ment are not evaluated.
1.3 This practice describes a microindentation hardness test
procedure for assessing the magnitude of the hardness differ-
ences present in banded heat-treated steels. For fully marten-
sitic carbon and alloy steels (0.10–0.65 %C), in the as-
quenched condition, the carbon content of the matrix and
segregate may be estimated from the microindentation hard-
ness values.
1.4 This standard does not cover chemical analytical meth-
ods for evaluating banded structures.
1.5 This practice deals only with the recommended test
methods and nothing in it should be construed as defining or
establishing limits of acceptability.
1.6 The measured values are stated in SI units, which are
regarded as standard. Equivalent inch-pound values, when
listed, are in parentheses and may be approximate.
1.7 This standard does not purport to address all of the
safety problems, if any, associated with its use. It is the
responsibility of the user of this standard to establish appro-
priate safety and health practices and determine the applica-
bility of regulatory limitations prior to use.
2. Referenced Documents
2.1 ASTM Standards:
A 370 Test Methods and Definitions for Mechanical Testing
of Steel Products2
A 572/A 572M Specification for High-Strength Low-Alloy
Columbium-Vanadium Structural Steel3
A 588/A 588M Specification for High-Strength Low-Alloy
Structural Steel with 50 ksi [345 MPa] Minimum Yield
Point to 4 in. [100 mm] Thick3
E 3 Methods of Preparation of Metallographic Specimens4
E 7 Terminology Relating to Metallography4
E 140 Hardness Conversion Tables for Metals4
E 384 Test Method for Microhardness of Materials4
E 407 Test Methods for Microetching Metals and Alloys4
E 562 Practice for Determining Volume Fraction by Sys-
tematic Manual Point Count4
1 This practice is under the jurisdiction of ASTM Committee E04 on Metallog-
raphy and is the direct responsibility of Subcommittee E04.14 on Quantitative
Metallography.
Current edition approved Dec. 10, 2001. Published February 2002. Originally
published as E 1268 – 88. Last previous edition E 1268 – 99.
2 Annual Book of ASTM Standards, Vol 01.03.
3 Annual Book of ASTM Standards, Vol 01.04.
4 Annual Book of ASTM Standards, Vol 03.01.
1
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959, United States.
E 883 Guide for Reflected-Light Photomicrography4
3. Terminology
3.1 Definitions—For definitions of terms used in this prac-
tice, see Terminology E 7.
3.2 Definitions of Terms Specific to This Standard:
3.2.1 banded microstructure—separation, of one or more
phases or constituents in a two-phase or multiphase microstruc-
ture, or of segregated regions in a single phase or constituent
microstructure, into distinct layers parallel to the deformation
axis due to elongation of microsegregation; other factors may
also influence band formation, for example, the hot working
finishing temperature, the degree of hot- or cold-work reduc-
tion, or split transformations due to limited hardenability or
insufficient quench rate.
3.2.2 feature interceptions—the number of particles (or
clusters of particles) of a phase or constituent of interest that
are crossed by the lines of a test grid. (see Fig. 1).
3.2.3 feature intersections—the number of boundaries be-
tween the matrix phase and the phase or constituent of interest
that are crossed by the lines of a test grid (see Fig. 1). For
isolated particles in a matrix, the number of feature intersec-
tions will equal twice the number of feature interceptions.
3.2.4 oriented constituents—one or more second-phases
(constituents) elongated in a non-banded (that is, random
distribution) manner parallel to the deformation axis; the
degree of elongation varies with the size and deformability of
the phase or constituent and the degree of hot- or cold-work
reduction.
3.2.5 stereological methods—procedures used to character-
ize three-dimensional microstructural features based on mea-
surements made on two-dimensional sectioning planes.
NOTE 2—Microstructural examples are presented in Annex A1 to
illustrate the use of terminology for providing a qualitative description of
NOTE 1—The test grid lines have been shown oriented perpendicular (A) to the deformation axis and parallel (B) to the deformation axis. The counts
for N’, N||, P’, and P|| are shown for counts made from top to bottom (A) or from left to right (B).
NOTE 2—T indicates a tangent hit and E indicates that the grid line ended within the particle; both situations are handled as shown.
FIG. 1 Illustration of the Counting of Particle Interceptions (N) and Boundary Intersections (P) for an Oriented Microstructure
E 1268
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the nature and extent of the banding or orientation. Fig. 2 describes the
classification approach.
3.3 Symbols:
N’ = number of feature interceptions with test lines
perpendicular to the deformation direction.
N|| = number of feature interceptions with test lines
parallel to the deformation direction.
M = magnification.
Lt = true test line length in mm, that is, the test line
length divided by M.
NL’ = N ’
L t
NL|| = N||
Lt
P’ = number of feature boundary intersections with
test lines perpendicular to the deformation di-
rection.
P|| = number of feature boundary intersections with
test lines parallel to the deformation direction.
PL’ = P ’
L t
> 2NL’
PL|| = P ||
L t
> 2NL ||
n = number of measurement fields or number of
microindentation impressions.
N¯ L ’ = (N L’
n
N¯ L|| = (NL ||
n
P¯ L’ = (PL’
n
> 2N¯ L’
P¯ L || = (P L ||
n
> 2N¯ L ||
X¯ = mean values ( N¯ L’, N¯ L||, P¯L ’, P¯ L||)
s = estimate of standard deviation (s).
t = a multiplier related to the number of fields
examined and used in conjunction with the
standard deviation of the measurements to de-
termine the 95 % CI.
95 % CI = 95 % confidence interval.
95 % CI =
6
ts
=n
% RA = % relative accuracy.
% RA = 95 % CI
X¯
3 100
SB’ = mean center-to-center spacing of the bands.
SB’ = 1
N¯ L’
.
V V = volume fraction of the banded phase (constitu-
ent).
l’ = mean edge-to-edge spacing of the bands, mean
free path (distance).
l’ = 1 2 VV
N¯ L’
AI = anisotropy index.
AI = N¯ L’
N¯ L||
5
P¯ L’
P¯ L||
V12 = degree of orientation of partially oriented linear
structure elements on the two-dimensional
plane-of-polish.
V12 = N¯ L ’ 2 N¯ L ||
N¯ L’ 1 0.571 N¯ L ||
FIG. 2 Qualitative Classification Scheme for Oriented or Banded Microstructures
E 1268
3
V12 = P¯ L’ 2 P¯ L ||
P¯ L’ 1 0.571 P¯ L||
4. Summary of Practice
4.1 The degree of microstructural banding or orientation is
described qualitatively using metallographic specimens
aligned parallel to the deformation direction of the product.
4.2 Stereological methods are used to measure the number
of bands per unit length, the inter-band or interparticle spacing
and the degree of anisotropy or orientation.
4.3 Microindentation hardness testing is used to determine
the hardness of each type band present in hardened specimens
and the difference in hardness between the band types.
5. Significance and Use
5.1 This practice is used to assess the nature and extent of
banding or orientation of microstructures of metals and other
materials where deformation and processing produce a banded
or oriented condition.
5.2 Banded or oriented microstructures can arise in single
phase, two phase or multiphase metals and materials. The
appearance of the orientation or banding is influenced by
processing factors such as the solidification rate, the extent of
segregation, the degree of hot or cold working, the nature of the
deformation process used, the heat treatments, and so forth.
5.3 Microstructural banding or orientation influence the
uniformity of mechanical properties determined in various test
directions with respect to the deformation direction.
5.4 The stereological methods can be applied to measure the
nature and extent of microstructural banding or orientation for
any metal or material. The microindentation hardness test
procedure should only be used to determine the difference in
hardness in banded heat-treated metals, chiefly steels.
5.5 Isolated segregation may also be present in an otherwise
reasonably homogeneous microstructure. Stereological meth-
ods are not suitable for measuring individual features, instead
use standard measurement procedures to define the feature
size. The microindentation hardness method may be used for
such structures.
5.6 Results from these test methods may be used to qualify
material for shipment in accordance with guidelines agreed
upon between purchaser and manufacturer, for comparison of
different manufacturing processes or process variations, or to
provide data for structure-property-behavior studies.
6. Apparatus
6.1 A metallurgical (reflected-light) microscope is used to
examine the microstructure of test specimens. Banding or
orientation is best observed using low magnifications, for
example, 503 to 2003.
6.2 Stereological measurements are made by superimposing
a test grid (consisting of a number of closely spaced parallel
lines of known length) on the projected image of the micro-
structure or on a photomicrograph. Measurements are made
with the test lines parallel and perpendicular to the deformation
direction. The total length of the grid lines should be at least
500 mm.
6.3 These stereological measurements may be made using a
semiautomatic tracing type image analyzer. The test grid is
placed over the image projected onto the digitizing tablet and
a cursor is used for counting.
6.4 For certain microstructures where the contrast between
the banded or oriented constituents is adequate, an automatic
image analyzer may be used for counting, where the TV scan
lines for a live image, or image convolutions5, electronically-
generated test grids6, or other methods, for a digitized image,
are used rather than the grid lines of the plastic overlay or
reticle.
6.5 A microindentation hardness tester is used to determine
the hardness of each type of band in heat-treated steels or other
metals. The Knoop indenter is particularly well suited for this
work.
7. Sampling and Test Specimens
7.1 In general, specimens should be taken from the final
product form after all processing steps have been performed,
particularly those that would influence the nature and extent of
banding. Because the degree of banding or orientation may
vary through the product cross section, the test plane should
sample the entire cross section. If the section size is too large
to permit full cross sectioning, samples should be taken at
standard locations, for example, subsurface, mid-radius (or
quarter-point), and center, or at specific locations based upon
producer-purchaser agreements.
7.2 The degree of banding or orientation present is deter-
mined using longitudinal test specimens, that is, specimens
where the plane of polish is parallel to the deformation
direction. For plate or sheet products, a planar oriented (that is,
polished surface parallel to the surface of the plate or sheet) test
specimen, at subsurface, mid-thickness, or center locations,
may also be prepared and tested depending on the nature of the
product application.
7.3 Banding or orientation may also be assessed on inter-
mediate product forms, such as billets or bars, for material
qualification or quality control purposes. These test results,
however, may not correlate directly with test results on final
product forms. Test specimens should be prepared as described
in 7.1 and 7.2 but with the added requirement of choosing test
locations with respect to ingot or continuously cast slab/strand
locations. The number and location of such test specimens
should be defined by producer-purchaser agreement.
7.4 Individual metallographic test specimens should have a
polished surface area covering the entire cross section if
possible. The length of full cross-section samples, in the
deformation direction, should be at least 10 mm (0.4 in.). If the
product form is too large to permit preparation of full cross
sections, the samples prepared at the desired locations should
have a minimum polished surface area of 100 mm2(0.16 in. 2)
5 Lépine, M., “Image Convolutions and their Application to Quantitative
Metallography,” Microstructural Science, Vol. 17, Image Analysis and Metal-
lography, ASM International, Metals Park, OH, 1989, pp. 103–114.
6 Fowler, D.B., “A Method for Evaluating Plasma Spray Coating Porosity
Content Using Stereological Data Collected by Automatic Image Analysis,”
Microstructural Science, Vol. 18, Computer-Aided Microscopy and Metallog-
raphy, ASM International, Materials Park, OH, 1990, pp. 13–21.
E 1268
4
with the sample length in the longitudinal direction at least 10
mm (0.4 in.).
8. Specimen Preparation
8.1 Metallographic specimen preparation should be per-
formed in accordance with the guidelines and recommended
practices given in Methods E 3. The preparation procedure
must reveal the microstructure without excessive influence
from preparation-induced deformation or smearing.
8.2 Mounting of specimens may be performed depending on
the nature of the test sample or if needed to accommodate
automatic polishing devices.
8.3 The microstructure should be revealed in strong contrast
by any appropriate chemical or electrolytic etching method, by
tinting or staining, etc. Test Methods E 407 list appropriate
etchants for most metals and alloys. For certain materials,
etching may not be necessary as the naturally occurring
reflectivity differences between the constituents may produce
adequate contrast.
9. Calibration
9.1 Use a stage micrometer to determine the magnification
of the projected image or at the photographic plane.
9.2 Use a ruler to determine the length of the test lines on
the grid overlay in mm.
10. Procedure
10.1 Place the polished and etched specimen on the micro-
scope stage, select a suitable low magnification, for example,
503 or 1003, and examine the microstructure. Align the
specimen so that the deformation direction is horizontal on the
projection screen. Randomly select the initial field by arbi-
trarily moving the stage and accepting the new field without
further stage adjustment.
10.1.1 Bright field illumination will be used for most
measurements. However, depending on the alloy or material
being examined, other illumination modes, such as polarized
light or differential interference contrast illumination, may be
used.
10.1.2 Measurements may also be made by placing the test
grid on photomicrographs (see Guide E 883), taken of ran-
domly selected fields, at suitable magnifications.
10.2 Qualitatively define the nature and extent of the band-
ing or orientation present in accordance with the following
guidelines. Examination at higher magnification may be re-
quired to identify and classify the constituents present. Fig. 2
describes the classification approach.
10.2.1 Determine if the banding or orientation present
represents variations in the etch intensity of a single phase or
constituent, such as might result from segregation in a tem-
pered martensite alloy steel specimen, or is due to preferential
alignment of one or more phases or constituents in a two-phase
or multi-phase specimen.
10.2.2 For orientation or banding in a two-phase or multi-
phase specimen, determine if only the minor phase or constitu-
ent is preferentially aligned within the matrix phase. Alterna-
tively, both phases may be aligned with neither appearing as a
matrix phase.
10.2.3 For two-phase (constituent) or multiphase (constitu-
ent) microstructures, determine if the aligned second phase
(constituent) is banded in a layered manner or exists in an
oriented, non-banded, randomly distributed manner.
10.2.4 For cases where a second phase or constituent is
banded or oriented within a non-banded, nonoriented matrix,
determine if the banded or oriented constituent exists as
discrete particles (the particles may be globular or elongated)
or as a continuously aligned constituent.
10.2.5 Describe the appearance of the distribution of the
second phase (or, either lighter or darker etching regions within
a single phase microstructure) in terms of the pattern present,
for example: isotropic (nonoriented or non-banded), nearly
isotropic, partially banded, partially oriented, diffusely banded,
narrow bands, broad bands, mixed narrow and broad bands,
fully oriented, etc.
10.2.6 The microstructural examples presented in Annex A1
illustrate the use of such terminology to provide a qualitative
description of the nature and extent of the banding or orienta-
tion. Fig. 2 describes the classification approach.
10.3 Place the grid lines over the projected image or
photomicrograph of the randomly selected field (see section
10.17 ) so that the grid lines are perpendicular to the deforma-
tion direction. The grid should be placed without operator bias.
Decide which phase or constituent is banded. If both phases or
constituents are banded, with no obvious matrix phase, choose
one of the phases (constituents) for counting. Generally, it is
best to count the banded phase present in least amount. Either
NL or PL, or both (see 10.3.1-10.3.4 for definitions), may be
measured, using grid orientations perpendicular (’) and par-
allel (||) to the deformation direction, depending on the purpose
of the measurements or as required by other specifications.
10.3.1 Measurement of NL’—with the test grid perpen-
dicular to the deformation direction, count the number of
discrete particles or features intercepted by the test lines. For a
two-phase structure, count all of the interceptions of the phase
of interest, that is, those that are clearly part of the bands and
those that are not. When two or more contiguous particles,
grains, or patches of the phase or constituent of interest are
crossed by the grid line, that is, none of the other pha