IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 47, NO. 5, MAY 1999 783
Three-Dimensional FDTD Analysis of a
Pulsed Microwave Confocal System for
Breast Cancer Detection:
Design of an Antenna-Array Element
Susan C. Hagness, Member, IEEE, Allen Taflove, Fellow, IEEE, and Jack E. Bridges, Life Fellow, IEEE
Abstract—We are investigating a new ultrawide-band (UWB)
microwave radar technology to detect and image early-stage
malignant breast tumors that are often invisible to X rays.
In this paper, we present the methodology and initial results
of three-dimensional (3-D) finite-difference time-domain (FDTD)
simulations. The discussion concentrates on the design of a
single resistively loaded bowtie antenna element of a proposed
confocal sensor array. We present the reflection, radiation, and
scattering properties of the electromagnetic pulse radiated by
the antenna element within a homogeneous, layered half-space
model of the human breast and the polarization and frequency-
response characteristics of generic tumor shapes. We conclude
that the dynamic range of a sensor array comprised of such
elements in conjunction with existing microwave equipment is
adequate to detect small cancerous tumors usually missed by
X-ray mammography.
Index Terms—Antenna array, cancer, FDTD methods.
I. INTRODUCTION
Apotentially important strategy for reducing breast cancermortality is the detection of early-stage tumors [1]. X-ray
mammography is currently the most effective screening modal-
ity for detecting clinically occult breast cancers. However,
approximately 10–30% of breast cancers are missed by mam-
mography [2], [3]. The significant number of false negatives
may be attributed to the limitations of mammography in: 1)
assessing dense glandular tissue and regions located close to
the chest wall or underarm and 2) imaging very early-stage
tumors that do not yet exhibit microcalcifications. Another
concern is the high rate of false positives in screening mam-
mograms [3], [4]. These statistics indicate a critical need for
complementary modalities with high sensitivity and specificity
for early detection through low-cost screening. Ultrasound and
contrast-enhanced MRI are effective in the diagnostic evalu-
ation of mammographically detected breast lesions. However,
Manuscript received July 29, 1998; revised December 2, 1998. This work
was supported in part by the Small Business Innovative Research Grant
1-R43-CA67598-D1A2 from the National Institute of Health and by internal
funding from Interstitial, Inc. Computing resources were provided by Cray
Research, Inc.
S. C. Hagness is with the Department of Electrical and Computer Engi-
neering, University of Wisconsin-Madison, Madison, WI 53706 USA.
A. Taflove is with the Department of Electrical and Computer Engineering,
McCormick School of Engineering and Applied Science, Northwestern Uni-
versity, Evanston, IL 60208 USA.
J. E. Bridges is with Interstitial, Inc., Park Ridge, IL 60068 USA.
Publisher Item Identifier S 0018-926X(99)04839-5.
these modalities are either not sensitive/specific enough or are
too costly for mass screening purposes [5]–[8].
We are investigating an ultrawide-band (UWB) microwave
radar technology to detect early-stage breast cancer. The
cardinal feature of this technology is the differential
microwave backscatter response from tissues based on their
water content, a tissue-radiation interaction mechanism that is
distinct from density-based attenuation of X rays. According
to the literature, the differing water content of normal and
malignant breast tissues results in an order-of-magnitude
dielectric-property contrast at microwave frequencies. The
system under consideration has the potential to detect very
small noncalcified cancers, including those in radiographically
dense breasts and in regions near the chest wall or underarm.
Furthermore, this approach avoids exposure to ionizing
radiation, is noninvasive, and does not require breast
compression. The radio-frequency exposure is well within
the safety limits set by ANSI/IEEE [9]. The safety, comfort,
ease-of-use, and low-cost features of the new approach
should permit frequent screening of the general public and
regular monitoring of patients with detected abnormalities.
Augmenting X-ray mammography in this manner could help
to reduce the number of false negatives and false positives.
The new modality is based on the principle of the confocal
optical microscope [10], an instrument that selectively images
small particles in a translucent medium having multiple scat-
tering sources. It reduces the problem of background clutter
by providing spatial selectivity of both the illuminating and
backscattered waves. Our UWB pulsed adaptation achieves
a range-gated microwave focus at potential tumor locations
through the use of an electronically scanned antenna array of
elements. Here, an ultrawide-band antenna element located
at a particular position on the surface of the breast is excited
and the backscattered waveform is collected, digitized, and
stored within the computer. Via electronic switching, this is
repeated in sequence for the other elements in the array. As
a postprocessing step, the set of backscattered waveforms
are then variably time-shifted to achieve coherent addition for
a desired virtual focal point within the breast in a manner
analogous to the signal processing performed for geophysical
seismic prospecting [11]. Backscatter from the in-breast focal
point adds coherently in this process, while returns from off-
focus scatterers add incoherently and are thereby suppressed.
0018–926X/99$10.00 1999 IEEE
784 IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 47, NO. 5, MAY 1999
The position of the focal point is scanned throughout the breast
by adjusting the assumed distribution of time shifts of the
stored backscatter waveforms.
The spatial selectivity of the pulsed confocal microwave
technology addresses a central problem in applying electrical
or microwave techniques to tumor detection: the heteroge-
neous nature of the breast. Published microwave backscat-
ter methods [12], [13] that illuminate the breast with large
unfocused beams suffer because returns from a tumor can
be masked by clutter from adjacent breast regions. Matrix
schemes using microwave or impedance measurements [14],
[15] suffer because errors in the data can be amplified by
the matrix-inversion process. Alternative matrix schemes are
under development for microwave imaging of objects embed-
ded in lossy media [16]. Our approach has no relation to
matrix schemes or techniques involving passive thermography
or active tomography [17]. Three wide-ranging U.S. patents for
our technology were awarded recently [18]–[20]; additional
U.S. patents are pending.
Previously, we reported extensive two-dimensional (2-D)
finite-difference time-domain (FDTD) simulations of the op-
eration of the pulsed confocal technology [21]–[24]. In this
paper, we present the methodology and results from three-
dimensional (3-D) FDTD modeling of key system aspects
relating to the UWB antenna-element design, the propagation
and scattering of the electromagnetic impulse radiated by
this element within a simple model of the breast, and the
polarization and spectral characteristics of the backscatter
response of generic tumor shapes. The results reported here
and in [21]–[24] indicate that a system realized with existing
microwave equipment has sufficient sensitivity and dynamic
range to detect small tumors less than 5 mm in diameter
located within 5 cm of the skin surface.
II. SUMMARY OF BREAST TISSUE DIELECTRIC PROPERTIES
Breast-tissue differentiation using the pulsed microwave
confocal approach is based upon two fundamental physical
properties.
1) The high-water content of malignant tumors causes them
to have significantly larger microwave scattering cross
sections than normal fatty breast tissues that have low-
water content. The vascularization of malignant tumors
further increases the scattering cross section.
2) Microwave attenuation in normal breast tissue is low
enough (less than 4 dB/cm up to 10 GHz) to permit con-
structive addition of wide-bandwidth backscattered re-
turns using broad-aperture confocal-imaging techniques.
Specifically, Gabriel et al. [25]–[27] reported that the rel-
ative dielectric permittivity, , and conductivity, , of high-
water-content tissues such as muscle are about an order of
magnitude greater than those found for low-water-content
tissues such as fat. This contrast persists throughout the entire
RF spectrum up through millimeter waves. Foster and Schepps
[28], Rogers et al. [29], and Peloso et al. [30] reported that the
dielectric properties of malignant tumors are almost the same
as those found for normal high-water-content tissues such as
muscle.
Joines et al. [31] and Chaudhary et al. [32] performed a
large number of measurements up to 3 GHz of both normal
and malignant human breast tissues. They found that the
dielectric properties of normal breast tissues are similar
to (but somewhat greater than) fat, while the properties of
malignant breast tumors are similar to muscle. According to
their measured data, the dielectric properties of normal breast
tissue properties vary in an approximate 10% range about
and S/m, whereas for malignant tumors,
and S/m. Extrapolation of these values
to higher frequencies using either the Debye model or an
empirical model [33] shows that normal breast tissue exhibits
path losses of less than 4 dB/cm up to 10 GHz.
Swarup et al. [35] studied the onset of the high values of
and in malignant tumors by measuring MCA1 fibrosarcoma
mouse tumors at 7, 15, and 30 days after inception. No
significant variation of and was seen with tumor age.
While the larger tumors exhibited a necrotic interior, they
showed little difference in and above 0.5 GHz.
Surowiec et al. [36] performed measurements of centimeter-
size malignant human breast tumors and adjacent tissues and
found an increase in and of the normal breast tissue near
malignant tumors. This effect may be caused by infiltration
or vascularization. It could enlarge the microwave scattering
cross section and thereby aid in the confocal microwave
detection of the tumor.
Campbell and Land [34] also measured the dielectric prop-
erties of breast tissues with tumors. However, their data are not
in agreement with the work cited above. Such discrepancies
most likely are due to their experimental protocol which: 1) did
not consider possible vascularization surrounding the tumors
and 2) introduced air gaps in the very small dielectric-sample
test chamber.
Some benign tumors may also have a high-water content and
could produce a backscatter response similar to that generated
by malignant tumors. However, at present, there exists little
reliable data regarding the dielectric properties of benign
tumors. Characterizing and analyzing such benign tumors is
an extensive subject by itself and will be considered in future
papers. Here, we focus only on the dielectric properties of
malignant tumors.
III. ULTRALOW REVERBERATION ANTENNA
DESIGN FOR BIOLOGICAL SENSING
Video pulse radars operated at the air–earth interface have
been used to detect buried structures such as pipes, cables,
and mines [37]. Versions of these radars were proposed as
means to detect and possibly image internal biological tissues
[38]. However, a problem arises in that small or weakly-
scattering tissue structures adjacent to an impulsively excited
antenna can be obscured by the reflections from the ends of
the antenna. (Early-time reflection due to impedance mismatch
between the source cable and the antenna is assumed to be
fully decayed before the end reflections.) For the case of
free-space radiation of ultrawide-band video pulses, resistively
loaded conical, and bowtie antennas have been reported [39],
[40] having end reflections 40–50 dB below the exciting pulse.
HAGNESS et al.: 3-D FDTD ANALYSIS OF PULSED MICROWAVE CONFOCAL SYSTEM 785
(a)
(b)
Fig. 1. Geometry of the bowtie antenna backed with a lossy dielectric slab,
located at the surface of the breast tissue half-space (skin: �
r
= 36:0, � = 4:0
S/m, thickness = 1:0 mm; normal breast tissue: �
r
= 9:0, � = 0:4 S/m):
(a) plan view and (b) side view.
As demonstrated in Section IV, this reflection level is too high
for detecting tumors in the breast.
We recently reported the design of a wide-band bowtie
antenna suitable for near-surface biological sensing [41]. The
design procedure involved 3-D FDTD modeling [42], [43] in
the manner of [39], [40], and [44]. In fact, the design was
based upon a modification of the continuous resistive loading
examined in [39], [40] in combination with the use of a zero dc
Gaussian-pulse modulated carrier excitation and the location
of the antenna at the interface of the biological tissue half-
space. Here, we present the design of the antenna for use as
an element in the pulsed microwave confocal array.
Fig. 1 shows the antenna configuration. A bowtie antenna
with a flare length of cm and a flare angle of 53
is located at the surface of the breast. The breast model is
comprised of a 1-mm-thick layer of skin ( and
S/m)1 and a half-space of normal breast tissue ( and
S/m). The antenna is comprised of a material that has
the following conductivity:
S/m (1)
where is the normalized axial distance along the bowtie,
is determined by the choice of the metal used at the
feed point and is chosen to give the desired level of
suppression of the reflected pulse. As noted in [41], this taper
is a modification of that used in [40]. Here, is a function of
the axial distance from the center of the bowtie, rather than
a function of the radial distance. Also, in our
design so that the conductivity at the center of the bowtie is
large but finite. At the ends of the bowtie antenna ( ),
the conductivity goes to zero. The antenna is embedded within
a large block of lossy dielectric material that matches the
dielectric parameters of normal breast tissue.
The excitation to the antenna is of the form
V (2)
where GHz, ns, and . This
pulse has a temporal width of 0.22 ns (full width at half
maximum—FWHM), an amplitude spectral width of 4 GHz
(FWHM), and zero dc content. Although very wide-band, this
excitation differs significantly from that used in [39] and [40].
Here, the excitation spectrum is a bandpass Gaussian function
(centered about 6 GHz), which nulls out the low-frequency
energy and minimizes the resulting exponential field decay in
the surrounding lossy medium.
In the FDTD analysis, the slanted edges of the bowtie an-
tenna are approximated using staircasing with a submillimeter
spatial-grid resolution. The excitation is implemented as a 1-V,
50- resistive voltage source at the antenna feedpoint [45].
The FDTD grid is terminated with a perfectly matched layer
absorbing boundary condition [46].
Fig. 2(a) graphs the FDTD-computed exciting pulse as
observed at the feed point. The magnetic field recorded in
this simulation circulates about the -directed voltage source
and is, therefore, proportional to the induced current.
Fig. 2(b) graphs the FDTD computed-end reflections as
observed at the feed point of the all-metal bowtie antenna.
The end reflection is seen to be 63 dB relative to the
exciting pulse. Evidently, the lossy nature of the skin provides
a substantial amount of suppression of the end reflections.
For example, in our previously reported work, which did not
include the skin layer, the reflection from the ends of the
all-metal antenna was seen to be 40 dB [41].
Fig. 2(c) graphs the FDTD computed-end reflections as
observed at the feed point of the resistively loaded bowtie
antenna for which S/m (the conductivity of a
typical metal) and S/m (a sheet resistance of 1000
1Gabriel et al. [25]–[27] found that, for either wet or dry skin, 30 < �
r
<
40 and 1 < � < 10 S/m from 1–10 GHz.
786 IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 47, NO. 5, MAY 1999
(a)
(b)
(c)
Fig. 2. Time-domain fields observed at the feed point of the bowtie antenna
shown in Fig. 1. (a) Exciting pulse. (b) Pulse reflected from the ends of the
all-metal antenna. (c) Pulse reflected from the ends of the resistively loaded
antenna.
, assuming an antenna thickness of 1 mm). The resistive
loading together with the lossy nature of the biological tissue
and the bandpass nature of the excitation drops the antenna
reverberation to 125 dB relative to the exciting pulse. In
comparison to Fig. 2(b), the resistive loading is seen to provide
an additional 60 dB of dynamic range beyond that which is
Fig. 3. Time-domain fields observed at a depth of 1.0 cm in the breast tissue
half-space. The fields radiated by the resistively loaded bowtie antenna (solid
line) are reduced in amplitude by 1 dB relative to the all-metal bowtie antenna
(dotted line).
available with the all-metal version of the antenna in Fig. 1.
Further, the resistive loading causes little loss of radiating
efficiency for the electric fields penetrating the tissue half-
space. Fig. 3 graphs the FDTD computed -directed electric
fields at a depth of 1 cm below the feed point. The pulse
radiated by the resistively loaded antenna into the breast is
reduced by only 1.0 dB relative to the all-metal antenna.
As shown in Section IV, this ultralow reverberation antenna
permits the sensing of tumors less than 5 mm in diameter at
depths as great as 5.0 cm.
IV. DYNAMIC RANGE
The principal performance specification is the system dy-
namic range; that is, the ratio of the peak pulse power of the
source to the system noise floor due to reverberations and
thermal noise. The dynamic range should be large enough
to permit detection of a tumor of specified size and depth.
We note that the backscatter collected by a single antenna
element is augmented by the processing gain of the -position
synthetic-aperture array, which yields an improvement in the
signal-to-noise ratio of dB. Assuming
, the processing gain would range between 10–20 dB.
Using the resistively loaded bowtie antenna, we have per-
formed benchmark simulations to estimate the dynamic range
requirements of the microwave system. The 3-D FDTD model
used for this study is similar to that shown in Fig. 1, except that
here a spherical malignant tumor is embedded within the breast
tissue half-space. The depth of a typical normal, nonlactating
human breast is on the order of 5 cm [47]–[49]. This suggests
that a flattened breast of a patient in supine position would
span less than 5 cm between the skin surface and the rib cage.
Further, almost 50% of all breast tumors occur in the quadrant
near the underarm where the breast is less than about 2.5 cm
deep [50]. Accordingly, we have based our computational
models of the confocal microwave system on detecting tumors
to depths of up to 5 cm with a typical depth of 3–4 cm.
To determine the dynamic range required to detect a tumor
of a specific diameter and depth, the peak-to-peak amplitude of
the backscattered response of the tumor is compared with the
peak-to-peak amplitude of the exciting pulse. Fig. 4 graphs the
HAGNESS et al.: 3-D FDTD ANALYSIS OF PULSED MICROWAVE CONFOCAL SYSTEM 787
(a)
(b)
Fig. 4. Time-domain fields observed at the feed point of the bowtie antenna.
A 0.5-cm-diameter spherical tumor is located in the breast tissue half-space
at a depth of 4.0 cm directly below the feedpoint. (a) Exciting pulse. (b)
Backscattered response of tumor.
FDTD-computed magnetic field circulating the feed point for
the case of a 5.28-mm-diameter tumor located at a depth of
4.0 cm directly below the feed point. The backscatter from
the tumor [Fig. 4(b)] observed in the 1.0-ns time window
immediately following the excitation [Fig. 4(a)] is seen to be
92 dB relative to the exciting pulse. This simulation was
performed for tumor diameters of 5.28, 3.52, and 1.76 mm at
depths of 3.0, 4.0, and 5.0 cm. The backscatter response levels
are tabulated in